Final

21A-011-FIN · Department of Insurance and Financial Institutions - Financial · 2021-06-15

IN THE OFFICE OF ADMINISTRATIVE HEARINGS

In the Matter of Consumer Lender License(s) of:

AURA FINANCIAL LLC

(License No. 0936448)

Respondent

No. 21A-011-FIN

CERTIFICATION OF DECISION

OF ADMINISTRATIVE

LAW JUDGE

I have reviewed the records of the Office of Administrative Hearings and as co-custodian of such records have determined:

On June 15, 2021, the Administrative Law Judge Decision in the above entitled matter was transmitted to the Department of Insurance and Financial Institutions -Financial by electronic filing.

Pursuant to A.R.S. § 41-1092.08 and A.R.S. § 1-243, the Department of Insurance and Financial Institutions -Financial had until June 8, 2021 to accept, reject or modify the Administrative Law Judge Decision, as evidenced by receipt of such action by the Office of Administrative Hearings.

No action by the Department of Insurance and Financial Institutions -Financial was received by the Office of Administrative Hearings as of June 15, 2021.

Therefore, pursuant to A.R.S. § 41-1092.08(D), the attached Administrative Law Judge Decision is certified as the final administrative decision of the Department of Insurance and Financial Institutions -Financial.

NOTICE

Rights for Rehearing or judicial review will be lost without action taken in a timely manner. A Party has the right to request a rehearing from the Department of Insurance and Financial Institutions -Financial pursuant to A.R.S. § 41-1092.09(A). In addition, the matter may be reviewed by the Superior Court, pursuant to A.R.S. § 41-1092.08(H), although a party may be required to seek a rehearing from the Department of Insurance and Financial Institutions -Financial before petitioning the Superior Court

for such review. See A.R.S. § 41-1092.09(B). Further rights may be lost without action

taken in a timely manner. Parties may wish to review these statutes as quickly as possible after receipt of this notice. The relevant statutes may be found at the local library or on the internet at: http://www.azleg.state.az.us/ArizonaRevisedStatutes.asp.

Not later than ten days after a complaint for judicial review of an administrative decision is filed with the Superior Court, the party who filed the complaint must file a notice of the action with the Office of Administrative Hearings.

Done this day, June 15, 2021.

/s/ Miranda Alvarez

Legal secretary

Copy mailed/e-mailed/faxed June 15, 2021 to:

Evan G. Daniels

Department of Insurance and Financial Institutions - Insurance

Arizona Department of Insurance and Financial Institutions

100 North 15th Avenue, Suite 261

Phoenix, AZ 85007-2630

[email redacted]

Christina Corieri, Interim Director

Arizona Department of Insurance

100 North 15th Avenue, Suite 261

Phoenix, AZ 85007-2630

[email redacted]

Aura Financial LLC, Respondent

Attn: Daniel Patrick Sanford, VP Financel and Operations

303 2nd St., North Tower, Ste. 550

San Francisco, CA 94107

[email redacted]

CT Corporation System, Statutory Agent for Aura Financial LLC

3800 N Central Ave., Ste. 460

Phoenix, AZ 85012

Alfred Giuliano, Trustee

Chapter 7 Bankruptcy Proceedings

2301 E. Evesham Rd.

Pavilion, NJ 08043

[email redacted]

James H. Rolstead, Esq., Assistant Attorney General

Office of the Attorney General

2005 N Central Ave.

Phoenix, AZ 85004

[email redacted]

Deian Ousounov, regulatory Legal Affairs Officer

Ana Starcevic, Paralegal Project Specialist

Steven Fromholtz, Division Manager

Tammy Seto, Financial Services Division Manager

Arizona Department of Insurance and Financial Institutions

100 N 15th Ave., Ste. 261

Phoenix, AZ 85007

[email redacted]

By Miranda Alvarez