2024A-07576-NPC-ROC Notice of Hearing & Packet MAILED 2024-07576.pdf

2024A-07576-NPC-ROC · Registrar of Contractors · 2024-08-30

REGISTRAR OF CONTRACTORS OF THE STATE OF ARIZONA

Prescott Winsupply Co., Case No. 2024-07576

COMPLAINANT, Docket No. 2024A-07576-NPC-ROC

v. NOTICE OF HEARING ON CONTESTED CASE City Plumbing & Rooter Corp License No. ROC 339781,

RESPONDENT. This Notice of Hearing is issued under A.R.S. § 41-1092.05(D).

HEARING INFORMATION The hearing is set for:

October 17, 2024 9:00 AM Tammy Eigenheer Google Meet. A link will be provided directly from The Office of Administrative Hearings. Go to www.azoah.com to request to appear in-person.

If you have requested to appear in-person at the hearing, the hearing will be held at 1740 W Adams Street, Phoenix, AZ 85007.

You must attend this hearing. This is an adversarial hearing before an administrative law judge, and is conducted in a similar manner as judicial proceedings. Thus, you must be

prepared to present evidence, including witness testimony and documents, in support of your case.

STATEMENT OF LEGAL AUTHORITY AND JURISDICTION

The State of Arizona has determined that the licensing and regulation of construction contractors is a proper state function, and has vested authority in the Registrar of Contractors to administer Title 32, Chapter 10 of the Arizona Revised Statutes. A.R.S. §§ 32-1101 et seq. All hearings for alleged violations of Title 32, Chapter 10 are conducted under Title 41,

Chapter 6, Article 10. A.R.S. § 32-1156.

The statutes and rules governing the hearing can be found at: Arizona Revised

Statutes §§ 41-1092 to -1092.12, and Arizona Administrative Code R2-19-101 to -122.

PARTICULAR ARIZONA STATUTES AND RULES INVOLVED

The statutes and rules the Respondent is alleged to have violated are cited in the

complaint and citation, which were served on the Respondent on August 6, 2024. SHORT AND PLAIN STATEMENT OF THE MATTERS ASSERTED

The complaint and citation allege that the Respondent committed the following act(s): Charge: 1 A.R.S. § 32-1154(A)(10)

THE PARTIES TO THE ADMINISTRATIVE HEARING Because Respondent is a licensee and is charged with an act(s) or omission(s) that is cause for the suspension or revocation of a license, Respondent is a party to this case and will be a party to the hearing. Because Complainant alleged Respondent committed an act(s) or omission(s) that is cause for the suspension or revocation of a license, Complainant is a party to this case and will

be a party to the hearing.

Respondent and Complainant, as the parties to the hearing, will present evidence and

argument to the administrative law judge.

RIGHT TO BE REPRESENTED The parties to the administrative hearing may choose to be represented by an attorney. A.R.S. § 41-1092.07(B). If one of the parties is a company, the company may be represented

by an officer or employee if that person satisfies the conditions set forth in A.R.S. § 32-

1156(B).

CHANGE OF ADDRESS Each party must inform the Registrar and the Office of Administrative Hearings of any change of address within five (5) days of the change. A.R.S. § 41-1092.04.

HEARING PROCEDURES AND RULES

The administrative hearing will be conducted in accordance with A.R.S. §§ 41-1092 to -1092.12, and A.A.C. R2-19-101 to -122. The parties should review the statutes, rules, and

processes governing the administrative hearing. Copies of the statutes, rules, and articles regarding the administrative hearing process can be found at https://www.azoah.com/.

REGISTRAR’S APPEARANCE BY VIDEO CONFERENCE OR TELEPHONE

The Registrar’s investigators, employees, and attorneys will appear at the hearing via

video conference or telephone unless requested by a party to appear in-person. Requests for the Registrar’s investigators, employees, or attorneys to appear in-person must be filed with the Registrar and the Office of Administrative Hearings no later than seven (7) calendar days prior to the hearing date.

HEARING PACKET

In the interests of administrative efficiency, the Registrar compiles and discloses

certain documents to the parties and the Office of Administrative Hearings. These documents

are attached to this Notice of Hearing as the “Hearing Packet.” If any party wishes to submit additional evidence, they must do so during the hearing after completing a disclosure statement. See “Disclosure Statement” section below.

SUBPOENAS FOR TESTIMONY FROM A WITNESS OR DOCUMENTS

The parties to the hearing must be prepared to present evidence in support of their

case. If a party wants to obtain testimony from a witness or documents not in the party’s

possession, the party must prepare and file a written subpoena for the Administrative Law

Judge to review and sign, if approved. A.R.S. § 41-1092.07(C). Forms for requesting a subpoena can be found on the Office of Administrative Hearings’ website at www.azoah.com.

The party seeking a subpoena must serve notice on all the parties to the hearing, and on the Registrar. A.R.S. § 41-1092.04.

DISCLOSURE STATEMENT

At least seven calendar days before the hearing, each party must prepare and serve a

disclosure statement on all other parties, and file it with the Office of Administrative Hearings. A.A.C. R4-9-118; A.A.C. R2-19-108. The disclosure statement must include any exhibit the party will use at the hearing. A party’s failure to timely disclose any witness or exhibit, without good cause, may result in the administrative law judge excluding those witnesses or exhibits from being used at the hearing. A.A.C. R4-9-118(C). A sample disclosure form is available on the Registrar’s website at https://roc.az.gov/forms/RC-L-800A%20- %20Prehearing%20Disclosure%20Statement%2020191007v4.pdf

CHANGING THE HEARING DATE

The date of the hearing may only be advanced or delayed on the agreement of the

parties or on a showing of good cause. A.R.S. § 41-1092.05(C). The date of the hearing may

be changed by filing a written agreement of the parties to change the date of the hearing. The

written agreement must be filed with the Office of Administrative Hearings, directed to the assigned Administrative Law Judge, and transmitted to the Registrar and all other parties. The assigned Administrative Law Judge may be found on the Office of Administrative Hearings’ web portal at www.azoah.com

If a party would like to move the date of the hearing without agreement of all parties, the party must file a written motion with the Office of Administrative Hearings, directed to the assigned Administrative Law Judge, and transmit a copy to the Registrar and all other parties. The motion must state in detail good cause for why the date of the hearing should be advanced or delayed, and the position of all other parties regarding the advancement or delay. A party may also file a motion asserting a right to an expedited hearing upon a showing of

extraordinary circumstances or the possibility of irreparable harm. A.R.S. § 41-1092.05(E).

RESOLUTION SHORT OF ADJUDICATION In any case which is resolved or settled by the parties, or which is withdrawn by the Complainant without objection from Respondent after the Notice of Hearing is issued, the parties must notify the Office of Administrative Hearings of the resolution or settlement. Any such cases will be listed on the Registrar’s website and its records under the category: “Closed

Complaints – Resolved/Settled/Withdrawn.”

Dated August 30, 2024.

By: /s/ Erika Hoskin Erika Hoskin Legal Secretary Legal Department Arizona Registrar of Contractors

Copy mailed via USPS First Class mail August 30, 2024 to:

Respondent(s) City Plumbing & Rooter Corp 4750 N Stewart Rd Prescott valley, AZ 86314 Complainant(s) Prescott Winsupply Co. 410 6th Street Prescott, AZ 86301

Copy sent electronically this same date to:

Respondent at email address on record with the Registrar Complainant at email address on record with the Registrar

Case No. 2024-07576 /

Douglas A. Ducey, Governor Jeffrey L. Fleetham, Director

Hearing Packet FAQ What is the Hearing Packet?

The Hearing Packet is a packet of certain documents collected or issued by the Registrar over the course of its investigation.

Who gets the Hearing Packet?

The Hearing Packet is assembled and distributed to all parties and to the Office of Administrative Hearings (“OAH”) prior to an administrative hearing.

What types of cases does the Registrar prepare a Hearing Packet for?

The Registrar prepares a Hearing Packet for Complainant-Handled Cases and No-Pay Cases. Note: If the Docket Number on the Notice of Hearing contains a “CHC” or “NPC”, your case is a Complainant-Handled Case or a No-Pay Case.

What is in the Hearing Packet?

The Hearing Packet contains essential case-specific documents and at a minimum will include the following documents:

● Original complaint;

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov Hearing Packet FAQ

Douglas A. Ducey, Governor Jeffrey L. Fleetham, Director

● Citation; and ● Answer.

The Hearing Packet will also contain the following documents (if applicable):

● Jobsite inspection notices, notes, and photos; ● Written directives; and ● Compliance inspection notices, notes, and photos.

What if there are documents missing from the Hearing Packet?

If there is any evidence you submitted to the Registrar that are not included in the Hearing Packet it is your responsibility to introduce that evidence at the administrative hearing. Note: The administrative law judge assigned to your case does not have access to the entire Registrar record.

If there is additional evidence you submitted to the Registrar during the investigation that you also want to introduce as evidence during your hearing, it is your responsibility to:

● Properly disclose that evidence to the other party; and ● Introduce the evidence during your hearing.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov Hearing Packet FAQ

Douglas A. Ducey, Governor Jeffrey L. Fleetham, Director

How do I disclose evidence I intend to use at a Hearing?

You must properly disclose any and all documents and witnesses you intend to use at your hearing according to the Registrar’s Prehearing Disclosure Rules. See Arizona Administrative Code Section R4-9-118.

A sample prehearing disclosure form and instructions are provided to the parties by the Registrar.

How do I obtain documents I previously submitted to the Registrar?

If you previously submitted documents to the Registrar and need a copy of these documents, please contact the Registrar’s Legal Department or submit a public records request at https://roc.force.com/AZRoc/s/roc-public-request.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov Hearing Packet FAQ

July 12, 2024

Via U.S. Mail and Email

Complainant Prescott Winsupply Co. 410 6th Street Prescott, AZ 86301

Via U.S. Mail and Email

Respondent City Plumbing & Rooter Corp 20036 Arminta St Winnetka, CA 91306

Re: Complaint No. 2024-07576

Dear Complainant and Respondent:

The Registrar received a complaint filed against City Plumbing & Rooter Corp for non-payment of materials or services rendered. This complaint is complete and will be substantively reviewed by the Registrar.

Respondent is free to raise any issue or affirmative defense to this complaint by filing a response with the Registrar by July 19, 2024. Please reference the complaint number listed above if you file a response. Respondent may file a response by:

Mail: P.O. Box 18244, Phoenix, Arizona, 85005-8244 In-Person: 1700 W. Washington St., Ste. 105, Phoenix, Arizona, 85007-2812 Email: [email redacted]

The Registrar will not issue a citation before July 19, 2024 and will review Respondent’s response, if one is submitted.

Please be advised that a response to the complaint is not the same as a written answer. If the Registrar issues a citation Respondent must file a written answer to that citation in accordance with A.R.S. § 32-1155.

Sincerely,

/s/ Shaquira Adebule Shaquira Adebule

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg100 4/21 Legal Assistant II Legal Department Arizona Registrar of Contractors 602-542-1525

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg100 4/21 Non-Payment Complaint Form Departmental Use Only Complaint Number: Mail to: Registrar of Contractors P.O. Box 18243 Phoenix, AZ 85005-8243

Person Filing Complaint (Payee) Business Name Full Name (First Middle Last) ROC License Number(s) (if any) TROY Andrew LEMMON Street Address City State Zip Code 410 6TH ST Prescott Arizona 86301 Phone Number Email Address [number redacted] [email redacted] I consent to receive communications electronically in connection with this case

Name of Attorney (if any)

Attorney’s Street Address City State Zip Code

Attorney’s Phone Number Attorney’s Email Address

Licensee Information (Payer) Name (as shown on contracts, invoices, etc.) ROC License Number(s) City Plumbing & Rooter Corp ROC 339781 Street Address City State Zip Code 4750 N Stewart Rd Prescott Valley Arizona 86314 Phone Number Email Address

Name of Person(s) Representing License PAUL BELCHER III Complaint Information Principal Amount Due (excluding interest and fees) Contract Date (if applicable) $8,796.29 January 18, 2024 Have you filed a civil complaint? No List all specific invoices which have not been paid. Attach additional pages if necessary. IV 12/13/23 290531-01 211.75 ; IV 12/13/23 290524-01 140.37 ; IV 12/20/23 290933-01 4241.48 ; IV 12/21/23 291024-01 276.70 ; IV 01/05/24 291674-01 843.50 ; IV 01/11/24 292048-01 212.19 ; IV 01/11/24 292046-01 94.98 ; IV 01/11/24 291981-01 515.79 ; IV 01/18/24 292451-01 32.14 ; IV 01/18/24 292373-01 468.86 ; IV 02/07/24 293405-01 886.44 Certification I certify, upon information and belief, that the above-named licensee has failed to pay monies in excess of seven hundred fifty dollars when due for materials or services rendered in connection with the licensee’s operations as a contractor. I further certify, upon information and belief, that the above-named licensee has the capacity to pay, or has received sufficient monies as payment for the particular construction work project or operation for which the services or materials were rendered or purchased. A.R.S. § 32-1154(A)(10). Printed Name Signature Date TROY Andrew LEMMON Declaration & Signature I am the Complainant in this Complaint Form or Complainant’s duly authorized representative. I declare under penalty of perjury that the information contained in this Form is true and correct to the best of my knowledge. I further certify that any documents submitted in support of this complaint are true and correct copies of the originals and are accurate to the best of my knowledge. I will assist in the investigation or in the prosecution of the contractor or other parties, and will, if necessary, attend hearings and testify to facts. Printed Name Signature Date TROY Andrew LEMMON Remit To:

Page Date Printed Invoice No. 12/13/23 290524 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 NATHAN Placed By Salesman Type Shipment Ship VIA Date Shipped 010-ANTHONY JACKSON Stock 12/13/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA 3/4 BRASS SCRD TEE LEAD FREE 1 7.5300 .00 7.53 T EA 3/4 BRASS SCRD CPLNG LEAD FREE 1 6.0900 .00 6.09 T EA 3/4X6 RED BRASS NIPPLE 2 8.9400 .00 17.88 T EA TW12-1 EXPANSION TANK 1YR 200 1 59.5900 .00 59.59 T 4.5 GALLON EA PC604 3/4 PXM ADAPTER 1 5.7800 .00 5.78 T PRESS MALE ADAPTER EA PC603 3/4 PXF ADAPTER 1 6.2600 .00 6.26 T PRESS FEMALE ADAPTER EA FFSS18 3/4X18 NXN SS WTR FLEX 2 5.7700 .00 11.54 T EA PC607 3/4 PXP 90 ELBOW 2 4.3700 .00 8.74 T PRESS 90 EA U514LF 1/2 SB END CAP LF 1 6.1400 .00 6.14 T SHARKBITE

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 129.55 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 7.26 Pay full balance by 1/12/24 Local Tax % 2.750 Local Tax 3.56

Invoice Amount 140.37

When you provide a check as payment, you authorize us either to use information from your check to make a one-time electronic fund transfer from your account or to process the payment as a check transaction. For inquiries please call (928) 778-7340. T&C: You agree that the sale of these products/services is subject to all of our standard terms and conditions of sale located at www.winsupplyinc.com/tcsale. INVOICELP : Laser Invoice Remit To:

Page Date Printed Invoice No. 12/13/23 290531 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 REEM REEM Placed By Salesman Type Shipment Ship VIA Date Shipped ROBERT 010-ANTHONY JACKSON Stock 12/13/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA 440-8 1/2 FLARE CAP 1 .9200 .00 .92 T EA 604 1/2 CXMIP ADPT 1 1.2500 .00 1.25 T 1/2 COPPER MALE ADAPTER EA 101-004NL 3/4 LEGEND PRS BV 1 16.3100 .00 16.31 T 3/4 PRESS BALL VALVE EA PC600-DS 3/4 PXP COUPLING 5 3.7800 .00 18.90 T PRESS COUPLING EA PC607 3/4 PXP 90 ELBOW 10 4.3700 .00 43.70 T PRESS 90 EA PC603 3/4 PXF ADAPTER 2 6.2600 .00 12.52 T PRESS FEMALE ADAPTER EA PC604 3/4 PXM ADAPTER 2 5.7800 .00 11.56 T PRESS MALE ADAPTER EA PC606 3/4 PXP 45 ELBOW 10 3.9200 .00 39.20 T EA PC617 1/2 P TUBE CAP 1 5.1000 .00 5.10 T PRESS CAP EA PC611 3/4 PXPXP TEE 2 7.2700 .00 14.54 T PRESS TEE EA 3/4X4 RED BRASS NIPPLE 1 6.6800 .00 6.68 T EA 3/4 BRASS SCRD CPLNG LEAD FREE 1 6.0900 .00 6.09 T EA 3/4X12 RED BRASS NIPPLE 1 18.6600 .00 18.66 T

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 195.43 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 10.94 Pay full balance by 1/12/24 Local Tax % 2.750 Local Tax 5.38

Invoice Amount 211.75

Page Date Printed Invoice No. 12/20/23 290933 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 14

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped ANDY 010-ANTHONY JACKSON Stock WILL CALL 12/20/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA NPE-240A2 TANKLESS ASERIES 1 1,491.4700 .00 1,491.47 T A-PUMP INCLUDED ***** BEGIN SERIAL NUMBER **** 2087B23X2756542 ***** END SERIAL NUMBER ****** EA 101-271NL 3/4 TANKLESS KIT 1 87.6000 .00 87.60 T PRESS FLUSH KIT EA PC604 3/4 PXM ADAPTER 2 5.7800 .00 11.56 T PRESS MALE ADAPTER EA FTGC-YC34-24P 3/4 FXM GAS CONN 1 19.3400 .00 19.34 T MOBILE HOME FLEX EA 3/4X1/2 BLK 150 MI COUPLING CN 1 1.3300 .00 1.33 T EA 0555121 3/4 LFFBV-4 1 10.3200 .00 10.32 T THREADED BALL VALVE EA ZEP-1 SS SHOCK ARR/ THERM TANK 1 37.4400 .00 37.44 T TANKLESS EXPANSION TANK EA PC607 3/4 PXP 90 ELBOW 2 4.3700 .00 8.74 T PRESS 90 EA 101-004NL 3/4 LEGEND PRS BV 4 16.3100 .00 65.24 T 3/4 PRESS BALL VALVE EA PF585-70 1/2 BRZ BALL VALVE 2 11.8400 .00 23.68 T PRESS BALL VALVE EA 107-268NL 3/4 T-533HP NO-KINK 2 9.4300 .00 18.86 T 3/4 MIP NO-KINK HOSE BIB EA PC604 3/4 PXM ADAPTER 2 5.7800 .00 11.56 T PRESS MALE ADAPTER EA PC611 3/4X3/4X1/2 PXPXP TEE 1 6.2600 .00 6.26 T EA PC611 3/4 PXPXP TEE 1 7.2700 .00 7.27 T PRESS TEE EA PC600-2 3/4X1/2 FTG REDUCER 1 2.9000 .00 2.90 T PRESS FITTING REDUCER EA PC603 3/4 PXF ADAPTER 2 6.2600 .00 12.52 T PRESS FEMALE ADAPTER EA FSW1252 WTR FLTR&COND W/CVR 1 1,941.7000 .00 1,941.70 T

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales -------.-- -- - --------- Freight -------.-- State Tax % --.--- State Tax -------.-- Local Tax % --.--- Local Tax -------.--

CONTINUED ON NEXT PAGE........... Invoice Amount -------.--

INVOICELP : Laser Invoice Remit To:

Page Date Printed Invoice No. 12/20/23 290933 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 14

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped ANDY 010-ANTHONY JACKSON Stock WILL CALL 12/20/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

OVER 2500 SQ FT EA 2 PVCDWV HXH 90 ELL 2 2.3900 .00 4.78 T PVCDWV HXH 90 EA 1-1/2 NO-HUB COUPLING 2 2.9300 .00 5.86 T EA 1-1/2 PVCDWV HXHXH WYE 1 5.0900 .00 5.09 T 1-1/2 PVCDWV WYE EA 1/2 GALV 150 MI TEE CN 2 2.2000 .00 4.40 T EA 2308 2( 2-1/8) CTS STRUT CLAMP 6 1.7700 .00 10.62 T FT 1-5/8X1-5/8 GALV UNI-STRUT NEF 10 5.3200 .00 53.20 T EA 2003 3/4 IP STRUT CLAMP 20 .9100 .00 18.20 T EA 9051 1" 10MIL PIPE PROTECT TAP 1 3.6400 .00 3.64 T DOTTIE #110 EA 9052 2" 10MIL PIPE PROT TAPE 1 6.4100 .00 6.41 T EA LARGE EVERFLUX 2 13.8900 .00 27.78 T EA 4300672 14.1 OZ MAP PRO TANK 1 16.2500 .00 16.25 T EA 3/4 SXF PVC40 ADPT 1 .5900 .00 .59 T

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 3,914.61 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 219.22 Pay full balance by 1/19/24 Local Tax % 2.750 Local Tax 107.65

Invoice Amount 4,241.48

Page Date Printed Invoice No. 12/21/23 291024 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 15

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 CONNIE Placed By Salesman Type Shipment Ship VIA Date Shipped ANDY 010-ANTHONY JACKSON Stock WILL CALL 12/21/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA [number redacted] NG PILOT/ THERMOPILE 1 58.0800 .00 58.08 T 300/400 SERIES [number redacted] EA [number redacted] GCR NAT GAS VALVE 1 197.3000 .00 197.30 T 400 SERIES

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 255.38 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 14.30 Pay full balance by 1/20/24 Local Tax % 2.750 Local Tax 7.02

Invoice Amount 276.70

Page Date Printed INVOICE 2/01/24 992401 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 1/31/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 97.41 - Freight .00 If Paid By 0/00/00 You May Deduct .00 State Tax % .000 State Tax .00 Pay full balance by 0/00/00 Local Tax % .000 Local Tax .00 97.41 Invoice Amount

Page Date Printed Invoice No. 1/05/24 291674 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 05

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 4484481-001 Placed By Salesman Type Shipment Ship VIA Date Shipped PAUL 010-ANTHONY JACKSON Stock 1/05/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA 1-1/2 PVC P-TRAP HXH SOLV WELD 2 6.0300 .00 12.06 T 1-1/2 PVCDWV SW P-TRAP EA 2 PVC P-TRAP HXH SOLV WELD 2 6.8500 .00 13.70 T PVCDWV SW P-TRAP EA 2" NO-HUB COUPLING 2 2.8500 .00 5.70 T EA 1-1/2 NO-HUB COUPLING 2 2.9300 .00 5.86 T FT 2X20 PVC FOAMCORE PIPE 20 1.3300 .00 26.60 T FT 1-1/2 PVC FOAMCORE PIPE 20 1.0300 .00 20.60 T EA MSHXLC 1/4 5/16 REV 6 CHUCK 2 19.1200 .00 38.24 T LONG DRIVER EA 48-32-4082 100PC PACKOUT KT 1 75.4700 .00 75.47 T EA 800M4FR-FZ 3/4 BFP 1 203.5200 .00 203.52 T EA 76011 1/2PT BLUE MSTR COMPOUND 1 15.1300 .00 15.13 T EA 70885 1/2X1429" PTFE THRD TAPE 1 4.1400 .00 4.14 T EA 30893 16OZ RAIN-R-SHINE CMNT 1 10.3700 .00 10.37 T EA 3010000 111-1.6 ROYAL FL VALVE 1 164.5700 .00 164.57 T EA 3323182 V651A VB REPAIR KIT 1 4.0100 .00 4.01 T EA 4028 1-1/2X1-1/2 CLOST SPUD 1 7.7200 .00 7.72 T EA 76085 COMPRESSION SEAL TAPE 1 37.1200 .00 37.12 T STRETCH TAPE/ SEAL TAPE EA J40-380 WHITE MARKING PAINT 1 10.9600 .00 10.96 T WHITE MARKING PAINT EA PC604 3/4 PXM ADAPTER 2 5.7800 .00 11.56 T PRESS MALE ADAPTER EA PC607 3/4 PXP 90 ELBOW 4 4.3700 .00 17.48 T PRESS 90 EA PC600-DS 3/4 PXP COUPLING 2 3.7800 .00 7.56 T PRESS COUPLING EA FG-1-T FROSTGUARD BLANKET 1 86.1300 .00 86.13 T R-13 TAN BAG

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 778.50 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 43.59 Pay full balance by 2/04/24 Local Tax % 2.750 Local Tax 21.41

Invoice Amount 843.50

Page Date Printed Invoice No. 1/11/24 291981 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 JOHN Placed By Salesman Type Shipment Ship VIA Date Shipped ANDY 010-ANTHONY JACKSON Stock WILL CALL 1/11/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA PRO1T16 16 SS FLX TLT CONN 1 4.4400 .00 4.44 T B1T16 EA PRO1F20 20 SS FLX FCT CONN 2 4.7900 .00 9.58 T B1F20 EA LF5855038 1/2X3/8 PROPEX ANGLE 10 5.5900 .00 55.90 T EXPANDABLE PEX ANGLE STOP EA LF4235050 1/2X1/2 PXFIP DRP 90 1 10.1300 .00 10.13 T UPONOR 1/2 DROP EAR 90 EA R10000-MF VLV BODY ONLY 1 39.4600 .00 39.46 T UPONOR R10000 ROUGH IN EA 58BSM 5/8IDX1/2 SSL PIPE INSUL 13 2.7500 .00 35.75 T SPLIT INSULATION EA 78BSM 7/8IDX1/2 SSL PIPE INSUL 6 3.1100 .00 18.66 T SPLIT INSULATION 100 EA 555-23 1/2-3/4 TWIN TALON 100 .1600 .00 16.00 T EA T13220 CHR SHWR TRIM 1 68.1700 .00 68.17 T DELTA MONITOR SHOWER CP EA 702549-000 HEAT TAPE 250' 16 2.6400 .00 42.24 T EA 382471-000 PLUG KIT 1 20.7300 .00 20.73 T FROSTEX 9800 PLUG EA F1040500 1/2" X 100' AQUAPEX 1 46.7400 .00 46.74 T WHITE EA 101-544NL 3/4 PEX1960 BALL VLV 1 9.9800 .00 9.98 T WIRSBO PEX EA 101-543NL 1/2 PEX1960 BALL VLV 3 6.3700 .00 19.11 T WIRSBO PEX EA C-144D04 4 WALL HYDRANT 1 34.0800 .00 34.08 T EA 107-174NL 1/2 T541 SILLCOCK 1 10.5200 .00 10.52 T EA 1/2X2 RED BRASS NIPPLE 1 2.7900 .00 2.79 T EA 01714 12OZ ONE CMNT FOAM SEAL 1 12.9400 .00 12.94 N EA FFSS24 3/4X24 NXN SS WTR FLEX 2 9.9100 .00 19.82 T 173024

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 477.04 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 25.99 Pay full balance by 2/10/24 Local Tax % 2.750 Local Tax 12.76

Invoice Amount 515.79

Page Date Printed Invoice No. 1/11/24 292046 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 4509962-002 4509962-002 Placed By Salesman Type Shipment Ship VIA Date Shipped C 010-ANTHONY JACKSON Stock 1/11/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA 1230 1/2 CTS CHR SURE GRIP FLG 25 .2900 .00 7.25 T ESC EA UR008 1/2X1/2 PUSH COUPLING 1 6.6700 .00 6.67 T SHARK BITE CPLG EA QSOET3X 1/2 PEX CRIMP RING 20 .2500 .00 5.00 T EA 101-594NL 3/4 T2006 PEX BV 1 7.0800 .00 7.08 T EA QSOET4X 3/4 PEX CRIMP RING 8 .3400 .00 2.72 T EA LF4527575 3/4PEX X 3/4MIP ADAP 4 6.7500 .00 27.00 T 3/4 PEX X MIP ADAPTER EA 38533 QUARTER WMOB WIRSBO-AP 1 31.9400 .00 31.94 T UPONOR WASH MACHINE BOX

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 87.66 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 4.91 Pay full balance by 2/10/24 Local Tax % 2.750 Local Tax 2.41

Invoice Amount 94.98

Page Date Printed Invoice No. 1/11/24 292048 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 4509962-003 4509962-003 Placed By Salesman Type Shipment Ship VIA Date Shipped C 010-ANTHONY JACKSON Stock 1/11/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA 644X2 1/2PEX X1/2FEMALE SWT 50 .6700 .00 33.50 T CRIMP BY COPPER FEMALE SWEAT FT 1/2 X 20 L HARD COPPER TUBE 20 2.8400 .00 56.80 T EA 603 1/2 CXFIP ADPT 6 1.9900 .00 11.94 T 1/2 COPPER FEMALE ADAPTER EA 630WG248 1/2 STBOUT ELL 4X8 NL 4 6.9000 .00 27.60 T UPONOR 1/2 STUB OUT NO EARS EA LF4515050 1/2 PEX X 1/2 C ADPT 25 2.6400 .00 66.00 T PEX X FEMALE COPPER SWEAT

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 195.84 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 10.96 Pay full balance by 2/10/24 Local Tax % 2.750 Local Tax 5.39

Invoice Amount 212.19

Page Date Printed Invoice No. 1/18/24 292373 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 14

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 SPIMOZA SPIMOZA Placed By Salesman Type Shipment Ship VIA Date Shipped MANNY 010-TROY LEMMON Stock WILL CALL 1/18/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA S672 2" PVC TRU UNION CK VALVE 1 25.4100 .00 25.41 T 203-248 EA 4" NO-HUB COUPLING 1 3.7500 .00 3.75 T EA 2" NO-HUB COUPLING 2 2.8500 .00 5.70 T EA 30893 16OZ RAIN-R-SHINE CMNT 1 10.3700 .00 10.37 T EA LE41A 115V-4/10HP SWG PUMP 1 387.5000 .00 387.50 T

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 432.73 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 24.23 Pay full balance by 2/17/24 Local Tax % 2.750 Local Tax 11.90

Invoice Amount 468.86

Page Date Printed Invoice No. 1/18/24 292451 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 14

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 STOCK STOCK Placed By Salesman Type Shipment Ship VIA Date Shipped MANNY 010-TROY LEMMON Stock 1/18/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA 2" SXM PVC40 ADPT 1 1.6900 .00 1.69 T EA 2 SXS PVC40 90 ELL 1 2.4300 .00 2.43 T EA 30757 16OZ NSF PURPLE PRIMER 1 9.4800 .00 9.48 T EA 23551 1/2 PT T+2 RECTORSEAL 1 16.0600 .00 16.06 T

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 29.66 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 1.67 Pay full balance by 2/17/24 Local Tax % 2.750 Local Tax .81

Invoice Amount 32.14

Page Date Printed INVOICE 2/29/24 992402 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 2/29/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 140.76 - Freight .00 If Paid By 0/00/00 You May Deduct .00 State Tax % .000 State Tax .00 Pay full balance by 0/00/00 Local Tax % .000 Local Tax .00 140.76 Invoice Amount

Page Date Printed Invoice No. 2/07/24 293405 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 05

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 DORA DORA Placed By Salesman Type Shipment Ship VIA Date Shipped MANNY 010-TROY LEMMON Stock 2/07/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA GCR50 S19 LP WTR HTR **NAECA 1 750.0000 .00 750.00 T 60-3/4X22 ***GCG50LP*** ***** BEGIN SERIAL NUMBER **** [number redacted] ***** END SERIAL NUMBER ****** EA FSSS18 3/4X18 S/N WTR FLEX LF 1 5.8300 .00 5.83 T 3/4"X18" SXN SS WATER FLEX EA 3/4 BRASS SCRD TEE LEAD FREE 1 7.5300 .00 7.53 T EA 3/4X2 RED BRASS NIPPLE 1 3.5100 .00 3.51 T EA 3/4X4 RED BRASS NIPPLE 1 6.6800 .00 6.68 T EA 3/4 BRASS SCRD 90 LEAD FREE 1 6.1400 .00 6.14 T EA TW5-1 EXPANSION TANK 1YR 200 1 38.4400 .00 38.44 T T5 EXPANSION TANK 2.1 GALLON

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 818.13 NET 30 AZ - [number redacted] Freight .00 State Tax % 5.600 State Tax 45.81 Pay full balance by 3/08/24 Local Tax % 2.750 Local Tax 22.50

Invoice Amount 886.44

Page Date Printed INVOICE 3/31/24 992403 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 3/31/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Terms: Monthly Finance Charge May Be Applied To Past Due Accounts. Tax Area ID: Net Sales 158.48 - Freight .00 If Paid By 0/00/00 You May Deduct .00 State Tax % .000 State Tax .00 Pay full balance by 0/00/00 Local Tax % .000 Local Tax .00 158.48 Invoice Amount

Page Date Printed INVOICE 4/30/24 992404 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 4/30/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Page Date Printed INVOICE 5/31/24 992405 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 5/31/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Page Date Printed INVOICE 6/30/24 992406 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 6/30/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Case No. 2024-07576 Prescott Winsupply Co.,

COMPLAINANT, v. CITATION City Plumbing & Rooter Corp License No. ROC 339781,

RESPONDENT.

The Registrar issues this Citation to City Plumbing & Rooter Corp (“Respondent”) under A.R.S. § 32-1155(A). If Respondent fails to answer this Citation by August 21, 2024, then under A.R.S. § 32-1155(C), Respondent’s failure to answer may be deemed an admission of the act or acts charged in the underlying complaint, and the Registrar may then suspend or revoke Respondent’s license(s). THE WRITTEN COMPLAINT On July 10, 2024, Prescott Winsupply Co. (“Complainant”) filed a written complaint with the Registrar. A copy of that Complaint is attached to this Citation. A FORMAL STATEMENT OF THE CHARGES AGAINST RESPONDENT The Registrar investigated this matter and finds cause to charge Respondent with violation(s) of Title 32, Chapter 10 of the Arizona Revised Statutes. Respondent is charged with violating: Charge :1 A.R.S. § 32-1154(A)(10) — Failure by a licensee or agent or official of a licensee to pay monies in excess of $750 when due for materials or services rendered in connection with the licensee's

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1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 operations as a contractor unless the licensee proves that the licensee lacks the capacity to pay and has not received sufficient monies as payment for the particular construction work project or operation for which the services or materials were rendered or purchased. If the matter proceeds to a hearing and the administrative law judge determines that any of the charges listed above are supported by a preponderance of the evidence, then Respondent’s license(s) may be subject to suspension or revocation, and Respondent may be subject to other penalties provided by law, including civil penalties under A.R.S. §§ 32-1154(E) and (F). FILING A WRITTEN ANSWER Respondent must appear by filing with the Registrar a written answer to the citation and complaint showing cause, if any, why Respondent’s license(s) should not be suspended or revoked. A.R.S. § 32-1155(A). Respondent’s written answer should contain the heading “Written Answer to Citation and Complaint” and should include the case number, which is Case No. 2024-07576. How to File a Written Answer: Respondent’s written answer may be submitted in the following ways: In-Person: 1700 W. Washington St., Ste. 105, Phoenix, Arizona, 85007-2812 Mail: P.O. Box 18244, Phoenix, Arizona, 85005-8244 Email: [email redacted] The Registrar’s normal office hours are 8:00 a.m. to 5:00 p.m., Monday through Friday. If Respondent submits a written answer by mail, it is not filed with the Registrar until the Registrar actually receives it. Deadline for Filing a Written Answer: Respondent must file a written answer with the Registrar no later than August 21, 2024. This deadline is calculated under A.R.S. §§ 32-1155(A) and (B), which provides a

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1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 deadline ten days after service of the Citation. Service of the Citation and Complaint is complete five days after the Registrar mails a copy of the Citation and Complaint to Respondent’s latest address of record in the Registrar’s office. Consequences for Failing to File a Written Answer: If Respondent fails to answer, Respondent’s failure may be deemed an admission of the act or acts charged in the written complaint. A.R.S. § 32-1155(C). The Registrar may then suspend or revoke Respondent’s license(s). THE ADMINISTRATIVE HEARING If Respondent files a timely written answer contesting any charges in the Complaint, then the Registrar will request the Office of Administrative Hearings set a date for an administrative hearing and will notify all the parties at least 30 days before that hearing. A.R.S. § 41-1092.05(D). RESPONDENT’S RIGHT TO REQUEST AN INFORMAL SETTLEMENT CONFERENCE Under A.R.S. § 41-1092.06, if Respondent submits a request to the Registrar for an informal settlement conference, the Registrar must hold a conference within 15 days after receiving the request. Respondent’s request for an informal settlement conference must be in writing and must be filed no later than 20 days before the administrative hearing. A.R.S. § 41- 1092.06(A). The Registrar will not close or settle any case without both parties’ appearance at the Settlement Conference. The parties participating in the settlement conference must have the authority to settle the case and must waive their right to object to the participation of the Registrar’s settlement conference representative in the final administrative decision. A.R.S. § 41-1092.06(B). Any statements, either written or oral, made by the parties at the conference, including a written document, created or expressed solely for the purpose of settlement negotiations, are

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1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 inadmissible in the administrative hearing. A.R.S. § 41-1092.06(B). RESPONDENT’S PRIOR RECORD Under A.A.C. R4-9-117, in determining the appropriate discipline, the administrative law judge and the Registrar may consider not only facts in the current case, but also facts in prior cases and any documents regarding Respondent on file with the Registrar. Respondent’s prior disciplinary record and current license(s) status may be considered as a mitigating or aggravating factor in determining the appropriate discipline. EVIDENTIARY DISCLAIMER By issuing this Citation, the Registrar is directing Respondent to file a written answer to the Citation and Complaint, showing cause, if any, why Respondent’s license(s) should not be suspended or revoked. A.R.S. § 32-1155(A). This Citation does not constitute proof that any charge or allegation in Complainant’s written complaint is in fact true. This Citation does not constitute proof that Respondent violated any statutory provision or rule adopted by the Registrar. Dated August 6, 2024. By: /s/ Margaret Lindsey Margaret Lindsey Assistant General Counsel Legal Department Arizona Registrar of Contractors COPY of the foregoing mailed by Certified Mail, Return Receipt Requested, August 6, 2024 to: Respondent Certified Mail No: [number redacted] City Plumbing & Rooter Corp 4750 N Stewart Rd Prescott valley, AZ 86314

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1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 Copy mailed by USPS First Class mail this same date to: Respondent City Plumbing & Rooter Corp 4750 N Stewart Rd Prescott valley, AZ 86314 Complainant Prescott Winsupply Co. 410 6th Street Prescott, AZ 86301 Copy sent electronically this same date to:

Respondent at email address on record with the Registrar Complainant at email address on record with the Registrar

Case No. 2024-07576

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1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 Non-Payment Complaint Form Departmental Use Only Complaint Number: Mail to: Registrar of Contractors P.O. Box 18243 Phoenix, AZ 85005-8243

Name of Attorney (if any)

Attorney’s Street Address City State Zip Code

Attorney’s Phone Number Attorney’s Email Address

Page Date Printed Invoice No. 12/13/23 290524 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 NATHAN Placed By Salesman Type Shipment Ship VIA Date Shipped 010-ANTHONY JACKSON Stock 12/13/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Invoice Amount 140.37

Page Date Printed Invoice No. 12/13/23 290531 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 REEM REEM Placed By Salesman Type Shipment Ship VIA Date Shipped ROBERT 010-ANTHONY JACKSON Stock 12/13/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Invoice Amount 211.75

Page Date Printed Invoice No. 12/20/23 290933 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 14

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped ANDY 010-ANTHONY JACKSON Stock WILL CALL 12/20/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

CONTINUED ON NEXT PAGE........... Invoice Amount -------.--

INVOICELP : Laser Invoice Remit To:

Page Date Printed Invoice No. 12/20/23 290933 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 14

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped ANDY 010-ANTHONY JACKSON Stock WILL CALL 12/20/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Invoice Amount 4,241.48

Page Date Printed Invoice No. 12/21/23 291024 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 15

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 CONNIE Placed By Salesman Type Shipment Ship VIA Date Shipped ANDY 010-ANTHONY JACKSON Stock WILL CALL 12/21/23

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA [number redacted] NG PILOT/ THERMOPILE 1 58.0800 .00 58.08 T 300/400 SERIES [number redacted] EA [number redacted] GCR NAT GAS VALVE 1 197.3000 .00 197.30 T 400 SERIES

Invoice Amount 276.70

Page Date Printed INVOICE 2/01/24 992401 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 1/31/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Page Date Printed Invoice No. 1/05/24 291674 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 05

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 4484481-001 Placed By Salesman Type Shipment Ship VIA Date Shipped PAUL 010-ANTHONY JACKSON Stock 1/05/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Invoice Amount 843.50

Page Date Printed Invoice No. 1/11/24 291981 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 JOHN Placed By Salesman Type Shipment Ship VIA Date Shipped ANDY 010-ANTHONY JACKSON Stock WILL CALL 1/11/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Invoice Amount 515.79

Page Date Printed Invoice No. 1/11/24 292046 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 4509962-002 4509962-002 Placed By Salesman Type Shipment Ship VIA Date Shipped C 010-ANTHONY JACKSON Stock 1/11/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Invoice Amount 94.98

Page Date Printed Invoice No. 1/11/24 292048 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 09

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 4509962-003 4509962-003 Placed By Salesman Type Shipment Ship VIA Date Shipped C 010-ANTHONY JACKSON Stock 1/11/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Invoice Amount 212.19

Page Date Printed Invoice No. 1/18/24 292373 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 14

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 SPIMOZA SPIMOZA Placed By Salesman Type Shipment Ship VIA Date Shipped MANNY 010-TROY LEMMON Stock WILL CALL 1/18/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Invoice Amount 468.86

Page Date Printed Invoice No. 1/18/24 292451 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 14

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 STOCK STOCK Placed By Salesman Type Shipment Ship VIA Date Shipped MANNY 010-TROY LEMMON Stock 1/18/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

EA 2" SXM PVC40 ADPT 1 1.6900 .00 1.69 T EA 2 SXS PVC40 90 ELL 1 2.4300 .00 2.43 T EA 30757 16OZ NSF PURPLE PRIMER 1 9.4800 .00 9.48 T EA 23551 1/2 PT T+2 RECTORSEAL 1 16.0600 .00 16.06 T

Invoice Amount 32.14

Page Date Printed INVOICE 2/29/24 992402 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 2/29/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Page Date Printed Invoice No. 2/07/24 293405 01 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928)778-7340 Fax No .. : (928) 445-1188 DB# 05

Sold To: Ship To:

CITY PLUMBING ROOTER CORP CITY PLUMBING ROOTER CORP 20036 ARMINTA ST 410 6th St WINNETKA, CA 91306-2304 Prescott, AZ 86301-2012

Customer Number Customer Purchase Order Job Name 00407-001951 DORA DORA Placed By Salesman Type Shipment Ship VIA Date Shipped MANNY 010-TROY LEMMON Stock 2/07/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Invoice Amount 886.44

Page Date Printed INVOICE 3/31/24 992403 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 3/31/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Page Date Printed INVOICE 4/30/24 992404 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 4/30/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Page Date Printed INVOICE 5/31/24 992405 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 5/31/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

Page Date Printed INVOICE 6/30/24 992406 00 PRESCOTT WINSUPPLY CO. 410 6TH ST To Reorder Contact Us At PRESCOTT, AZ 86301-2012 Phone No. : (928) 778-7340 Fax No .. : (928) 445-1188 DB# 01

Sold To: Ship To:

CITY PLUMBING ROOTER CORP 20036 ARMINTA ST WINNETKA, CA 91306-2304

Customer Number Customer Purchase Order Job Name 00407-001951 Placed By Salesman Type Shipment Ship VIA Date Shipped 6/30/24

Units U/M I t e m D e s c r i p t i o n Units B/C P r i c e Per Discount E x t e n d e d Tax Ordered Shipped

Finance Chrg. for late payment

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F + Mediation Notice

Mediation Services Mediation services are available to the parties. What is Mediation? Mediation is a method of resolving disputes where the parties can end conflict without the expense and time associated with the full administrative process. Who Participates in During mediation, a mediator will attempt to help the Mediation? parties find an optimal solution to the conflict. Both parties must agree to participate in mediation, and both parties must bring a representative to mediation that has full authority to settle the entire matter. Mediation Is Not Neither the Registrar nor the Office of Administrative Mandatory Hearings will penalize a party for not agreeing to mediation. Where do the Parties The parties will meet at the Office of Administrative Meet for Mediation? Hearings to participate in mediation.

The Office of Administrative Hearings is located at 1400 West Washington, Suite 101, Phoenix, Arizona 85007. When does Mediation can occur after the Registrar issues a citation, but Mediation Occur? before the administrative hearing. Why Should Parties Mediation can be an alternative to the full administrative Consider Mediation? process. Mediation is beneficial because it is (1) time- efficient, (2) cost-effective, (3) confidential, and (4) capable of providing flexible solutions to complex problems. How to Request If the parties wish to mediate this case, they must file a Joint Mediation Request for Mediation with the Office of Administrative Hearings. A Joint Request for Mediation is included with this Mediation Notice. REGISTRAR OF CONTRACTORS OF THE STATE OF ARIZONA _________________________ Case No. _______________ COMPLAINANT,

v. JOINT REQUEST FOR MEDIATION _________________________ RESPONDENT.

REQUEST

The parties jointly request that this matter be referred to mediation in the Office of Administrative Hearings (OAH). ☐ This matter is set for hearing on __________________(date). ☐ This matter is not currently set for hearing. MEDIATION AGREEMENT By requesting this mediation and signing below, the parties understand, represent, and agree: 1. The parties are prepared to commence mediation and will be ready for mediation on _____________________(date); 2. The parties will participate in the mediation process in good faith; 3. This request for mediation is not intended to hinder or delay administrative proceedings; 4. No party will contend that the mediation limits the power of OAH and its administrative law judges to conduct an administrative hearing and issue decisions under A.R.S. §§ 41-1092 – 1092.12; 5. The parties will be courteous and respectful throughout the mediation process to all participants; 6. The mediation is completely voluntary and the principal purpose is to allow the parties a full and fair opportunity to discuss settlement; of 3 REGISTRAR OF CONTRACTORS 1700 W. Washington St. Suite 105 – PHOENIX, AZ 85007-2812 Telephone (602)542-1525 1-877-692-9762 7. The mediator may conduct joint and separate meetings with the parties and may suggest resolutions to the parties’ dispute, but the mediator has no authority to impose a settlement upon the parties; 8. The mediation process is confidential. Communications made, material created for or used during, and acts occurring during mediation are confidential and may not be discovered or admitted into evidence in any proceeding except as provided by A.R.S. § 12-2238; 9. The mediator is not subject to service of process or a subpoena to produce evidence or to testify regarding any evidence or occurrence relating to the mediation except as provided in A.R.S. § 12-2238(C); 10. Neither the mediator, nor the Registrar of Contractors, nor the Office of Administrative Hearings is subject to civil liability for any act or omission in connection with any mediation service or activity except for acts involving

intentional misconduct or reckless disregard of a substantial risk of injury to the rights of others; 11. Throughout the mediation process, each party must have a representative present who will have full settlement authority to settle all claims at issue in the administrative

proceeding. 12. The mediation process will terminate when: a. The parties reach settlement; b. The mediator determines that further efforts at mediation are no longer likely

to achieve a settlement; or c. One of the parties withdraws from mediation. _____________________________________ _______________________ Complainant (or representative) Date

_____________________________________ _______________________ Respondent (or representative) Date

of 3 REGISTRAR OF CONTRACTORS 1700 W. Washington St. Suite 105 – PHOENIX, AZ 85007-2812 Telephone (602)542-1525 1-877-692-9762 PREHEARING DISCLOSURE STATEMENT INSTRUCTIONS ***DO NOT SUBMIT THESE INSTRUCTIONS WITH THE PREHEARING DISCLOSURE FORM***

ADMINISTRATIVE RULES A copy of the Arizona Administrative Code’s Rules for the Registrar of Contractors can be located on the Registrar’s Website.

PREHEARING DISCLOSURE REQUIREMENT Under A.A.C. R4-9-118(A), before a hearing, the parties must prepare a disclosure statement. The disclosure statement must contain: • A list of all the witnesses the party will call to testify, including the witnesses’ contact information and a brief description of the subject matter of the witnesses’ expected testimony; and • A list of all the exhibits that the party will use at the hearing.

FILE PREHEARING DISCLOSURE STATEMENTS • The Prehearing Disclosure Statements and Exhibits may be submitted to the Arizona Office of Administrative Hearings using any of the following: • Electronically: https://portal.azoah.com/submission/ • In-Person or by Mail: 1740 West Adams Street, Lower Level, Phoenix, Arizona 85007

EXCHANGING DISCLOSURE STATEMENTS AND EXHIBITS Under A.A.C. R4-9-118(B) (effective November 5, 2017), a party to the hearing must serve on every other party and file with the Office of Administrative Hearings a copy of: • The disclosure statement; and, • Any exhibit that the party will use at the hearing. Service: The disclosure statement and exhibits must be served on all parties in accordance with Arizona Administrative Code R2-19-108 Filing Documents. Under A.A.C. R2-19-108, service is completed by: • Personal delivery; • 1st class, certified or express mail; or • Facsimile. Timing: The disclosure statement and the exhibits must be served and filed not less than seven calendar days before the date of the hearing. Under A.A.C. R2-19-108, a document is served on a party: • On the date it is personally served; • Five days after it is mailed by express or 1st class mail; • On the date of the return receipt if it is mailed by certified mail; or • On the date indicated on the facsimile transmission.

CONSEQUENCES FOR FAILING TO DISCLOSE Under A.A.C. R4-9-108(C), if a witness or an exhibit is not timely disclosed as required the rules, and good cause for the failure to disclose is not shown, then the administrative law judge may: • Order that certain witnesses or exhibits not be used at the hearing; • Order that a particular fact is or is not established for the record; or, • Order that a charge, a defense, a claim, or some portion thereof, be dismissed.

Form RC-L-800A Prehearing Disclosure Statement Rev. 10/08/2019 Instructions Form PREHEARING DISCLOSURE STATEMENT FORM RC-L-800A

PART 1: WITNESS LIST DOCKET NO. Under A.A.C. R4-9-118(A), before a hearing, a party must prepare a disclosure statement containing a list of all the witnesses the party will call to testify, including the witnesses’ contact information and a brief description of the subject matter of the witnesses’ expected testimony. If you need additional space to list all witnesses, complete and attach additional Witness Lists. Example 1. Name 2. Telephone Number 3. Email Address

John Doe (123) 456-7890 [email redacted] 4. Subject Matter of Expected Testimony

John Doe will testify regarding the poor workmanship and poor installation of the Garage Door. Mr. Doe will also testify regarding the invoices and change orders for the project.

Witness 1. Name 2. Telephone Number 3. Email Address

4. Subject Matter of Expected Testimony

Witness 1. Name 2. Telephone Number 3. Email Address

4. Subject Matter of Expected Testimony

Witness 1. Name 2. Telephone Number 3. Email Address

4. Subject Matter of Expected Testimony

Witness 1. Name 2. Telephone Number 3. Email Address

4. Subject Matter of Expected Testimony

Form RC-L-800A Prehearing Disclosure Statement Rev. 1/15/2019 Page 1 of 3 PART 2: EXHIBIT LIST DOCKET NO. Under A.A.C. R4-9-118(A), before a hearing, a party must prepare a disclosure statement containing a list of all the exhibits that the party will use at the hearing. Note: All exhibits listed below must be provided to all parties to the hearing. See A.A.C. R4-9-118(B). If you need additional space to list all witnesses, complete and attach additional Exhibit Lists. Example Contract for new garage door. Invoice #10001 – Cost for garage door replacement.

Exhibit Exhibit Name

Form RC-L-800A Prehearing Disclosure Statement Rev. 1/15/2019 Page 2 of 3 PART 3: ACKNOWLEDGEMENT & SIGNATURE I certify that the above information is true and correct and that I will serve a copy of this disclosure statement and any exhibits listed in Part 2 to all parties to the hearing in accordance with A.A.C. R4-9-118. I acknowledge and understand that if I fail to properly disclose a witness or exhibit, the administrative law judge may: • Order that certain witnesses or exhibits not be used at the hearing; • Order that a particular fact is or is not established for the record; or, • Order that a charge, a defense, a claim, or some portion thereof, be dismissed.

I am the (check one):  Complainant  Respondent Docket No.

Print Name Signature Date

Form RC-L-800A Prehearing Disclosure Statement Rev. 1/15/2019 Page 3 of 3