2024A-06760-CHC-ROC Notice of Hearing & Packet MAILED 2024-06760.pdf

2024A-06760-CHC-ROC · Registrar of Contractors · 2024-10-25

REGISTRAR OF CONTRACTORS OF THE STATE OF ARIZONA

Brett Faggioni , Case No. 2024-06760

COMPLAINANT, Docket No. 2024A-06760-CHC-ROC

v. NOTICE OF HEARING ON CONTESTED CASE LGCY Installation Services LLC License No. ROC 335976,

RESPONDENT.

This Notice of Hearing is issued under A.R.S. § 41-1092.05(D).

HEARING INFORMATION The hearing is set for:

December 18, 2024 9:00 AM Sondra Vanella Google Meet. A link will be provided directly from The Office of Administrative Hearings. Go to www.azoah.com to request to appear in-person.

If you have requested to appear in-person at the hearing, the hearing will

be held at 1740 W Adams Street, Phoenix, AZ 85007.

You must attend this hearing. This is an adversarial hearing before an administrative law judge, and is conducted in a similar manner as judicial proceedings. Thus, you must be

prepared to present evidence, including witness testimony and documents, in support of your case.

STATEMENT OF LEGAL AUTHORITY AND JURISDICTION

The State of Arizona has determined that the licensing and regulation of construction contractors is a proper state function, and has vested authority in the Registrar of Contractors to administer Title 32, Chapter 10 of the Arizona Revised Statutes. A.R.S. §§ 32-1101 et seq. All hearings for alleged violations of Title 32, Chapter 10 are conducted under Title 41,

Chapter 6, Article 10. A.R.S. § 32-1156.

The statutes and rules governing the hearing can be found at: Arizona Revised

Statutes §§ 41-1092 to -1092.12, and Arizona Administrative Code R2-19-101 to -122.

PARTICULAR ARIZONA STATUTES AND RULES INVOLVED

The statutes and rules the Respondent is alleged to have violated are cited in the

complaint and citation, which were served on the Respondent on September 19, 2024. SHORT AND PLAIN STATEMENT OF THE MATTERS ASSERTED

The complaint and citation allege that the Respondent committed the following act(s): Charge: 1 A.R.S. § 32-1154(A)(2)(b) Charge: 2 A.R.S. § 32-1154(A)(3) - R4-9-108(a)

Charge: 3 A.R.S. § 32-1154(A)(22)

THE PARTIES TO THE ADMINISTRATIVE HEARING Because Respondent is a licensee and is charged with an act(s) or omission(s) that is cause for the suspension or revocation of a license, Respondent is a party to this case and will be a party to the hearing. Because Complainant alleged Respondent committed an act(s) or omission(s) that is cause for the suspension or revocation of a license, Complainant is a party to this case and will

be a party to the hearing.

Respondent and Complainant, as the parties to the hearing, will present evidence and

argument to the administrative law judge.

The Registrar’s assigned investigator will appear as a witness at the hearing. RIGHT TO BE REPRESENTED The parties to the administrative hearing may choose to be represented by an attorney.

A.R.S. § 41-1092.07(B). If one of the parties is a company, the company may be represented

by an officer or employee if that person satisfies the conditions set forth in A.R.S. § 32-

1156(B).

CHANGE OF ADDRESS Each party must inform the Registrar and the Office of Administrative Hearings of any change of address within five (5) days of the change. A.R.S. § 41-1092.04.

HEARING PROCEDURES AND RULES The administrative hearing will be conducted in accordance with A.R.S. §§ 41-1092

to -1092.12, and A.A.C. R2-19-101 to -122. The parties should review the statutes, rules, and processes governing the administrative hearing. Copies of the statutes, rules, and articles regarding the administrative hearing process can be found at https://www.azoah.com/.

REGISTRAR’S APPEARANCE BY VIDEO CONFERENCE OR TELEPHONE

The Registrar’s investigators, employees, and attorneys will appear at the hearing via video conference or telephone unless requested by a party to appear in-person. Requests for the Registrar’s investigators, employees, or attorneys to appear in-person must be filed with the Registrar and the Office of Administrative Hearings no later than seven (7) calendar days prior to the hearing date.

HEARING PACKET

In the interests of administrative efficiency, the Registrar compiles and discloses

certain documents to the parties and the Office of Administrative Hearings. These documents are attached to this Notice of Hearing as the “Hearing Packet.” If any party wishes to submit additional evidence, they must do so during the hearing after completing a disclosure statement. See “Disclosure Statement” section below.

SUBPOENAS FOR TESTIMONY FROM A WITNESS OR DOCUMENTS

The parties to the hearing must be prepared to present evidence in support of their

case. If a party wants to obtain testimony from a witness or documents not in the party’s

possession, the party must prepare and file a written subpoena for the Administrative Law Judge to review and sign, if approved. A.R.S. § 41-1092.07(C). Forms for requesting a

subpoena can be found on the Office of Administrative Hearings’ website at www.azoah.com. The party seeking a subpoena must serve notice on all the parties to the hearing, and on the Registrar. A.R.S. § 41-1092.04.

DISCLOSURE STATEMENT

At least seven calendar days before the hearing, each party must prepare and serve a disclosure statement on all other parties, and file it with the Office of Administrative Hearings. A.A.C. R4-9-118; A.A.C. R2-19-108. The disclosure statement must include any exhibit the party will use at the hearing. A party’s failure to timely disclose any witness or exhibit, without good cause, may result in the administrative law judge excluding those witnesses or exhibits from being used at the hearing. A.A.C. R4-9-118(C). A sample disclosure form is available on the Registrar’s website at https://roc.az.gov/forms/RC-L-800A%20- %20Prehearing%20Disclosure%20Statement%2020191007v4.pdf

CHANGING THE HEARING DATE

The date of the hearing may only be advanced or delayed on the agreement of the

parties or on a showing of good cause. A.R.S. § 41-1092.05(C). The date of the hearing may

be changed by filing a written agreement of the parties to change the date of the hearing. The written agreement must be filed with the Office of Administrative Hearings, directed to the assigned Administrative Law Judge, and transmitted to the Registrar and all other parties. The assigned Administrative Law Judge may be found on the Office of Administrative Hearings’ web portal at www.azoah.com

If a party would like to move the date of the hearing without agreement of all parties, the party must file a written motion with the Office of Administrative Hearings, directed to the assigned Administrative Law Judge, and transmit a copy to the Registrar and all other parties. The motion must state in detail good cause for why the date of the hearing should be advanced or delayed, and the position of all other parties regarding the advancement or delay. A party may also file a motion asserting a right to an expedited hearing upon a showing of

extraordinary circumstances or the possibility of irreparable harm. A.R.S. § 41-1092.05(E).

RESOLUTION SHORT OF ADJUDICATION In any case which is resolved or settled by the parties, or which is withdrawn by the Complainant without objection from Respondent after the Notice of Hearing is issued, the parties must notify the Office of Administrative Hearings of the resolution or settlement. Any such cases will be listed on the Registrar’s website and its records under the category: “Closed

Complaints – Resolved/Settled/Withdrawn.”

Dated October 28, 2024.

By: /s/ Erika Hoskin Erika Hoskin Legal Assistant II Legal Department Arizona Registrar of Contractors

Copy mailed via USPS First Class mail October 28, 2024 to:

Respondent(s) LGCY Installation Services LLC 3333 N Digital Dr. Ste.600 Lehi, UT 84043

Complainant(s) Brett Faggioni 4184 E Desert Marigold Dr. Cave Creek, AZ 85331

Copy sent electronically this same date to:

Respondent at email address on record with the Registrar Complainant at email address on record with the Registrar

Case No. 2024-06760 /

Hearing Packet FAQ What is the The Hearing Packet is a packet of certain documents collected or Hearing Packet? issued by the Registrar over the course of its investigation. Who gets the The Hearing Packet is assembled and distributed to all parties and Hearing Packet? to the Office of Administrative Hearings (“OAH”) prior to an administrative hearing. What types of The Registrar prepares a Hearing Packet for Complainant-Handled cases does the Cases and No-Pay Cases. Note: If the Docket Number on the Registrar prepare a Notice of Hearing contains a “CHC” or “NPC”, your case is a Hearing Packet for? Complainant-Handled Case or a No-Pay Case. What is in the The Hearing Packet contains essential case-specific documents and Hearing Packet? at a minimum will include the following documents: ● Original complaint; ● Citation; and ● Answer. The Hearing Packet will also contain the following documents (if applicable): ● Jobsite inspection notices, notes, and photos; ● Written directives; and ● Compliance inspection notices, notes, and photos. What if there are If there is any evidence you submitted to the Registrar that are not documents missing included in the Hearing Packet it is your responsibility to introduce from the Hearing that evidence at the administrative hearing. Note: The Packet? administrative law judge assigned to your case does not have access to the entire Registrar record.

If there is additional evidence you submitted to the Registrar during the investigation that you also want to introduce as evidence during your hearing, it is your responsibility to: ● Properly disclose that evidence to the other party; and ● Introduce the evidence during your hearing.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov Hearing Packet FAQ

How do I disclose You must properly disclose any and all documents and witnesses evidence I intend to you intend to use at your hearing according to the Registrar’s use at a Hearing? Prehearing Disclosure Rules. See Arizona Administrative Code Section R4-9-118. A sample prehearing disclosure form and instructions are provided to the parties by the Registrar. How do I obtain If you previously submitted documents to the Registrar and need a documents I copy of these documents, please contact the Registrar’s Legal previously submitted Department or submit a public records request at to the Registrar? https://roc.force.com/AZRoc/s/roc-public-request.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov Hearing Packet FAQ

Complainant: Brett Faggioni 4184 E Desert Marigold Dr. Cave Creek, AZ 85331

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C008 12/23 Respondent: LGCY Installation Services LLC 3333 N Digital Dr. Suite 600 Lehi, UT 84043

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C008 12/23 June 17, 2024

Re: Complaint No. 2024-06760

Dear Complainant and Respondent:

A formal complaint has been filed with the Arizona Registrar of Contractors.

A jobsite inspection is scheduled for July 23, 2024 at 11:30 AM. The Complainant is required to be present. The Respondent’s attendance is requested and encouraged. The Registrar encourages both parties to make a good faith effort to resolve this complaint prior to the jobsite inspection.

COMPLAINANT: 1. Under A.R.S. § 32-1155(D)(1), the Respondent must be allowed, upon request, the opportunity to inspect the work complained of within fifteen (15) days of receiving this notice. If Respondent is not provided an opportunity to inspect the work within the fifteen (15) day time period, the Registrar may be prohibited from taking further action on this complaint. 2. The Registrar may also be precluded from taking further action on this complaint, if the work that is the subject of the complaint is subject to neglect, modification, or abnormal use. A.R.S. § 32-1155(D)(2) 3. You must provide safe access to any area to be inspected. If access to a roof or other elevated area is required, you must provide a means to safely access the area (ladder or manlift as appropriate). Additionally, please secure any animals.

RESPONDENT: 1. Enclosed is a copy of the complaint. Under A.R.S. § 32-1155(D) you must be allowed, upon request, the opportunity to inspect the work complained of within fifteen days of the date of receipt of this notice. 2. To assist the assigned investigator in evaluating the merits of the complaint, please submit a response to the enclosed complaint to the assigned investigator prior to the scheduled inspection. 3. If you do not attend the jobsite inspection, your absence may negatively impact the investigation, and your interests. 4. If a building permit(s) was required for this project, please have the building permit information available at the jobsite inspection. If either party needs to reschedule the jobsite inspection, please notify the assigned investigator at least three business days prior to the inspection date to schedule a new date and time.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C008 12/23 If the parties resolve the complaint prior to the inspection, please notify the assigned investigator in writing and by phone as soon as possible.

Sincerely,

David Fagerburg, Investigator #210 (602) 771-6735 [email redacted] 1700 W Washington St, Suite 105 Phoenix, AZ 85007-2812

Cc: File Respondent Complainant

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C008 12/23 A Guide to Jobsite Inspections

Purpose of the Jobsite Inspection When the Registrar receives a complaint against a contractor’s license alleging poor workmanship, the Registrar generally schedules a Jobsite Inspection. The Jobsite Inspection serves two purposes: 1. To give the contractor an opportunity to inspect the complaint items; and 2. To give the Registrar an opportunity to determine if the contractor’s work violates Arizona law.

Jobsite Inspection Rights and Responsibilities Access to inspect: The property owner has complete control over who they allow on the property. However, if the Registrar’s investigator or the contractor cannot inspect the work, the Registrar will not move forward with a citation.

Cooperation: Arizona law enables injured parties to seek relief for damages through several paths. When dealing with a licensed contractor, the Registrar of Contractors’ administrative complaint process may serve as one of those possible paths. However, in order to use that path, the Registrar relies on the cooperation of all parties to a complaint.

Minimum workmanship: The Registrar investigates workmanship complaints for compliance with minimum workmanship and professional industry standards. The Registrar does not issue citations for work that meets these standards.

Scope: The scope of the Jobsite Inspection is limited to items listed in the complaint filed with the Registrar’s office. It is the complainant’s responsibility to point out the complaint item(s) and the Investigators role to review the item(s). If the complainant identifies additional workmanship items not listed in the original complaint, they must file an addendum to the complaint. The Registrar’s Investigator may identify additional administrative violations by the contractor (e.g. work performed out of scope of the license and failure to provide a contract that meets requirements set by Arizona law) at the time of the inspection.

The Role of the Investigator At the Jobsite Inspection, the Registrar’s investigator will: ● Only investigate the items listed on the complaint form filed with the Registrar. ● Will gather evidence to make an informed decision about the complaint items.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C008 12/23 What to expect after a Jobsite Inspection After doing a Jobsite Inspection, the Registrar’s Investigator will leave the jobsite and review the evidence provided during the inspection. Generally, the investigator does not make any determination at the time of the jobsite inspection regarding whether the allegations listed in the complaint are supported. ● If the allegations are confirmed, the Registrar’s Investigator may issue a Written Directive telling the contractor to correct the poor or incomplete work. ● If the allegations are not confirmed, the Registrar’s Investigator will close the complaint.

Questions? If you have already filed a complaint and it was assigned to an investigator, you are encouraged to contact that investigator directly with the information listed in your jobsite inspection letter. If you have not filed a complaint yet or have not been assigned an investigator, you can reach the Registrar’s compliance department at (877) 692-9762.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C008 12/23 A Guide to Written Directives Purpose of the Jobsite Inspection When the Registrar receives a complaint against a contractor’s license, the Registrar generally schedules a Jobsite Inspection. The Jobsite Inspection serves two purposes: 1. To give the contractor an opportunity to inspect the complaint items; and 2. To give the Registrar an opportunity to determine if the contractor’s work violates Arizona law.

What to expect after a Jobsite Inspection After doing a Jobsite Inspection, the Registrar’s Investigator will determine whether the allegations listed in the complaint are supported. ● If the allegations are confirmed, the Registrar’s Investigator may issue a Written Directive telling the contractor to correct the poor or incomplete work. ● If the allegations are not confirmed, the Registrar’s Investigator will close the complaint.

Written Directives Access: In order to use the administrative process offered by the Registrar, a property owner must provide reasonable access to allow the contractor to fix their work as directed by the Registrar in a Written Directive. Complainants may not put any additional, unnecessary restrictions on the Respondent above and beyond the initial contract requirements agreed upon at the beginning of the project. Respondents are required to make repairs on items identified on any Written Directive, not otherwise restricted by local code or HOA limitations. Complainants must make access available to the Respondent to make the required repairs and failure to provide reasonable access may result in the Registrar dismissing the complaint.

Contractor obligations: The Written Directive will set a deadline for compliance. This is the period of time determined by the Investigator as necessary to complete the items listed in the Directive. ● The deadline for compliance assumes the contractor will promptly begin working on the items listed in the Directive. ● Do not wait. Both parties should communicate quickly to schedule the work.

Extensions: If good cause exists to extend this deadline, either party may submit a written request to the Investigator. The Registrar will review requests for extension and determine if the Directive should be extended.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C008 12/23 Manner and method of performance: The Registrar does not provide specific instructions for how to correct poor work. A licensed contractor is expected to have the skill and professionalism to complete the work. Moreover, the complainant may not dictate the manner of repair. If the contractor fails to appropriately correct the work according to the contract, the Registrar will issue a citation.

Compliance Inspection: After the Written Directive expires, the Registrar’s Investigator will contact the complainant to determine if the contractor performed any corrective work. ● If the contractor did corrective work, the Investigator may schedule a Compliance Inspection to determine if the poor work is corrected. ● If the contractor did not perform any corrective work, the Registrar’s Investigator will not do a Compliance Inspection and will determine whether to issue a citation based on the administrative record.

Work performed after the directive ends: After the Directive period ends, a property owner may choose to allow the contractor to continue its work. The Registrar encourages parties to work cooperatively, but cannot require a homeowner to continue to allow a contractor access to the property after the Directive period ends in order for the administrative process to continue. Denying access after the Directive ends is not grounds to close or dismiss a complaint.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C008 12/23 Katie Hobbs, Governor Martín Quezada, Director

Jobsite Inspection Notes

Case No.: 2024-06760 Investigator: David Fagerburg #210 Inspection Date: July 23, 2024 Inspection Time: 11:30 AM

Complainant: Brett Faggioni, Respondent: LGCY Installation Homeowner Services LLC, Rico Johnson, Field Not Present: Manager Not Present:

Jobsite General Notes: Both parties were present at this jobsite investigation JSI photos taken with my Pixel 6 Pro Cell Phone JSI audio recorded with my Olympus Digital Voice Recorder model DM-720. Photos #1 and #2 are of the complainant’s residence and address.

Complaint Narrative: This is an unacceptable timeline for completion by industry standards. Failed numerous inspections for poor work. They added electrical outlets as part of the project but are saying I added them. They should have included these in the initial permit but are now saying I need to file the permits. They are angry I left the company.

Compliant Item 1: Unacceptable timeline for completion. Project signed almost 16 months ago. Investigator’s Observation: This is a statement made by the complainant that does not imply poor workmanship. Governing Rule: No Action

Compliant Item 2: I was a former sales contractor for LGCY and when I left they made this process even worse. Investigator’s Observation: This is a statement made by the complainant that does not imply poor workmanship. Governing Rule: No Action

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov RCC100 11/18

Compliant Item 3: They stopped reimbursing my $1000 solar payment despite system being inoperable. Investigator’s Observation: At this jobsite investigation the complainant explained that because the solar panel system has not been completed and energized the respondent was reimbursing the complainant $1,000.00 for the monthly payments on the loan for the system and stopped the reimbursement 9 months ago. I informed both parties that the ROC does not get involved in financial disputes and the issue may be resolved in a civil venue. Governing Rule: No Action

Compliant Item 4: Multiple failed inspections. They do not know what work completed and saying I need to file permits for work they did. Investigator’s Observation: At this jobsite investigation I observed a solar panel system installed on the roof of the home along with a blank meter and disconnects installed on the side of the garage. See P (3) and P (5). The complainant explained that the solar panels were installed in March 2023 and there have been at least 4 failed inspections by the City of Phoenix and in April 2024 an inspection by the City of Phoenix requested a small change be made and the solar panels can be energized. The City of Phoenix also determined there was no permit for the 2 EV outlets in the garage. See P (10) and P (11). The respondent stated that the paperwork for the project has not been accurate and now there needs to be a resubmission of the plans for a design change for an additional outlet in the backyard for a hot tub that was not on the original plans. Both parties agree the last time the City of Phoenix performed an inspection was July 11, 2024 showing a plan revision is needed. See P (6) thru P (10). The respondent shall ensure the required revisions to the plans are submitted, a revised permit is issued and all inspections are passed by the City of Phoenix. Governing Rule: ARS §32-1154 (A) (3) namely R4-9-108, Poor work not performed in accordance with professional industry standards.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov RCC100 11/18

David Fagerburg #210 2024-06760 JSI Photos

July 23, 2024 - 11:30 AM

4184 E Desert Marigold Dr Cave Creek, AZ 85331

P 1 P 2 P 3 P 4 P 5 P6 P 7 P 8 P 9 P 10 P 11 P 11 Complainant: Brett Faggioni 4184 E Desert Marigold Dr. Cave Creek, AZ 85331

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C009 12/23 Respondent: LGCY Installation Services LLC 3333 N Digital Dr. Suite 600 Lehi, UT 84043

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C009 12/23 July 30, 2024

License No. ROC 335976

Re:Complaint No. 2024-06760

WRITTEN DIRECTIVE FROM THE REGISTRAR

Dear Respondent:

After investigation, the Registrar determined that you failed to meet the requirements of A.R.S. § 32-1154(A), and now issues this Directive requiring you to take appropriate corrective action. Failure to comply with this Directive constitutes a violation of A.R.S. § 32-1154(A)(22) and may result in the issuance of a citation, discipline of your license, and a civil penalty pursuant to A.R.S. § 32-1154(E) of up to $500.00. You must notify the Registrar’s assigned Investigator of your compliance with this Directive prior to 5:00 p.m. on Tuesday August 20, 2024.

RESTRICTIONS • You may not perform or hire other contractors to perform work that is outside the scope of your license. • If your license is currently suspended for administrative reasons 1, or is inactive, expired, or cancelled, you may not perform any corrective work nor contract in any manner, which includes hiring other contractors to perform work, until the suspension of your license(s) has been lifted or your license(s) has been reactivated.

This means the license is suspended for lack of qualifying party, lack of bond, nonrenewal, Recovery Fund payout, or for any reason listed in A.R.S. § 32-1124(F).

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C009 12/23 DIRECTIVE REQUIREMENTS You are directed to remedy the following violations by the appropriate means:

ITEMS NOT REQUIRING CORRECTION The following complaint items require no action by the Respondent:

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C009 12/23 Compliant Item 3: They stopped reimbursing my $1000 solar payment despite system being inoperable. Investigator’s Observation: At this jobsite investigation the complainant explained that because the solar panel system has not been completed and energized the respondent was reimbursing the complainant $1,000.00 for the monthly payments on the loan for the system and stopped the reimbursement 9 months ago. I informed both parties that the ROC does not get involved in financial disputes and the issue may be resolved in a civil venue. Governing Rule: No Action

Please direct all questions regarding this Directive to the undersigned Investigator.

Sincerely,

David Fagerburg, Investigator #210 (602) 771-6735 [email redacted] 1700 W Washington St, Suite 105 Phoenix, AZ 85007-2812

CC: Respondent Complainant

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov C009 12/23 REGISTRAR OF CONTRACTORS OF THE STATE OF ARIZONA

Brett Faggioni, Case No. 2024-06760 COMPLAINANT, v.

LGCY Installation Services LLC, CITATION License No. ROC 335976,

RESPONDENT.

The Registrar issues this Citation to LGCY Installation Services LLC (“Respondent”) under A.R.S. § 32-1155(A). If Respondent fails to answer this Citation by October 4, 2024, then under A.R.S. § 32-1155(C), Respondent’s failure to answer may be deemed an admission of the act or acts charged in the underlying complaint, and the Registrar may then suspend or revoke Respondent’s license(s). THE WRITTEN COMPLAINT On June 13, 2024, Brett Faggioni (“Complainant”) filed a written complaint with the Registrar. A copy of that Complaint is attached to this Citation. A FORMAL STATEMENT OF THE CHARGES AGAINST RESPONDENT The Registrar investigated this matter and finds cause to charge Respondent with violation(s) of Title 32, Chapter 10 of the Arizona Revised Statutes. Respondent is charged with violating: Charge :1 A.R.S. § 32-1154(A)(2)(b) Departure from or disregard of: (b) A building code of this state or any political subdivision of this state in any material respect that is prejudicial to another.

of 5 1700 W. Washington Street, Suite 105 · Phoenix, AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 Charge :2 A.R.S. § 32-1154(A)(3) - R4-9-108(a) Violation of any rule adopted by the Registrar; Namely A.A.C. R4-9-108(a): A contractor shall perform all work in a professional and workmanlike manner. Charge :3 A.R.S. § 32-1154(A)(22) Failure to take appropriate corrective action to comply with this chapter or with rules adopted pursuant to this chapter without valid justification within a reasonable period of time after receiving a written directive from the Registrar. The written directive shall set forth the time within which the contractor is to complete the remedial action. The time permitted for compliance shall not be less than fifteen days from the date of issuance of the directive. A license shall not be revoked or suspended nor shall any other penalty be imposed for a violation of this paragraph until after a hearing has been held. If the matter proceeds to a hearing and the administrative law judge determines that any of the charges listed above are supported by a preponderance of the evidence, then Respondent’s license(s) may be subject to suspension or revocation, and Respondent may be subject to other penalties provided by law, including civil penalties under A.R.S. §§ 32-1154(E) and (F). FILING A WRITTEN ANSWER Respondent must appear by filing with the Registrar a written answer to the citation and complaint showing cause, if any, why Respondent’s license(s) should not be suspended or revoked. A.R.S. § 32-1155(A). Respondent’s written answer should contain the heading “Written Answer to Citation and Complaint” and should include the case number, which is Case No. 2024-06760. How to File a Written Answer: Respondent’s written answer may be submitted in the following ways: In-Person: 1700 W. Washington St., Ste. 105, Phoenix, AZ 85007-2812 Mail: P.O. Box 18244, Phoenix, AZ 85005-8244 Email: [email redacted] of 5 1700 W. Washington Street, Suite 105 · Phoenix, AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 The Registrar’s normal office hours are 8:00 a.m. to 5:00 p.m., Monday through Friday. If Respondent submits a written answer by mail, it is not filed with the Registrar until the Registrar actually receives it. Deadline for Filing a Written Answer: Respondent must file a written answer with the Registrar no later than October 4, 2024. This deadline is calculated under A.R.S. §§ 32-1155(A) and (B), which provides a deadline ten days after service of the Citation. Service of the Citation and Complaint is complete five days after the Registrar mails a copy of the Citation and Complaint to Respondent’s latest address of record in the Registrar’s office. Consequences for Failing to File a Written Answer: If Respondent fails to answer, Respondent’s failure may be deemed an admission of the act or acts charged in the written complaint. A.R.S. § 32-1155(C). The Registrar may then suspend or revoke Respondent’s license(s). THE ADMINISTRATIVE HEARING If Respondent files a timely written answer contesting any charges in the Complaint, then the Registrar will request the Office of Administrative Hearings set a date for an administrative hearing and will notify all the parties at least 30 days before that hearing. A.R.S. § 41-1092.05(D). INVESTIGATOR’S APPEARANCE AS A WITNESS The Registrar’s assigned investigator will appear as a witness at the hearing. If either party demands the attendance at the hearing of any other person, that party must obtain and serve a subpoena in compliance with the rules and processes established by the Office of Administrative Hearings. RESPONDENT’S RIGHT TO REQUEST AN INFORMAL SETTLEMENT CONFERENCE Under A.R.S. § 41-1092.06, if Respondent submits a request to the Registrar for an informal settlement conference, the Registrar must hold a conference within 15 days after

of 5 1700 W. Washington Street, Suite 105 · Phoenix, AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 receiving the request. Respondent’s request for an informal settlement conference must be in writing and must be filed no later than 20 days before the administrative hearing. A.R.S. § 41- 1092.06(A). The Registrar will not close or settle any case without both parties’ appearance at the Settlement Conference. The parties participating in the settlement conference must have the authority to settle the case and must waive their right to object to the participation of the Registrar’s settlement conference representative in the final administrative decision. A.R.S. § 41-1092.06(B). Any statements, either written or oral, made by the parties at the conference, including a written document, created or expressed solely for the purpose of settlement negotiations, are inadmissible in the administrative hearing. A.R.S. § 41-1092.06(B). RESPONDENT’S PRIOR RECORD Under A.A.C. R4-9-117, in determining the appropriate discipline, the administrative law judge and the Registrar may consider not only facts in the current case, but also facts in prior cases and any documents regarding Respondent on file with the Registrar. Respondent’s prior disciplinary record and current license(s) status may be considered as a mitigating or aggravating factor in determining the appropriate discipline. EVIDENTIARY DISCLAIMER By issuing this Citation, the Registrar is directing Respondent to file a written answer to the Citation and Complaint, showing cause, if any, why Respondent’s license(s) should not be suspended or revoked. A.R.S. § 32-1155(A). This Citation does not constitute proof that any charge or allegation in Complainant’s written complaint is in fact true. This Citation does not constitute proof that Respondent violated any statutory provision or rule adopted by the Registrar. /// ///

of 5 1700 W. Washington Street, Suite 105 · Phoenix, AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 Dated September 19, 2024. By: /s/ Katelyn Rolling Katelyn Rolling Legal Assistant II Legal Department Arizona Registrar of Contractors

COPY of the foregoing mailed by Certified Mail, Return Receipt Requested, September 19, 2024 to: Respondent Certified Mail No: [number redacted] LGCY Installation Services LLC 3333 N Digital Dr Ste 600 Lehi, UT 84043

Copy mailed by USPS First Class Mail this same date to: Respondent LGCY Installation Services LLC 3333 N Digital Dr Ste 600 Lehi, UT 84043 Complainant Brett Faggioni 4184 E Desert Marigold Dr Cave Creek, AZ 85331 Copy sent electronically this same date to: Respondent at email address on record with the Registrar Complainant at email address on record with the Registrar Case No. 2024-06760

of 5 1700 W. Washington Street, Suite 105 · Phoenix, AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg101 8/21 Licensed Complaint Form Departmental Use Only For Current or Suspended Licensees

Person Filing Complaint Full Name (First Middle Last) Business Name (if a licensed contractor or supplier) ROC License Number(s) (if any)

Brett Faggioni Mailing Address (Enter jobsite in Contract/Project section) City State Zip

4184 E Desert Marigold Dr Cave Creek Arizona 85331 Phone Number Email

[number redacted] [email redacted] I consent to receive communications electronically in connection with this case Name of Attorney (if any)

Street Address of Attorney City State Zip

Phone Number of Attorney Email of Attorney

Contractor Information Name (as shown on contract/invoice) ROC License Number(s)

LGCY Installation Services LLC ROC 335976 Street Address City State Zip

3333 N Digital Dr, Suite 600 Lehi UT 84043 Phone Number Email

Name of Person(s) Representing License

Chris Iglesias;Nikki Coley;Damian Peterson;Connor Gibb;Phil Guanzon;Rico Johnson Contract/Project Information Contract Date Contract Amount Amount Paid

March 22, 2023 $135,000.00 $135,000.00 Date Work Started Date Work Stopped Date Work Was Completed

March 22, 2023 May 30, 2024 Close of Escrow (New Home) Move-In Date (New-Home)

Jobsite Street Address City State Zip

4184 E Desert Marigold Dr Cave Creek AZ 85331 Name of Construction Site Owner Construction Site Name (if applicable)

Phone Number of Construction Site Owner Email of Construction Site Owner

This complaint is for Abandonment;Poor Work;Other I have contacted the contractor by Have you filed a complaint in court? No Has any work been corrected? No

RCC099 12/05/18 Page 1 of 2 Licensed Complaint Form Departmental Use Only For Current or Suspended Licensees

The contract was Written All change orders were Written This project was Residential This project involved Other Rooftop Solar A building permit was obtained by Contractor CTR102402180 Phoenix List and briefly describe each complaint item (Please do not write "see attached" or use additional pages unless necessary to further describe issues or list more complaint items) (limited to 100 characters per line)

This is an unacceptable timeline for completion by industry standards. Failed numerous inspections for poor work. They added electrical outlets as part of the project but are saying I added them. They should have included these in the initial permit but are now saying I need to file the permits. They are angry I left the company. Allegations Listed on Complaint:

Unacceptable timeline for completion. Project signed almost 16 months ago.

I was a former sales contractor for LGCY and when I left they made this process even worse.

They stopped reimbursing my $1000 solar payment despite system being inoperable.

Multiple failed inspections. They do not know what work completed and saying I need to file permits for work they did.

Signature I declare under penalty of perjury that the information and documents contained on this Complaint Form, included with this complaint, or hereafter submitted in support of this complaint are true and accurate to the best of my knowledge. I will assist in the investigation or in the prosecution of the contractor or other parties, and will, if necessary, attend hearings and testify to facts. Printed Name Signature Date

Brett Faggioni \complainant1\ \complainantd1\

RCC099 12/05/18 Page 2 of 2 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

Solar Purchase and Installation Agreement

LGCY Installation Services, LLC 9245 S. Farmer Ave, Ste. 104 Tempe, Arizona 85284 License # - ROC 335976 855-353-4899 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

LGCY Installation Services, LLC 9245 S. Farmer Ave, Ste.104, Tempe, Arizona 85284 License # - ROC 335976 855-353-4899 . 855-353-48 54

Solar Purchase and Installation Agreement

This Solar Purchase and Installation Agreement is entered into by and between the customer below (“Customer”) and LGCY Power, LLC (“LGCY”) as of the date of the last signature below (the “Effective Date”). Customer and LGCY are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”

CUSTOMER IS ENTITLED TO A COMPLETELY FILLED IN COPY OF THIS AGREEMENT SIGNED BY BOTH CUSTOMER AND LGCY BEFORE ANY WORK MAY BE STARTED.

1. Customer And System Information:

Brett Faggioni Customer Name(s):

Installation Address/Property: 4184 E Desert Marigold Dr, Cave Creek, AZ, 85331

Phone: [number redacted]

Email: [email redacted]

Date: 3/22/2023

System Size: 13.530 kW

Solar System Price: 50,737.50

Additional Services:

Additional Services Price:

Total Contract Price: 50737.5

Customer’s Initials: _________ Customer’s Initials: _________

Solarever USA SE-182*91-410M-108N System Components: Enphase IQ8PLUS-72-2-US

Customer’s Initials: _________ Customer’s Initials: _________

Solar System Purchase and Installation Agreement 1 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

2. Payment Schedule. Customer shall pay the Total Contract Price according to the following schedule if customer is paying the Total Contract Price and NOT financing the project. A processing & admin fee of 3.5% will be appliedto all Credit Card transactions with checks being the preferred payment method. All checks will be made payable to “LGCY Installation Services” and mailed to 3333 Digital Dr. Ste. 600, Lehi, Utah 84043.

Financed Payment Schedule

Financier: N/A

Term: N/A

APR: N/A

Financed Amount: N/A

Cash Down Payment (If Applicable): N/A

Total Contract Price: N/A

Cash Payment Schedule

Down Payment (due on execution) $ 2,000.00

Second Payment – 50% (due at Final Design) $ 24,368.75 Final Payment – 50% (due on Installation Complete – Payment must be made prior to Final Inspection) $ 24,368.75

Processing & Admin Fee (if applicable) $ 1,775.81

Total Contract Price $ 50737.5

Customer’s Initials: _________ Customer’s Initials: _________

1. DOCUMENTS INCORPORATED INTO THE AGREEMENT. This Agreement includes all of the terms and conditions herein, any duly executed Change Orders, and two (2) copies of the Notice of Cancellation.

2. APPROXIMATE START AND COMPLETION DATES. The approximate start date and completion date for the Work (as defined below) are as follows:

Approximate Start Date: 4/21/2023

Approximate Completion Date: 6/20/2023

Solar System Purchase and Installation Agreement 1 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

3. DESCRIPTION OF THE PROJECT. LGCY shall install the Solar System and its components as described above, which includes: (i) design, supply and installation of all photovoltaic panels, inverter(s), AC & DC disconnects, wiring, conduit and overcurrent protection, and racking placement; (ii) obtain necessary permits; (iii) provide all labor, material, equipment, supervision and delivery to furnish and install the entire Solar System as specified under the terms of this Agreement; (iv) coordinate building, electrical and utility inspections; (v) cover any necessary drywall repair and paint work related to the installation of the System; (vi) start-up and test the completed Solar System; and (vii) and Additional Services as set forth in Section 1 of this Agreement. All such work is referred to herein as the “Work.” LGCY shall perform the Work in a good and workmanlike manner, and in accordance with applicable law and the terms of this Agreement. LGCY’s Work shall be approved by the local jurisdiction’s building department (or similar agency), if required by law. If applicable, building and electrical permits and the interconnection agreement are included in the Total Contract Price. LGCY may need to substitute materials based on availability and will provide notice to Customer if the substituted material is not equivalent to the equipment listed in the Work. LGCY shall design the Solar System based on the technical requirements of the materials and the location of the Property. The Work does not include a professional engineer’s review unless required by the applicable building department as of the Effective Date. Customer represents and warrants that Customer knows of no concealed or other conditions at, on, or beneath the Property that may interfere with the Work. Customer acknowledges and agrees that LGCY has not conducted a visual inspection of the Property prior to the Effective Date. In the event LGCY discovers any conditions, whether concealed or not, at the Property that will delay or prevent completion of the Work, LGCY may suspend work upon written notice to Customer. LGCY shall submit a proposed Change Order to Customer with any additional work and associated costs required to remedy each discovered condition. If Customer does not approve the proposed Change Order, LGCY may, without prejudicing its other remedies, terminate the Agreement upon written notice and Customer shall pay LGCY for Work performed (including materials ordered) as of the notice date, plus reasonable demobilization costs. Upon termination, LGCY shall be relieved from all other duties under this Agreement.

EXCLUSIONS TO WORK. Unless otherwise specifically in this Agreement, LGCY shall not be responsible for the following: (1) relocating Customer’s personal property; (2) removal and/or disposal of hazardous material as defined by federal and/or state law; (3) electrical panel or service upgrades (4) repair of substandard roof; (5) structural framing or remediation work; (6) painting of conduit or structural items; (7) work required by changes in law; (8) testing, removal and replacement of mold, fungus, mildew or insect infestation; (9) any tests required by any utility or governmental authority; (10) homeowner association fees or costs; and (11)professional engineering services.

4. TIME FOR PERFORMANCE. LGCY shall use commercially reasonable efforts to commence the Installation on or prior to the Estimated Installation Date, but only so long as the following conditions have been satisfied: (a) LGCY has confirmed, at its sole discretion, that (i) Customer is able to pay the Total Contract Price either personally or through third party financing, which may include LGCY’s receipt of a financing contract between Customer and a lender and (ii) the suitability of the Property for the construction, installation and operation of the Solar System; and (b) LGCY’s receipt of all zoning, land use, and building permits as well as any consents of any other third party, including any mortgagee or lessor, or the electrical utility, as applicable, necessary for the Installation and subsequent operation of the Solar System.

5. DRAWINGS, SPECIFICATIONS, AND PERMITS: The Project will be constructed according to the drawings and specifications provided to the Customer, such drawings and specifications incorporated into this Agreement by reference, which have been examined by Customer. Customer will pay assessments and charges required by public bodies and utilities for financing or paying the cost of sewers, storm drains, water service, and other utilities including charges for sewer and storm drain reimbursement, revolving funds, hookup, and other similar charges. Unless otherwise specified, the Work does not include any changes or alterations form the drawings or specifications that may be required by any public body, utility, or inspector. LGCY, at LGCY’s option, may alter specifications only so as to comply with requirements of governmental agencies having jurisdiction over same. The cost of any alteration undertaken to comply with any such requirements shall be in addition to the Total Contract Price specified herein.

6. HAZARDOUS MATERIALS. The Customer agrees to provide a safe and secure work environment at the Property during the term of this Agreement. The removal, disturbance, or transportation of hazardous materials, including but not limited to asbestos, PCBs and petroleum, is the sole responsibility of the Customer under this Agreement. If any hazardous materials are discovered, LGCY may immediately cease all the Work in connection with such hazardous condition(s) in any affected area(s). LGCY shall not be required to resume the Work until the Customer delivers written proof of all required local building authority permits related to:(i) specifying that such condition(s) and all affected area(s) have been rendered safe by the building authorities for the resumption of Work, or (ii) specifying any special conditions under which the Work may resume safely.

Solar System Purchase and Installation Agreement 2 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

7. LIMITED WARRANTIES. Customer acknowledges and agrees the Solar System is warranted solely under the terms of the limited warranties, together with conditions, exclusions, and limitations thereto, set forth as on Exhibit A, attached hereto and incorporated herein by this reference.

8. CHANGE ORDERS, AMENDMENTS, AND MODIFICATIONS. Any subsequent amendment, modification, or Agreement, which alters this Agreement, and which is signed by LGCY and Customer, shall be deemed to be a part of this Agreement and shall be controlling in case of conflict with any other provision in Agreement. If Customer, a lender, or any public body or inspector directs any modification or addition to the Work covered by this Agreement, the charge for that extra work shall be determined in advance and the cost shall be added to the Total Contract Price in addition to LGCY’s usual fee for overhead and profit. Customer shall make payments for all extra work as that work progresses, concurrently with regular scheduled payments. LGCY shall do no extra work without the prior written authorization of the Customer. All changes for extra work shall be in writing, shall state the agreed terms, and shall signed by both Parties, each such writing a “Change Order.” Either party may request a change to the Agreement by sending a proposed Change Order to the other party. The other party shall approve or disapprove of such proposed Change Order within three (3) business days of receipt. All changes in the Work authorized by a duly executed Change Order shall be performed in accordance with the terms of this Agreement. Extra Work and Change Orders become part of the Agreement once the written Change Order is signed by the Parties prior to the commencement of Work covered by the Change Order. The Change Order shall describe the scope of the extra work or change, the cost to be added or subtracted from the Total Contract Price, and the effect the Change Order will have on the payment schedule set forth in Section 2 above. Customer may not require LGCY to perform extra Work without providing prior written authorization in the form of a Change Order. LGCY's failure to comply with these requirements of this paragraph does not preclude the recovery of compensation for Work performed based upon legal or equitable remedies designed to prevent unjust enrichment.

9. ELECTRICAL SERVICE. Unless specifically included in this Agreement, any electrical work to change any existing service panel other than the addition of circuit breakers or fuse blocks to distribute electric current to new outlets is not covered by, and is not made a part of, this Agreement. This Agreement does not include changes to existing wiring in areas disturbed by alterations. All existing wiring systems are assumed to be, and Customer represents them to be, adequate to carry the load imposed by existing work. Any work necessary to correct these existing conditions shall be an extra work item subject to Change Order under the terms of Section 8 above.

10. UTILITY RATES. UTILITY RATES AND COSTS PROVIDED TO CUSTOMER ARE ESTIMATES. UTILITY RATES MAY GO UP OR DOWN AND ACTUAL SAVINGS, IF ANY, MAY VARY. HISTORICAL DATA ARE NOT NECESSARILY REPRESENTATIVE OF FUTURE RESULTS. FOR FUTHER INFORMATION REGARDING RATES, CONTACT CUSTOMERR LOCAL UTILITY OR STATE PUBLIC UTILITY COMMISSION.

11. NO AFFILIATON. LGCY IS NOT AFFILIATED WITH ANY UTILITY COMPANY OR GOVERNMENT AGENCY. NO EMPLOYEE OR REPRESENTATIVE OF THE LGCY IS AUTHORIZED TO CLAIM AFFILIATION WITH A UTILITY COMPANY OR GOVERNMENT AGENCY.

12. INCENTIVES/TAX BENEFITS. TAX AND OTHER FEDERAL, STATE, AND LOCAL INCENTIVES VARY AS TO REFUNDABILITY AND ARE SUBJECT TO CHANGE OR TERMINATION BY LEGISLATIVE OR REGULATORY ACTION, WHICH MAY IMPACT SAVINGS ESTIMATES. CONSULT A TAX PROFESSIONAL FOR MORE INFORMATION.

13. NET METERING. Customer acknowledges and agrees that legislative or regulatory action may affect or eliminate Customer’s ability to sell or obtain credit for any excess power generated by the Solar System and may affect the price or value of such excess power.

14. COMPLETION CERTIFICATE. If a “Completion Certificate” signature is required by a financial institution, Customer agrees to sign the required Completion Certificate when all equipment per this Agreement has been installed on the Property. After signing of the Completion Certificate, LGCY will complete the permit inspection, any modifications to the Solar System required by a local building department (or similar agency), and submit the PTO to the utility for the utility’s signature.

15. PROPERTY ACCESS. Customer hereby grants LGCY, its employees, agents and subcontractors the right of access to such portions of the Property as necessary for the purposes of (a) installing, constructing, operating, repairing, removing and replacing the Solar System or making any additions to the Solar System; (b) installing, using and maintaining electric lines and inverters and meters, necessary to interconnect the Solar System to Customer’s electrical system on the Property and/or to the utility’s electric distribution system; (c) taking all other actions reasonably necessary in connection with the construction, installation, operation, maintenance, removal or repair of the Solar System; or (d) for the performance of warranty work.

Solar System Purchase and Installation Agreement 3 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

16. INSURANCE. The Customer is responsible for obtaining insurance coverage for any loss or damage to the Solar System. The Customer should consult an insurance professional to understand how to protect and the risk of loss or damage to the Solar System. The Customer should also consult Customer’s home insurer about the potential impact of installing a Solar System.

17. REMOVAL OF MATERIAL AND DEBRIS. Except for items designated by Customer in writing prior to the commencement of construction, LGCY shall dispose of all material removed from structures in the course of alteration. LGCY shall move all construction debris on termination of the Work and shall leave the Property in a neat, broom-clean condition.

18. PROTECTION OF CUSTOMER’S PROPERTY. Customer shall remove from the jobsite or to otherwise protect any personal property including, but not limited to, carpets, rugs, drapes, furniture, shrubs, and plantings. LGCY shall not be held responsible for damage to or loss of any items of Customer’s personal property.

19. DISPUTES; ARBITRATON; TRIAL WAIVER; GOVERNING LAW/ARBITRATION OF DISPUTES. With the exception of claims by LGCY for recovery of some or all of the Total Contract Price, if a dispute, controversy or claim (“Dispute”) arising from or relating to this Agreement, the Party asserting the Dispute will provide written notice of the Dispute to the other Party at the addresses listed above. Within thirty (30) days of delivery of the written notice of a Dispute, the Parties will try in good faith to resolve the Dispute. If a Dispute is not informally resolved within thirty (30) days after delivery of the written notice of a Dispute, it shall be resolved through binding arbitration administered by the American Arbitration Association in accordance with its Construction Arbitration Rules and judgment on the award rendered by the arbitrator(s) may be entered in any court having jurisdiction thereof. The decision of the arbitrator shall be binding and final and shall be entered into the applicable jurisdiction. This Agreement shall be governed by the laws of the State of Utah and shall be conducted in Salt Lake County or Utah County, State of Utah. The prevailing Party, as determined by the arbitrator shall be entitled to an award of reasonable attorney fees.

NOTICE: BY INITIALING IN THE SPACE BELOW, CUSTOMER AGREES TO HAVE ANY DISPUTE ARISING OUT OF OR RELATING TO THIS AGREEMENT DECIDED BY NEUTRAL AND BINDING ARBITRATION IF CUSTOMER REFUSE TO SUBMIT TO ARBITRATION AFTER AGREEING TO THIS PROVISION, CUSTOMER MAY BE COMPELLED TO ARBITRATE UNDER APPLICABLE LAW. CUSTOMER ACKNOWLEDGES AND THAT CUSTOMER IS VOLUNTARILY WAIVING ALL OF CUSTOMER’S RIGHT TO PURSUE ANY CLAIM UNDER THIS AGREEMENT IN A COURT OF LAW, INCLUDING WAIVER OF CUSTOMER’S RIGHT TO A JURY TRIAL, TOGETHER WITH THE WAIVER OF THE RIGHT TO DISCOVERY AND APPEAL APPLICABLE TO COURT PROCEEDINGS. CUSTOMER’S AGREEMENT TO THIS ARBITRATION PROVISION IS VOLUNTARY.

Customer’s Initials: _________ Customer’s Initials: _________

You have the right to file a written complaint with the registrar, at: https://roc.az.gov/file-complaint , (602) 542-1525

Solar System Purchase and Installation Agreement 4 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

20. INDEMNIFICATION AND LIMIT ON LIABILITY.

LGCY Indemnification. To the maximum extent permitted by law, Customer shall indemnify, hold harmless, reimburse and defend LGCY, its officers, directors, managers, owners of equity, employees, agents and subcontractors from, for and against any and all claims, demands, damages, losses, expenses, liabilities and penalties, including but not limited to reasonable attorney and expert witnesses’ fees, arising out of or relating to the Work, but only to the extent caused by the negligence or other wrongful acts or omissions of Customer or any person or entity for whose acts or omissions Customer is responsible.

Limitation on Liability. LGCY’s total liability to Customer under or arising out of this Agreement shall be limited to the aggregate amounts paid or payable by Customer to LGCY hereunder. Customer further agrees that it is Customer’s sole responsibility to determine what tax obligations, if any, Customer may be required to pay as a result of the System including, but not limited to: the assessed value of the property tax assessments associated with the System calculated the year the Agreement is signed; transaction privilege taxes that may be asserted against Customer; and any obligation of Customer to transfer tax credits or incentives for the System to any other person. IN NO EVENT SHALL LGCY HAVE ANY LIABILITY TO CUSTOMER FOR ANY FAILURE BY CUSTOMER TO OBTAIN ANY OR ALL OF THE BENEFIT OF ANY REBATE OR ANY TAX CREDIT OR DEPRECIATION FOR THE SOLAR SYSTEM. LGCY MAKES NO REPRESENTATIONS THAT ANY TAX CREDIT OR REBATE WILL BE AVAILABLE OR AS TO WHAT PORTION OF THE WORK CAN BE USED. LGCY ADVISES CUSTOMER TO CONSULT WITH A FINANCIAL ADVISOR. LGCY’S LIMITATION ON LIABILITY.

a. Waiver of Consequential Damages. IN NO EVENT SHALL LGCY BE LIABLE TO CUSTOMER OR TO ANY OTHER PERSON OR ENTITY FOR ANY LOST PROFITS, POWER INTERRUPTION, OR OTHER SPECIAL, CONSEQUENTIAL, INCIDENTAL OR INDIRECT DAMAGES, HOWEVER CAUSED, ON ANY THEORY OF LIABILITY.

Customer’s Initials: _________ Customer’s Initials: _________

21. MINOR CORRECTIVE OR REPAIR WORK. If minor items of corrective or repair work remain to be accomplished by LGCY after the PTO is issued, LGCY shall perform the work expeditiously and Customer shall not withhold any portion of the Total Contract Price pending completion of such minor work.

22. MAINTENANCE; NO GUARANTEE; NO MONITORING. Maintenance services are not included in this Agreement. LGCY does not guarantee any specific electrical production from the Solar System nor does LGCY monitor the Solar System’s production after verifying that the Solar System is operational. Customer shall be fully responsible to operate, maintain and repair the Generating Facility.

23. LATE PAYMENT PENALTY. If LGCY has not received payment from Customer more than 7 days after the date of payment becoming due, LGCY may assess a late charge at the lesser of 3% per week until the maximum penalty of 12% is reached on all payments past due.

24. FINAL DESIGN. The final design of the Solar System will be emailed to the email listed in this Agreement. Customer will have 3 business days after the receipt of the design to request a design change. Otherwise, Customer will be deemed to have accepted the Solar System design. LGCY will use commercially reasonable efforts to accommodate requests for changes. With Customer's written, deemed or verbal approval installation may begin.

Solar System Purchase and Installation Agreement 5 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

25. CANCELLATION FEES: (a) In the event Customer cancels this Agreement, Customer agrees to promptly pay LGCY cancellation fees according to the following cancellation fee schedule:

Number of Days or Work Performed Cancellation Fee(s)

days after contract signed 10% of Total Contract Price

26. Post Installation Cancellation: If Customer attempts to cancel this Agreement after installation of the Solar System, Customer acknowledges and agrees that Customer will be liable for the Cancellation Fee set forth herein, together with all costs related to the cancellation including but not limited to additional labor, restocking fees, and disposal costs. Customer further acknowledges and agrees that all weather sealed structural attachments will remain in place if the Solar System is removed.

In addition to the cancellation fee(s) listed above, Customer agrees to pay the full amount for any supplemental/additional services requested by Customer and performed by LGCY or it’s contract partners prior to cancellation, regardless of the timing of Customer’s cancellation. Section 23 of this agreement is applicable to supplemental services

27. NOTICES. Any notice required or permitted under this Agreement may be given by U. S. mail or electronic mail at the addresses specified on page 1 of this Agreement. If either party changes his or her address, that party shall provide written notice of the change to the other party. Notice shall be considered received one day after it is deposited in the mail with postage prepaid. Notice by electronic mail shall be deemed to be received immediately on sending.

NOTICE TO BUYER 1. Do not sign this agreement if any of the spaces intended for the agreed terms to the extent of then available information are left blank. 2. You are entitled to a copy of this agreement at the time you sign it. 3. You may pay off the full unpaid balance due under this agreement at any time, and in so doing you shall be entitled to a full rebate of the unearned finance and insurance charges. 4. You may cancel this agreement any time prior to midnight of the third business day after the date of this transaction. See the attached notice of cancellation form for an explanation of this right. 5. It shall not be legal for the seller to enter your premises unlawfully or commit any breach of the peace to repossess goods purchased under this agreement.

Notice: Utility rates and utility rate structures are subject to change. These changes cannot be accurately predicted. Projected savings from your distributed energy generation system are therefore subject to change. Tax incentives are subject to change or termination by executive, legislative or regulatory action.

Customer’s Initials: _________ Customer’s Initials: _________

28. CERTAIN DEFINITIONS. As used in this Agreement, the following terms shall have the meanings set forth hereafter.

“Additional Services Price” is the price for Additional Services as set forth in Section 1 above.

“Agreement” means this Solar Purchase & Installation Agreement made and entered into by LGCY Power, LLC and Customer. “Completed Installation” means the System is fully installed and is ready for start-up and testing. “Customer” means the person or persons identified as customers in Section 1 above.

“Effective Date” means the date on which all Parties have executed this Agreement. “Installation” broadly refers to the entire scope of Work that LGCY is responsible for under this Agreement.

Solar System Purchase and Installation Agreement 6 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

“LGCY Power, LLC” is referred to in the Agreement interchangeably as “LGCY” or “Company.”

“Property” means the real property owned by Customer and designated by the address set forth in Section 1 above.

“PTO” means the Permission to Operate the System. “Solar System” of “System” refers to the Photovoltaic Solar System described in Section 1 above that LGCY has been contracted to install pursuant to this Agreement. “Solar System Price” is the Solar System Price set forth in Section 1 above.

“Total Contract Price” is the sum of the System Price and the Additional Services Price, together with the price of any changes made pursuant to a written Change Order. “Work” shall have the meaning set forth in Section 3 above.

29. TITLE. Upon the Customer's payment of the Total Contract Price, legal title and ownership of the Solar System shall transfer to the Customer.

30. INCREASE IN PRICE OF SOLAR EQUIPMENT. In the event (i) construction has not commenced within six months of the Effective Date, and (ii) module and inverter prices have increased after the Effective Date, LGCY may increase the Contract Price to include the then-current price for such equipment. LGCY shall provide substantiating documentation to demonstrate and validate any increase in equipment price.

32. RIGHT TO SUBCONTRACT. LGCY shall have the right to subcontract the performance of the Work and any other duties or obligations under this Agreement to a third party (a "Subcontractor"). In all cases, LGCY shall be responsible and liable for the acts and omissions of each Subcontractor to the same extent as if such acts or omissions were by LGCY or its employees, and shall be responsible for all fees and expenses payable to any Subcontractor.

33. MISCELLANEOUS. The Parties agree and acknowledge that this Agreement does not create an agency or partnership relationship and LGCY shall perform and execute the provisions of this Agreement as an independent LGCY. Customer may assign this Agreement without the written consent of LGCY, which consent shall not be unreasonably withheld, conditioned or delayed. No modification, amendment or waiver of any provision of this Agreement shall be effective unless in writing and signed by both Parties. This Agreement supersedes any prior or contemporaneous agreement, either written or verbal. No waiver by any Party of any of the provisions hereof shall be effective unless explicitly set forth in writing and signed by the Party so waiving. No waiver by any Party shall operate or be construed as a waiver in respect of any failure, breach or default not expressly identified by such written waiver, whether of a similar or different character, and whether occurring before or after that waiver. No failure to exercise, or delay in exercising, any right, remedy, power or privilege arising from this Agreement shall operate or be construed as a waiver thereof; nor shall any single or partial exercise of any right, remedy, power or privilege hereunder preclude any other or further exercise thereof or the exercise of any other right, remedy, power or privilege. This Agreement may only be amended, modified or supplemented by an agreement in writing signed by each party hereto. If any term or provision of this Agreement is found by a court of competent jurisdiction to be invalid, illegal or unenforceable in any jurisdiction, such invalidity, illegality or unenforceability shall not affect any other term or provision of this Agreement or invalidate or render unenforceable such term or provision in any other jurisdiction. Upon a determination that any term or provision is invalid, illegal or unenforceable, the Parties shall negotiate in good faith to modify this Agreement to affect the original intent of the Parties as closely as possible in order that the transactions contemplated hereby be consummated as originally contemplated to the greatest extent. No commission, rebate or discount for referrals if it is contingent upon an event that is to happen in the future.

Solar System Purchase and Installation Agreement 7 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

Exhibit A Limited Workmanship Warranties 1. LIMITED WARRANTY COVERAGE. LGCY warrants to the Customer as follows:

A. Solar System Installation. LGCY warrants the installation of the Solar System to be free from defects in workmanship from the date the Installation Date for a period of twenty-five (25) years of normal use. This workmanship warranty does not include any damages or defects to the Solar System except to the extent solely caused by LGCY’s installation of the Solar System.

B. Limited Roof Warranty. LGCY warrants that any penetrations that it makes to Customer’s roof from defects of workmanship for a period of twenty-five (25) years of normal use. This workmanship warranty does not include any damages or defects caused by actions of the Customer or any third party.

C. The Limited Warranties. The Solar System Installation warranty set forth in Section 1.A above and the Limited Roof Warranty set forth in Section 1.B above are collectively referred to herein as the “Limited Warranties.”

D. Right to Inspect. LGCY shall have the right to inspect the Solar System and roof to determine the cause of the alleged workmanship defects. The Limited Warranties do not cover defects or problems caused by persons other than LGCY, its agents, employees, and subcontractors. If the defects are determined by LGCY, in its discretion, to be within the scope of the Limited Warranties, LGCY will make the necessary repairs at LGCY’s expense.

2. CONDITIONS OF WARRANTY. The Limited Warranties are subject to the following terms and conditions: (a) if requested, the claimant shall provide proof that claimant is a covered person under the applicable Limited Warranty; (b) the claimant must provide written notice to LGCY within ten (10) days after discovery of any claimed defect and before beginning any permanent repair, which notice shall describe the location and details of the defect and such additional information as is necessary for LGCY to investigate the claim; and (c) upon discovery of a possible defect covered by one of the Limited Warranties, the claimant must immediately, and at claimant’s expense, provide for protection of all property that could be damaged until the defect is remedied. LGCY, in its discretion, maintains the right to sell or transfer warranty and/or maintenance obligations to a thrid party.

3. EXCLUSIONS. The Limited Warranties do not cover damage or defects resulting from or in any way attributable to (a) neglect, (b) misuse, (c) abuse, (d) repair or alteration made by anyone other than LGCY, (e) settlement or structural movement and/or movement of materials to which the Solar System is attached, (f) damage from incorrect design of the structure, (h) acts of God including, but not limited to, hurricanes, tornadoes, floods, earthquakes, severe weather or natural phenomena, (including, but not limited to, unusual climate conditions), (i) normal roof wear, (j) lack of proper maintenance, (k) any cause other than workmanship defects attributable to LGCY.

4. NO WARRANTY ON SAVINGS. The Limited Warranties are the only express warranties made by LGCY with respect to the Solar System. LGCY hereby disclaims, and any beneficiary of the Limited Warranties hereby waives any warranty with respect to any cost savings from using the Solar System.

5. LIMITATIONS ON LIABILITY. Customer may recover actual damages only, and in no event shall LGCY, its agents, employees, or subcontractors be liable to Customer or any other beneficiary of the Limited Warranties for special, indirect, punitive, exemplary, incidental or consequential damages of any nature.

6. DISCLAIMER: EACH OF THE LIMITED WARRANTIES CONTAINED HEREIN ARE IN LIEU OF ALL OTHER WARRANTIES, INCLUDING BUT NOT LIMITED TO ANY WARRANTIES OF MERCHANTABILITY, HABITABILITY, OR FITNESS FOR A PARTICULAR USE OR PURPOSE. ANY IMPLIED WARRANTIES ARE WAIVED TO THE FULLEST EXTENT PERMISSIBLE UNDER STATE AND FEDERAL LAW. THESE LIMITED WARRANTIES EXCLUDES CONSEQUENTIAL AND INCIDENTAL DAMAGES TO THE FULLEST EXTENT PERMISSIBLE UNDER STATE AND FEDERAL LAW AND LIMITS THE DURATION OF ANY WARRANTIES NOT EXPRESSLY PROVIDED HEREIN TO THE FULLEST EXTENT PERMISSIBLE UNDER STATE AND FEDERAL LAW.

Solar System Purchase and Installation Agreement 8 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

34. RIGHT TO CANCEL

RIGHT OF CANCELLATION

Date of Transaction:3/22/2023 ________________

You may cancel this transaction, without any penalty or obligation, within three business days from the above date. If you cancel, any property traded in, any payments made by you under the contract or sale and any negotiable instrument executed by you will be returned within ten business days following receipt by the seller of your cancellation notice and any security interest arising out of the transaction will be canceled. If you cancel, you must make available to the seller at your residence in substantially as good condition as when received, any goods delivered to you under this contract or sale; or you may, if you wish, comply with the instructions of the seller regarding the return shipment of the goods at the seller's expense and risk. If you do make the goods available to the seller and the seller does not pick them up within twenty days of the date of your notice of cancellation, you may retain or dispose of the goods without any further obligation. If you fail to make the goods available to the seller, or if you agree to return the goods to the seller and fail to do so, then you remain liable for performance of all obligations under the contract.

To cancel this transaction, mail or deliver a signed and dated copy of this cancellation notice or any other written notice, or send a telegram, to LGCY POWER, LLC, 3333 DIGITAL DRIVE., SUITE 600 not later than midnight of (Date)_______________. 03/27/2023

Customer’s Initials: _________ Customer’s Initials: _________

IN WITNESS WHEREOF, the Parties hereby agree to this Agreement and all of the terms contained herein.

LGCY: CUSTOMER(S):

By: _____________________________ _________________________ _________________________ Authorized LGCY Representative Customer Customer

Date: 3/22/2023 ___________________________ 3/22/2023 Date: _____________________ Date: _________________

Solar System Purchase and Installation Agreement 9 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

NOTICE OF CANCELLATION Three Day Right to Cancel

1. NOTICE OF CANCELLATION 3/22/2023 Date of Transaction: _________________

I hereby cancel this transaction.

_____________________________________ Date

_____________________________________ Buyer’s Signature

DO NOT SIGN ABOVE UNLESS YOU INTEND TO CANCEL THE TRANSACTION AND RETURN THIS FORM TO LGCY WITHIN THE REQUIRED TIME PERIOD.

Solar System Purchase and Installation Agreement 10 DocuSign Envelope ID: A2973DA6-80ED-4BE6-9AE2-FA9BF4C43175

NOTICE OF CANCELLATION Three Day Right to Cancel

1. NOTICE OF CANCELLATION

Date of Transaction: 3/22/2023 ___________________________

I hereby cancel this transaction.

_____________________________________ Date

_____________________________________ Buyer’s Signature

DO NOT SIGN ABOVE UNLESS YOU INTEND TO CANCEL THE TRANSACTION AND RETURN THIS FORM TO LGCY WITHIN THE REQUIRED TIME PERIOD.

Solar System Purchase and Installation Agreement 11 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

Solar Purchase and Installation Agreement

LGCY Installation Services, LLC 9245 S. Farmer Ave, Ste. 104 Tempe, Arizona 85284 License # - ROC 335976 855-353-4899 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

LGCY Installation Services, LLC 9245 S. Farmer Ave, Ste.104, Tempe, Arizona 85284 License # - ROC 335976 855-353-4899 . 855-353-48 54

Solar Purchase and Installation Agreement

CUSTOMER IS ENTITLED TO A COMPLETELY FILLED IN COPY OF THIS AGREEMENT SIGNED BY BOTH CUSTOMER AND LGCY BEFORE ANY WORK MAY BE STARTED.

1. Customer And System Information:

Brett Faggioni Customer Name(s):

Installation Address/Property: 4184 E Desert Marigold Dr, Cave Creek, AZ, 85331

Phone: (602) 463-9090

Email: [email redacted]

Date: 6/8/2023

System Size: 17.010 kW

Solar System Price: 103,228.50

Pest Control/Critter Guard, Production Meter, Main Panel Additional Services: Upgrade, Smart Home Performance (Quote Required), Water Efficiency (Quote Required), Service Relocation Additional Services Price: 31771.50

Total Contract Price: $ 135000

Customer’s Initials: _________ Customer’s Initials: _________

REC REC405AA Pure - 405W System Components: Enphase IQ8PLUS-72-2-US

Customer’s Initials: _________ Customer’s Initials: _________

Solar System Purchase and Installation Agreement 1 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

Financed Payment Schedule

Financier: N/A

Term: N/A

APR: N/A

Financed Amount: N/A

Cash Down Payment (If Applicable): N/A

Total Contract Price: N/A

Cash Payment Schedule

Down Payment (due on execution) $ 2,000.00

Second Payment – 50% (due at Final Design) $ 66,500.00 Final Payment – 50% (due on Installation Complete – Payment must be made prior to Final Inspection) $ 66,500.00

Processing & Admin Fee (if applicable) $ 4,725.00

Total Contract Price $ 135000

Customer’s Initials: _________ Customer’s Initials: _________

1. DOCUMENTS INCORPORATED INTO THE AGREEMENT. This Agreement includes all of the terms and conditions herein, any duly executed Change Orders, and two (2) copies of the Notice of Cancellation.

2. APPROXIMATE START AND COMPLETION DATES. The approximate start date and completion date for the Work (as defined below) are as follows:

Approximate Start Date: 7/8/2023

Approximate Completion Date: 9/6/2023

Solar System Purchase and Installation Agreement 1 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

Solar System Purchase and Installation Agreement 2 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

Solar System Purchase and Installation Agreement 3 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

Customer’s Initials: _________ Customer’s Initials: _________

You have the right to file a written complaint with the registrar within 2 years after the completion date of the project, at: https://roc.az.gov/file-complaint , (602) 542-1525

Solar System Purchase and Installation Agreement 4 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

20. INDEMNIFICATION AND LIMIT ON LIABILITY.

Customer’s Initials: _________ Customer’s Initials: _________

Solar System Purchase and Installation Agreement 5 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

25. CANCELLATION FEES: (a) In the event Customer cancels this Agreement, Customer agrees to promptly pay LGCY cancellation fees according to the following cancellation fee schedule:

Number of Days or Work Performed Cancellation Fee(s)

days after contract signed 10% of Total Contract Price

* - If Customer has opted in to the LGCY Power – NorthStar Home promotion, and cancels this Agreement at any time after the NorthStar security system has been installed, Customer agrees to promptly pay LGCY an additional cancellation fee of Three Thousand Dollars ($3,000.00). Such fee may be paid by [cash/check/credit card/etc.], or financed through GoodLeap, LGCY’s approved lender.

Brett Faggioniacknowledge and affirmatively agree that I have read this provision, and further acknowledge that I I ______________, understand that if I cancel this Agreement at any time after the NorthStar security system has been installed, I am obligated to promptly pay LGCY a cancellation fee of $3,000.

Signed: 27. NOTICES. Any notice required or permitted under this Agreement may be given by U. S. mail or electronic mail at the addresses specified on page 1 of this Agreement. If either party changes his or her address, that party shall provide written notice of the change to the other party. Notice shall be considered received one day after it is deposited in the mail with postage prepaid. Notice by electronic mail shall be deemed to be received immediately on sending.

Customer’s Initials: _________ Customer’s Initials: _________

28. CERTAIN DEFINITIONS. As used in this Agreement, the following terms shall have the meanings set forth hereafter.

Solar System Purchase and Installation Agreement 6 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

“Additional Services Price” is the price for Additional Services as set forth in Section 1 above.

“Effective Date” means the date on which all Parties have executed this Agreement. “Installation” broadly refers to the entire scope of Work that LGCY is responsible for under this Agreement.

“LGCY Power, LLC” is referred to in the Agreement interchangeably as “LGCY” or “Company.”

“Property” means the real property owned by Customer and designated by the address set forth in Section 1 above.

29. TITLE. Upon the Customer's payment of the Total Contract Price, legal title and ownership of the Solar System shall transfer to the Customer.

Exhibit A Limited Workmanship Warranties 1. LIMITED WARRANTY COVERAGE. LGCY warrants to the Customer as follows:

Solar System Purchase and Installation Agreement 8 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

34. RIGHT TO CANCEL

RIGHT OF CANCELLATION

Date of Transaction:6/8/2023 ________________

Notwithstanding anything to the contrary herein, if you have opted in to the LGCY Power – NorthStar Home promotion and cancel after the NorthStar security system has been installed, you are obligated to pay a cancellation fee of $3,000.

Customer’s Initials: _________ Customer’s Initials: _________

IN WITNESS WHEREOF, the Parties hereby agree to this Agreement and all of the terms contained herein.

LGCY: CUSTOMER(S):

By: _____________________________ _________________________ _________________________ Authorized LGCY Representative Customer Customer

6/8/2023 Date: ___________________________ 6/8/2023 Date: _____________________ Date: _________________

Solar System Purchase and Installation Agreement 9 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

NOTICE OF CANCELLATION Three Day Right to Cancel

1. NOTICE OF CANCELLATION 6/8/2023 Date of Transaction: _________________

I hereby cancel this transaction.

_____________________________________ Date

_____________________________________ Buyer’s Signature

DO NOT SIGN ABOVE UNLESS YOU INTEND TO CANCEL THE TRANSACTION AND RETURN THIS FORM TO LGCY WITHIN THE REQUIRED TIME PERIOD.

Solar System Purchase and Installation Agreement 10 DocuSign Envelope ID: 13E1CAA5-40D6-45F4-8588-6DCE34F246DD

NOTICE OF CANCELLATION Three Day Right to Cancel

1. NOTICE OF CANCELLATION

Date of Transaction: 6/8/2023 ___________________________

I hereby cancel this transaction.

_____________________________________ Date

_____________________________________ Buyer’s Signature

DO NOT SIGN ABOVE UNLESS YOU INTEND TO CANCEL THE TRANSACTION AND RETURN THIS FORM TO LGCY WITHIN THE REQUIRED TIME PERIOD.

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Our mission is to connect a world in which everyone can live sustainably.

Inside this package is your payment agreement for your upcoming home improvements.

Thank you for choosing us, and one of our trusted partners, to help you upgrade your home. Uni-Statement Account Number: 537 5865 6497 P.O. Box 1800 Statement Period: Saint Paul, Minnesota 55101-0800 Jan 13, 2024 6841 IMG S X ST01 through AODPDKENFLBKFPALEOGNEK AJAJHCMBECKMHEHIDLCECK Feb 13, 2024 AMJPIBOCHIIJCMANOFBCLK ACJCKNLMOKHGLEPOIJHEOK [number redacted] ER ANMIELKMGEPJKFNNGMFIDK DDLDLLLDDLDLDLLDLLDDLL Page 1 of 2 TDTAFDFDDDATFFATDDFTDTFFTDTTTFAATDATFFFTATFDFADAADDTDFDAADADFDTAF

% BRETT FAGGIONI 4840 E KATHLEEN RD SCOTTSDALE AZ 85254-1631 To Contact U.S. Bank By Phone: 800-US BANKS (800-872-2657) U.S. Bank accepts Relay Calls Internet: usbank.com

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EASY CHECKING Member FDIC U.S. Bank National Association Account Number 1-537-5865-6497 Account Summary Beginning Balance on Jan 13 $ 3,547.45 Number of Days in Statement Period 32 Deposits / Credits 15,035.27 Average Account Balance $ 6,126.05 Other Withdrawals 14,739.30- Ending Balance on Feb 13, 2024 $ 3,843.42

Deposits / Credits Date Description of Transaction Ref Number Amount Jan 22 Electronic Deposit From VENMO $ 36.00 REF=240220108027320N00 CASHOUT [number redacted] Jan 23 Mobile Banking Transfer From [account number redacted] 7,000.00 Feb 1 Mobile Banking Transfer From [account number redacted] 7,000.00 Feb 5 Mobile Check Deposit [number redacted] 999.27 Total Deposits / Credits $ 15,035.27

Other Withdrawals Date Description of Transaction Ref Number Amount Jan 17 Electronic Withdrawal To Goodleap $ 999.27- REF=240160196422990N00 1200912342AGNT PYMNT690143352 Jan 22 Electronic Withdrawal To AMERICAN GEN LIF 87.95- REF=240190144751750N00 4250598210INS_PAYMT [number redacted] Feb 1 Electronic Withdrawal To GOLD STAR PMT 5,145.68- REF=240320095502770N00SD H363899872MTG PYMNTS0862002607 Feb 2 Electronic Withdrawal To VANGUARD BUY 583.33- REF=240320163141740N00 INVESTMENTVMC PUR Feb 5 Electronic Withdrawal To VENMO 12.00- REF=240360065790990N00 3264681992PAYMENT [number redacted] Feb 5 Electronic Withdrawal To VENMO 50.00- REF=240360066824160N00 3264681992PAYMENT [number redacted]

Products and services available in U.S. only. Eligibility requirements and restrictions apply. For additional information, contact a U.S. Bank branch or call 800-872-2657. BALANCE YOUR ACCOUNT To keep track of all your transactions, you should balance your account every month. Please examine this statement immediately. We will assume that the balance and transactions shown are correct unless you notify us of an error.

Outstanding Deposits DATE AMOUNT 1. List any deposits that do not appear on your statement in the Outstanding Deposits section at the left. Record the total. 2. Check off in your checkbook register all checks, withdrawals (including Debit Card and ATM) and automatic payments that appear on your statement. Withdrawals that are NOT checked off TOTAL $ should be recorded in the Outstanding Withdrawals section at the left. Record the total. 3. Enter the ending balance shown on this statement. $_____________ Outstanding Withdrawals DATE AMOUNT 4. Enter the total deposits recorded in the Outstanding Deposits section. $_____________ 5. Total lines 3 and 4. $_____________ 6. Enter the total withdrawals recorded in the Outstanding Withdrawals section. $_____________ 7. Subtract line 6 from line 5. This is your balance. $_____________ 8. Enter in your register and subtract from your register balance any checks, withdrawals or other debits (including fees, if any) that appear on your statement but have not been recorded in your register. 9. Enter in your register and add to your register balance any deposits or other credits (including interest, if any) that appear in your statement but have not been recorded in your register. 10. The balance in your register should be the same as the balance shown in #7. If it does not match, review and check all figures used, and check the addition and subtraction in your register. If necessary, review and balance your statement from the previous month. TOTAL $

IMPORTANT DISCLOSURES TO OUR CONSUMER CUSTOMERS In Case of Errors or Questions About Your Checking, Savings, ATM, Debit Card, ACH, Bill Pay and Other Electronic Transfers If you think your statement or receipt is wrong or if you need more information about a transfer on the statement or receipt, we must hear from you no later than 60 days* after we sent you the FIRST statement on which the error or problem appeared. Telephone us at the number listed on the front of this statement or write to us at U.S. Bank, EP-MN-WS5D, 60 Livingston Ave., St. Paul, MN 55107. · Tell us your name and account number. · Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe there is an error or why you need more information. · Tell us the dollar amount of the suspected error. We will determine whether an error occurred within 10 business days after we hear from you and will correct any error promptly. If we need more time, we may take up to 45 days to investigate your complaint. For errors involving new accounts, point-of-sale, or foreign-initiated transactions, we may take up to 90 days to investigate your complaint. If we decide to do this, we will credit your account within 10 business days for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. If we ask you to put your complaint or question in writing and we do not receive it within 10 business days, we may not credit your account. *Please note: Paper draft and paper check claims must be disputed within 30 days per Your Deposit Account Agreement. IMPORTANT DISCLOSURES TO OUR BUSINESS CUSTOMERS Errors related to any transaction on a business account will be governed by any agreement between us and/or all applicable rules and regulations governing such transactions, including the rules of the National Automated Clearing House Association (NACHA Rules) as may be amended from time to time. If you think this statement is wrong, please telephone us at the number listed on the front of this statement immediately. CONSUMER BILLING RIGHTS SUMMARY REGARDING YOUR RESERVE LINE What To Do If You Think You Find A Mistake on Your Statement If you think there is an error on your statement, write to us at: U.S. Bank, P.O. Box 3528, Oshkosh, WI 54903-3528. In your letter, give us the following information: · Account information: Your name and account number. · Dollar Amount: The dollar amount of the suspected error. · Description of problem: If you think there is an error on your bill, describe what you believe is wrong and why you believe it is a mistake. You must contact us within 60 days after the error appeared on your statement. You must notify us of any potential errors in writing. You may call us, but if you do we are not required to investigate any potential errors and you may have to pay the amount in question. While we investigate whether or not there has been an error, the following are true: · We cannot try to collect the amount in question, or report you as delinquent on that amount. · The charge in question may remain on your statement, and we may continue to charge you interest on that amount. But, if we determine that we made a mistake, you will not have to pay the amount in question or any interest or other fees related to that amount. · While you do not have to pay the amount in question, you are responsible for the remainder of your balance. · We can apply any unpaid amount against your credit limit. Reserve Line Balance Computation Method: To determine your Balance Subject to Interest Rate, use the dates and balances provided in the Reserve Line Balance Summary section. The date next to the first Balance Subject to Interest is day one for that balance and is applicable up to (but not including) the date of the next balance (if there is one). We multiply the Balance Subject to Interest by the number of days it is applicable and add them up to get the same number of days in the billing cycle. We then divide the result by the number of billing days in the cycle. This is your Balance Subject to Interest Rate. Any unpaid interest charges and unpaid fees are not included in the Balance Subject to Interest. The ***INTEREST CHARGE*** begins from the date of each advance. REPORTS TO AND FROM CREDIT BUREAUS FOR RESERVE LINES We may report information about your account to credit bureaus. Late payments, missed payments or other defaults on your account may be reflected in your credit report. CONSUMER REPORT DISPUTES We may report information about account activity on consumer and small business deposit accounts and consumer reserve lines to Consumer Reporting Agencies (CRA). As a result, this may prevent you from obtaining services at other financial institutions. If you believe we have inaccurately reported information to a CRA, you may submit a dispute by calling 844.624.8230 or by writing to: U.S. Bank Attn: Consumer Bureau Dispute Handling (CBDH), P.O. Box 3447, Oshkosh, WI 54903-3447. In order for us to assist you with your dispute, you must provide: your name, address and phone number; the account number; the specific information you are disputing; the explanation of why it is incorrect; and any supporting documentation (e.g., affidavit of identity theft), if applicable.

Member FDIC BRETT FAGGIONI Uni-Statement 4840 E KATHLEEN RD Account Number: SCOTTSDALE AZ 85254-1631 537 5865 6497 Statement Period: Jan 13, 2024 through Feb 13, 2024

EASY CHECKING (CONTINUED) U.S. Bank National Association Account Number 1-537-5865-6497 Other Withdrawals (continued) Date Description of Transaction Ref Number Amount Feb 5 Electronic Withdrawal To USAA FSB 7,052.73- REF=240330220528790N00 9500000000ONLINE PMTUSB601766609POS Feb 6 Electronic Withdrawal To BRIGHTHOUSE 111.88- REF=240370076663070Y00 INSPREMIUM1060566091 Feb 9 Electronic Withdrawal To DEPT EDUCATION 696.46- REF=240390141789850N00 STUDENT LN9102001001 Total Other Withdrawals $ 14,739.30-

Balance Summary Date Ending Balance Date Ending Balance Date Ending Balance Jan 17 2,548.18 Feb 1 11,350.55 Feb 6 4,539.88 Jan 22 2,496.23 Feb 2 10,767.22 Feb 9 3,843.42 Jan 23 9,496.23 Feb 5 4,651.76 Balances only appear for days reflecting change. Uni-Statement Account Number: 537 5865 6497 P.O. Box 1800 Statement Period: Saint Paul, Minnesota 55101-0800 Feb 14, 2024 6841 IMG S X ST01 through AODPDKENFLBKFPAKFJDMEK AJAJHCMBECKMHEHMNFNMAK Mar 13, 2024 AMJPIBOCHIIJCPBOOAOBLK AOJCKNLMNLGGBBIPIAMAOK [number redacted] ER ANMIGKNMAPOKCPLHMKFHPK DDLDDDLDDLDLDDDDLLDDLL Page 1 of 2 TTAADDTDFATFAAFTFTFAFFDATTATAAATADDTFDTFFADTTTFFTADDDTFADTAFDAFAA

% BRETT FAGGIONI 4840 E KATHLEEN RD SCOTTSDALE AZ 85254-1631 To Contact U.S. Bank By Phone: 800-US BANKS (800-872-2657) U.S. Bank accepts Relay Calls Internet: usbank.com

NEWS FOR YOU

Scan here with your phone's camera to download the U.S. Bank Mobile App.

Meet PazeSM - a new way to check out online.

We'll be including eligible debit and credit cardmembers in a new checkout option to be used at participating online merchants. Learn more at usbank.com/paze

Paze and the Paze related marks are wholly owned by Early Warning Services, LLC and are used herein under license.

INFORMATION YOU SHOULD KNOW Effective May 13, 2024, please review updates made to the Consumer Pricing Information disclosure which may affect your rights. Beginning April 8, 2024, you can review the full revised disclosure at usbank.com/CPI-upcoming-version, by calling 24-Hour Banking at 800-USBANKS (872-2657) or by visiting your local U.S. Bank branch. We accept relay calls. Here's what you should know: · Effective January 2024, the following fees are no longer being charged. The references to these fees were removed or changed to "no charge" throughout the document: o Paper Statement Fee with or without Check Images o Photocopy requests for a check, statement or other item o Mini and Full Statement Fee at a U.S. Bank ATM o Safe Deposit Box Paper Invoice Fee · Wire Transfer Fee clarification is being added for the following: o Domestic internal - incoming - $15.00 o Domestic internal - outgoing - $25.00 If you have questions, please call us at 800-USBANKS (872-2657) - we're available to help! You can also schedule an appointment at usbank.com/book to speak with a banker in person, by phone or virtually.

Effective May 13, 2024, please review updates made to the Your Deposit Account Agreement document which may affect your rights. Beginning April 8, 2024, you can review the full revised document at usbank.com/YDAA-upcoming-version, by calling 24-Hour Banking at 800-USBANKS (872-2657) or by visiting your local U.S. Bank branch. We accept relay calls. Here's what you should know: · Under the Overdraft Protection Plans section, Business Banking Overdraft Protection sub-section, updated the language to state that when a checking account has a linked Business Reserve Line of Credit, the system will Products and services available in U.S. only. Eligibility requirements and restrictions apply. For additional information, contact a U.S. Bank branch or call 800-872-2657. BALANCE YOUR ACCOUNT To keep track of all your transactions, you should balance your account every month. Please examine this statement immediately. We will assume that the balance and transactions shown are correct unless you notify us of an error.

Member FDIC BRETT FAGGIONI Uni-Statement 4840 E KATHLEEN RD Account Number: SCOTTSDALE AZ 85254-1631 537 5865 6497 Statement Period: Feb 14, 2024 through Mar 13, 2024

INFORMATION YOU SHOULD KNOW (CONTINUED) automatically draw from that account first, which may incur a fee. If a checking account has a deposit product and credit product linked as overdraft protection, the order of eligible accounts is updated to always draw from the deposit product first, which will not incur a fee, unless the checking account has a linked Business Reserve Line of Credit. If the deposit product has insufficient funds available to transfer, funds will draw from the credit product. · Under the Closing Your Account section, added a paragraph for How the account closure works that says, for consumer checking, savings and money market accounts, when you request an account closure, your account will be placed in a 'pending closure' status for a period of 10 business days. During this 10 business day 'pending closure' period, we will allow pending deposits to be cleared and/or post to your account and we will allow pending debit card transactions that you authorized prior to initiating closure to be cleared and/or post to your account. Your debit card will be declined and transactions will no longer be approved when the account is in 'pending closure' status. Once your account is fully closed, transactions will not be allowed to post to the account except under limited circumstances. For example, transactions may be processed after closure if necessary for fraud investigations, transaction dispute claims, merchant credits, or deposit adjustments due to errors. If you have questions, please call us at 800-USBANKS (872-2657) - we're available to help! You can also schedule an appointment at usbank.com/book to speak with a banker in person, by phone or virtually.

EASY CHECKING Member FDIC U.S. Bank National Association Account Number 1-537-5865-6497 Account Summary Beginning Balance on Feb 14 $ 3,843.42 Number of Days in Statement Period 29 Deposits / Credits 6,341.27 Average Account Balance $ 4,511.04 Other Withdrawals 7,632.23- Ending Balance on Mar 13, 2024 $ 2,552.46

Deposits / Credits Date Description of Transaction Ref Number Amount Feb 14 Zelle Instant PMT From AARON SHAW $ 342.00 On 02/14/24 PMT ID=NAV01VXAD7KW Feb 22 Mobile Banking Transfer From [account number redacted] 5,000.00 Mar 5 Mobile Check Deposit [number redacted] 999.27 Total Deposits / Credits $ 6,341.27

Other Withdrawals Date Description of Transaction Ref Number Amount Feb 16 Electronic Withdrawal To Goodleap $ 999.27- REF=240460190916020N00 1200912342AGNT PYMNT707256592 Feb 23 Electronic Withdrawal To AMERICAN GEN LIF 87.95- REF=240530090339340N00 4250598210INS_PAYMT [number redacted] Mar 1 Electronic Withdrawal To GOLD STAR PMT 5,153.34- REF=240610105555960N00SD H363899872MTG PYMNTS0862002607 Mar 4 Electronic Withdrawal To VANGUARD BUY 583.33- REF=240610162563430N00 INVESTMENTVMC PUR Mar 6 Electronic Withdrawal To BRIGHTHOUSE 111.88- REF=240660117990600Y00 INSPREMIUM1060566091 Mar 11 Electronic Withdrawal To DEPT EDUCATION 696.46- REF=240680163432550N00 STUDENT LN9102001001 Total Other Withdrawals $ 7,632.23-

Balance Summary Date Ending Balance Date Ending Balance Date Ending Balance Feb 14 4,185.42 Feb 23 8,098.20 Mar 5 3,360.80 Feb 16 3,186.15 Mar 1 2,944.86 Mar 6 3,248.92 Feb 22 8,186.15 Mar 4 2,361.53 Mar 11 2,552.46 Balances only appear for days reflecting change. Uni-Statement Account Number: 537 5865 6497 P.O. Box 1800 Statement Period: Saint Paul, Minnesota 55101-0800 Mar 14, 2024 6841 IMG S X ST01 through AODPDKENFLBKFPALENFNEK AJAJHCMBECKMHEHAAPEGGK Apr 11, 2024 AMJPMBOCHIIJANMHAAMBLK AKJCKNLMNLOFKLCNGLMIIK [number redacted] ER ANMIHKIMIDLGPGHLOBDEPK DDLDLDDDDLDLLLLDLLDDLL Page 1 of 3 DFTFTAFDDAFTTTFDDFDAFTDDDDDDTTDAATTFDAADAADFATADADTAAADDATDAFTTDT

% BRETT FAGGIONI 4840 E KATHLEEN RD SCOTTSDALE AZ 85254-1631 To Contact U.S. Bank By Phone: 800-US BANKS (800-872-2657) U.S. Bank accepts Relay Calls Internet: usbank.com

NEWS FOR YOU Meet PazeSM - a new way to check out online.

We'll be including eligible debit and credit cardmembers in a new checkout option to be used at participating online merchants. Learn more at usbank.com/paze

Paze and the Paze related marks are wholly owned by Early Warning Services, LLC and are used herein under license.

Effective May 13, 2024, please review updates made to the Your Deposit Account Agreement document which may affect your rights. Beginning April 8, 2024, you can review the full revised document at usbank.com/YDAA-upcoming-version, by calling 24-Hour Banking at 800-USBANKS (872-2657) or by visiting your local U.S. Bank branch. We accept relay calls. Here's what you should know: · Under the Overdraft Protection Plans section, Business Banking Overdraft Protection sub-section, updated the language to state that when a checking account has a linked Business Reserve Line of Credit, the system will automatically draw from that account first, which may incur a fee. If a checking account has a deposit product and credit product linked as overdraft protection, the order of eligible accounts is updated to always draw from the deposit product first, which will not incur a fee, unless the checking account has a linked Business Reserve Line of Credit. If the deposit product has insufficient funds available to transfer, funds will draw from the credit product. · Under the Closing Your Account section, added a paragraph for How the account closure works that says, for consumer checking, savings and money market accounts, when you request an account closure, your account will be placed in a 'pending closure' status for a period of 10 business days. During this 10 business day 'pending closure'

Member FDIC BRETT FAGGIONI Uni-Statement 4840 E KATHLEEN RD Account Number: SCOTTSDALE AZ 85254-1631 537 5865 6497 Statement Period: Mar 14, 2024 through Apr 11, 2024

INFORMATION YOU SHOULD KNOW (CONTINUED) period, we will allow pending deposits to be cleared and/or post to your account and we will allow pending debit card transactions that you authorized prior to initiating closure to be cleared and/or post to your account. Your debit card will be declined and transactions will no longer be approved when the account is in 'pending closure' status. Once your account is fully closed, transactions will not be allowed to post to the account except under limited circumstances. For example, transactions may be processed after closure if necessary for fraud investigations, transaction dispute claims, merchant credits, or deposit adjustments due to errors. If you have questions, please call us at 800-USBANKS (872-2657) - we're available to help! You can also schedule an appointment at usbank.com/book to speak with a banker in person, by phone or virtually.

Did you know digital payment methods are more secure than writing checks? Get the latest information to help protect yourself at usbank.com/fraudprevention.

EASY CHECKING Member FDIC U.S. Bank National Association Account Number 1-537-5865-6497 Account Summary Beginning Balance on Mar 14 $ 2,552.46 Number of Days in Statement Period 29 Deposits / Credits 25,000.00 Average Account Balance $ 5,206.51 Other Withdrawals 9,651.82- Checks Paid 15,000.00- Ending Balance on Apr 11, 2024 $ 2,900.64

Deposits / Credits Date Description of Transaction Ref Number Amount Mar 20 Mobile Banking Transfer From Account $ 8,000.00 Apr 4 Mobile Banking Transfer From Account 17,000.00 Total Deposits / Credits $ 25,000.00

Other Withdrawals Date Description of Transaction Ref Number Amount Mar 18 Electronic Withdrawal To Goodleap $ 999.27- REF=240750110290240N00 1200912342AGNT PYMNT724157637 Mar 20 Ext Tfr Withdrawal TRN #= 77E33DC2EDFD7E5 2,000.00- Mar 21 Electronic Withdrawal To AMERICAN GEN LIF 87.95- REF=240800119342690N00 4250598210INS_PAYMT [number redacted] Apr 1 Electronic Withdrawal To GOLD STAR PMT 5,153.34- REF=240920160139720N00SD H363899872MTG PYMNTS0862002607 Apr 2 Electronic Withdrawal To VANGUARD BUY 583.33- REF=240920225734440N00 INVESTMENTVMC PUR Apr 8 Electronic Withdrawal To BRIGHTHOUSE 111.88- REF=240990196339080Y00 INSPREMIUM1060566091 Apr 9 Electronic Withdrawal To DEPT EDUCATION 716.05- REF=240990205563650N00 STUDENT LN9102001001 Total Other Withdrawals $ 9,651.82-

Checks Presented Conventionally Check Date Ref Number Amount 0312 Apr 5 [number redacted] 15,000.00 Conventional Checks Paid (1) $ 15,000.00-

Balance Summary Date Ending Balance Date Ending Balance Date Ending Balance Mar 18 1,553.19 Apr 1 2,311.90 Apr 5 3,728.57 Mar 20 7,553.19 Apr 2 1,728.57 Apr 8 3,616.69 Mar 21 7,465.24 Apr 4 18,728.57 Apr 9 2,900.64 Balances only appear for days reflecting change. BRETT FAGGIONI Uni-Statement 4840 E KATHLEEN RD Account Number: SCOTTSDALE AZ 85254-1631 537 5865 6497 Statement Period: Mar 14, 2024 through Apr 11, 2024

IMAGES FOR YOUR EASY CHECKING ACCOUNT Member FDIC Account Number 1-537-5865-6497

0312 Apr 05 15,000.00 Uni-Statement Account Number: 537 5865 6497 P.O. Box 1800 Statement Period: Saint Paul, Minnesota 55101-0800 Apr 12, 2024 6841 IMG S X ST01 through AODPDKENFLBKFPAKEMHOEK AJAJHCMBECKMHEHMNOLGAK May 13, 2024 AMJPIBOCHIIJCONMLIKDLK AOJCKNLMPLFKDHDJACOGOK [number redacted] ER ANMIGIIECLLBNDONIFGFLK DDLDLLLDDLDLLDDDLLDDLL Page 1 of 2 DFADDAADTAFATFFDADDAATTTDFDFATDAFTDDFFAFAFDAAAADDTTFDATDTDFAFTDTT

% BRETT FAGGIONI 4840 E KATHLEEN RD SCOTTSDALE AZ 85254-1631 To Contact U.S. Bank By Phone: 800-US BANKS (800-872-2657) U.S. Bank accepts Relay Calls Internet: usbank.com

NEWS FOR YOU Meet PazeSM - a new way to check out online.

We'll be including eligible debit and credit cardmembers in a new checkout option to be used at participating online merchants. Learn more at usbank.com/paze

Paze and the Paze related marks are wholly owned by Early Warning Services, LLC and are used herein under license.

EASY CHECKING Member FDIC U.S. Bank National Association Account Number 1-537-5865-6497 Account Summary Beginning Balance on Apr 12 $ 2,900.64 Number of Days in Statement Period 32 Deposits / Credits 10,999.27 Average Account Balance $ 3,672.95 Other Withdrawals 9,151.82- Ending Balance on May 13, 2024 $ 4,748.09

Deposits / Credits Date Description of Transaction Ref Number Amount Apr 24 Mobile Check Deposit [number redacted] $ 999.27 Apr 24 Mobile Banking Transfer From [account number redacted] 7,000.00 May 13 Mobile Banking Transfer From [account number redacted] 3,000.00 Total Deposits / Credits $ 10,999.27

Other Withdrawals Date Description of Transaction Ref Number Amount Apr 16 Electronic Withdrawal To Goodleap $ 999.27- REF=241060216575620N00 1200912342AGNT PYMNT740931127 Apr 22 Electronic Withdrawal To AMERICAN GEN LIF 87.95- REF=241100117056800N00 4250598210INS_PAYMT [number redacted] Apr 24 Mobile Banking Transfer To [account number redacted] 1,500.00- May 1 Electronic Withdrawal To GOLD STAR PMT 5,153.34- REF=241220145158670N00SD H363899872MTG PYMNTS0862002607 May 2 Electronic Withdrawal To VANGUARD BUY 583.33- REF=241220229482630N00 INVESTMENTVMC PUR May 7 Electronic Withdrawal To BRIGHTHOUSE 111.88- REF=241280162062650Y00 INSPREMIUM1060566091 May 9 Electronic Withdrawal To DEPT EDUCATION 716.05- REF=241290096842770N00 STUDENT LN9102001001 Total Other Withdrawals $ 9,151.82-

Member FDIC BRETT FAGGIONI Uni-Statement 4840 E KATHLEEN RD Account Number: SCOTTSDALE AZ 85254-1631 537 5865 6497 Statement Period: Apr 12, 2024 through May 13, 2024

EASY CHECKING (CONTINUED) U.S. Bank National Association Account Number 1-537-5865-6497 Balance Summary Date Ending Balance Date Ending Balance Date Ending Balance Apr 16 1,901.37 May 1 3,159.35 May 9 1,748.09 Apr 22 1,813.42 May 2 2,576.02 May 13 4,748.09 Apr 24 8,312.69 May 7 2,464.14 Balances only appear for days reflecting change. 6572ÿ7859ÿ:; z4#4!ÿ*ÿ}&=-*+#ÿ;#=<ÿÿ3ÿ* ><#=+4ÿ565769w96

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lt;!()* #=<16=){w{w9.=!?>4"!#&)y#<<>!& 4y=4y&!##8&5w{57{w5666w "$#8&5757w7w77{ Received 10/04/2024 ROC Legal

REGISTRAR OF CONTRACTORS OF THE STATE OF ARIZONA

Brett Faggioni, Case No. 2024-06760

COMPLAINANT,

LGCY Installation Services LLC, License RESPONSE TO No. ROC 335976, CITATION

RESPONDENT.

LGCY Installation Services, LLC (“LGCY”) hereby submits this Response to the Citation issued by the Registrar under A.R.S. Section 32-1155(A) relating to the complaint filed by former LGCY sales representative Brett Faggioni (“Faggioni”). The Registrar makes three charges against LGCY related to the installation of a residential solar photovoltaic energy production system (the “System”) and several ancillary electrical systems (the “Service Upgrades,” and together with the System, the “Project”).

First, the Registrar alleges LGCY violated ARS Section 32-1154(A)(2)(b), which prohibits departure from or disregard of, inter alia, a building code of the state or any political subdivision of the state in any material respect that is prejudicial to another. The Registrar also alleges LGCY violated ARS Section 32-1154(A)(3) – R4-9-108(a), which requires contractors to perform all work in a professional and workmanlike manner. Finally, the Registrar alleges LGCY violated ARS Section 32-1154(A)(22) for failure to take appropriate corrective action following the issuance of a written directive.

LGCY disputes these allegations and requests an evidentiary hearing. LGCY is a licensed solar installation contractor, operating under License No. ROC 335976. LGCY performs sales,

Received 10/04/2024 ROC Legal

installation and service of solar energy production systems. The Company has been in operation since 2014. It has installed tens of thousands of solar energy production systems across the nation. The Company also arranges for the sale and installation of products and services which are ancillary to solar energy production systems, principally through the services of local licensed contractors. LGCY maintains a meticulous installation guideline handbook, attached as Exhibit A, and has installation closeout procedures in place to ensure that installations are performed correctly prior to inspection.

This Project was an anomaly. Beginning from the original sale and design of the Project done by Faggioni himself, multiple changes to the project requested and commissioned by the customer throughout the design phase, which caused additional delays and rejected plans, and shifting inspection failure reasons provided by the City of Phoenix, this Project presented uncommon challenges. LGCY was diligent in addressing multiple changes to the Project requested by Faggioni during the design phase, and earnestly responded to all plan rejections and inspection failures. Despite these challenges, the System has been installed and achieved PTO, and the Service Upgrades are close to being completed. LGCY has hired a third-party electrical engineer, Gregory Elvestad, PE, PVIP, to review the most recent inspection failures and ensure the issues identified by the City of Phoenix are finally resolved. On October 3, 2024 the final design plan revisions for the Service Upgrades were stamped and have been submitted for review by the City of Phoenix. LGCY believes that this final revision, which was approved by the third- party electrical engineer, will be approved by the City of Phoenix so that the Project can be completed. LGCY will present a more fulsome explanation at the hearing.

Faggioni was a sales representative of LGCY’s sales company, LGCY Power, LLC. In his role as a sales representative, Faggioni sold the System to himself, and earned a commission on the sale. The sale originally occurred on or about April 25, 2023. The original design for the project, which was originated by Faggioni, was rejected on June 14, 2023 due to a lack of load calculations for new electrical panels and other missing information. Following this rejection, Faggioni’s installation contract was amended to include additional panels and Service Upgrades. Several change orders were requested by Faggioni throughout the design and permitting phase of the Project. For example, the Project was amended to add several sub-panels, a main panel upgrade, hot tub wiring, and two EV chargers. These additions caused LGCY to have to submit

Received 10/04/2024 ROC Legal

revised plans several times, and caused not unexpected delays in the Project timeline. Because the Project was amended several times, some of LGCY’s design plans, which were submitted prior to the change order, did not accurately reflect the Project as amended, which gave rise to the need for amended plan submissions. The turn time for design plan review by the city is about days. As such, each amendment to the Project slowed progress significantly. The delays experienced by the Project related primarily to the Service Upgrades. The solar portion of the amended job was approved on June 22, 2023, and the fire permit was approved on June 27, 2023.

On July 10, 2023, the Service Upgrades plan was rejected, citing incorrect wire size. A revised design was created and submitted two days later, on July 12, 2023. On July 19, 2023, the Service Upgrades plan was again rejected, citing new issues which were not included in the original rejection. LGCY again revised the plan to account for the newly identified issues and submitted the revised plan on July 21, 2023.

The Service Upgrade plan was rejected again, citing a completely new set of issues which had not been identified in either of the first two submissions. LGCY again revised the plans to account for the new set of issues and resubmitted the revised plan on August 17, 2023. With each rejection, LGCY diligently revised the Service Upgrade plan to resolve all issues identified by the city. The Service Upgrade plan was approved on September 7, 2023, and LGCY immediately began preparation work for the Project. Installation of the System began on September 13, 2023. The Service Upgrade work was completed on November 29, 2023, and passed a temporary service inspection on November 30.

Following installation, the System failed inspection three times. Each time the Company had completed the work required by the previous failure, and each failed inspection report identified new issues for the Company to address. LGCY timely corrected all identified issues over the course of four inspections, and achieved a passing inspection on July 11, 2024. The System achieved PTO on July 28 and has been energized since then. Had all issues been identified in the first inspection report, LGCY would have completed all corrective measures and passed the second inspection. Faggioni was understandably frustrated by the installation timeline. But LGCY did everything it could to comply with the city’s shifting requirements.

Received 10/04/2024 ROC Legal

The Service Upgrade failed the July 11 inspection, citing a plan revision and additional electrical work, trenching and sealing of a wall cavity. This work needed to be performed to accommodate a new hot tub connection Faggioni requested the Company to install. This portion of the work had been performed by a third-party electrician who was hired by LGCY to assist in completing the Service Upgrade work. At the time, the utility application had expired and a new one needed to be obtained. LGCY sent Faggioni the required paperwork the same day.

On July 30, 2024, the Registrar issued a Written Directive, attached as Exhibit B, directing LGCY to take appropriate corrective action on or before August 20, 2024. The Directive did not identify any specific correction which was required to be completed. But the Company was at the time working to correct the issues identified in the July 11 inspection failure. The corrections listed in the July 11 inspection failure were completed within the timeline provided by the Written Directive, but the engineering rejections were not completed within the timeframe due to an unintentional miscalculation of the fault current calculation. LGCY addressed that failure, and had additional review completed with a third-party electrical engineer, and the latest permitting plan is pending approval to allow for reinspection.

Included in the Written Directive is a Complaint Narrative from Faggioni which states that the timeline for completion of the work was unacceptable, that the project had failed inspections due to poor work, and that LGCY is “angry [he] left the company.” To be clear, LGCY has no animosity toward Faggioni for terminating his engagement with the Company. As is true with all large companies, sales representatives and other employees voluntarily terminate their employment every day. There was nothing about Faggioni’s voluntary termination that was any different than any other sales representative or employee. Faggioni’s statement suggesting animosity is unfounded and untrue.

In accordance with Electrical Submittal Requirements interpretation of PBCC 107.1, plans and specifications for installation of certain electrical systems shall be prepared and sealed by an electrical engineer registered in the State of Arizona. LGCY’s partner engineering firm, Wyssling Consulting, has devoted Gregory Elvestad, PE, PVIP, to act as the Company’s consultant and electrical engineering resource. Mr. Elvestad has a long-standing history with the City of Phoenix. He has worked directly with some of the electrical inspectors who developed the City of Phoenix’s Electrical Submittal Requirements. He completed the most recent fault

Received 10/04/2024 ROC Legal

current study regarding plan review comment RVW24-63609, and reviewed the final plan submission.

In addition, to prevent future delays and frustrations with projects requiring service upgrades, the Company’s design engineers are required to specify on all plans the minimum wire distance from the over current protection device to the switch on all 200A or 400A service upgrades. The load calculation is provided on all service upgrades LGCY performs. Specific to the City of Phoenix, LGCY requires a permitting checklist to be completed with the finished permitting plan set as a quality control protection.

Lastly, LGCY implemented a job site closeout call in January of 2024, which is required to be completed by all LGCY employee installers and sub-contractors before leaving any job site, and after completing all work documented through the mandatory software application, Site Capture. The closeout call requires submission of photos of all work completed to the quality control team for review, so that corrections can be completed in real time while the installer is at the job site. The call also includes an extensive checklist of installation requirements, each of which is reviewed by the quality control team in real time. No project will be submitted for inspection until it passes the closeout call process. An explanation of the process can be found beginning on page 97 of the installation manual, which is included herewith. This process would likely have alleviated many of the corrections required on the Project, and will certainly reduce the number of site visits, corrective work, and failed inspections moving forward.

The corrective work required for the Service Upgrades has been completed and resubmitted for approval. Some of the conduit needs to be painted and the existing trench, which has been corrected to a depth of 18”, will be backfilled after the inspector’s review and approval of the depth of the trench. Along with the corrected electrical engineering information provided in the most recent plan submission, we believe these to be the only remaining items which need to be resolved. After approval, the Company will finalize the Service Upgrades immediately.

LGCY worked earnestly to correct the issues identified by the City of Phoenix and in the Written Directive, both with respect to the plan submissions and inspections of the Project. Several factors played a part in the delays of completion of the Project, some of which were attributable to LGCY’s third-party contractor it hired to complete the work, and some of which were outside LGCY’s control. However, LGCY was diligent in working toward completion of

Received 10/04/2024 ROC Legal

the Project at all times, and has implemented additional quality control measures required on each project to ensure re-work jobs and failed inspections are substantially reduced. The Company addressed all of the shifting issues identified by the city and hired an electrical engineering firm to assist in addressing some of the specific technical issues identified by the city relating to the Service Upgrades.

LGCY requests a hearing to further address this matter and demonstrate its good faith, and good cause that its license should bear no penalty as a result of this anomalous project.

Respectfully SUBMITTED this 4th day of October, 2024. LGCY INSTALLATION SERVICES, LLC

/s/ Jared N. Parrish

By: Jared N. Parrish Its: Chief Legal Officer, Chief Compliance Officer

The foregoing Response to Citation was filed with the Arizona Registrar of Contractors via email at [email redacted], and delivered via U.S. Mail to the Petitioner at:

Brett Faggioni 4184 E Desert Marigold Dr Cave Creek, AZ 85331

Received 10/04/2024 ROC Legal

LGCY Installation Manual A Guide to Installing Solar The LGCY WAY ______________________________________ Received 10/04/2024 ROC Legal

Welcome to the LGCY Family

The purpose of this manual is to educate all partners and installers associated with LGCY on the standardized installation process known as "The LGCY Way." It covers best practices for installation, compliance with NEC and lender requirements, policies and procedures, expectations, materials, and software, serving as a comprehensive reference for future installations.

This manual is designed to equip LGCY installers with the tools necessary for success and excellence under the LGCY brand. It should serve as a guide for all LGCY installations and services, setting a new industry standard for quality.

All crews and teammates are encouraged to review the manual to fully grasp LGCY's expectations. By incorporating these practices into their daily operations, installers will elevate their industry standing.

We challenge you to strive for excellence in the business, and we are committed to helping every installer achieve that goal. Received 10/04/2024 ROC Legal Received 10/04/2024 ROC Legal

● As a member of the LGCY family, it is imperative that you learn and internalize these values.

● As a member of the LGCY Family, it is imperative that you hold those around you to the same values

● As a member of the LGCY Family, it is imperative that you identify these values when completing your daily tasks and duties. Received 10/04/2024 ROC Legal

Overview Introduction Expectations, Standards, and Pg.2 LGCY Welcome Message SLA’s Pg.3 Mission Statement Pg.17 Quality Evals and Metrics Pg.4 Principles of Leadership Pg.18 Performance Plans Pg.5 Index Pg.18 SLA’s Policies and Procedures Pg.18 Penalties Pg.7 Code of Professional Conduct Platforms and Tech Pg.7 Customer Interactions Pg.19 NetSuite Partner Portal Pg.7 Dress Code Pg.20 SiteCapture Pg.8 Jobsite Call Off Pg.21 Enphase Enlighten/Toolkit Pg.9 Installation Authorization Material Overview Pg.10 Material OS&D Pg.22 BOM Materials Pg.11 In Field Design Changes Pg.23 BOS Materials Pg.13 Home Damages Pg.24 Distribution Pg.14 Close Out Call Pre-Installation Preparation Pg.16 LGCY Tag Out Pg.25 Prior to Install Day Pg.25 Installation Day Pg.26 Customer Interaction Pg.27 Pre-Installation Assessment Pg.29 Installation Authorization

Rooftop Installations Rooftop Attachments Rooftop Junction Box Pg.30 Pegasus ButyL-FOOT Pg.57 Installation and Guidelines144 Pg.34 Pegasus InstaFlash 2 Pg.58 LGCY Requirements Pg.38 Tile Hooks PV Home Runs Pg.42 Metal Roof Attachments Pg.59 Attic Runs Pg.48 Flat Roof/Ballast Pg.59 Roof Conduit and Accessories Pg.49 LGCY Requirements Pg.60 Conduit Boots Racking and Assembly Pg.59 LGCY Requirements Pg.51 Pegasus Railed Systems Solar Module Installation Pg.53 LGCY Requirements Pg.61 Array Rise and Drop Enphase IQ8 System Pg.61 Wire Management Pg.54 Installation and Guidelines Pg.62 Mid/End Clamp Installation Pg.56 LGCY Requirements Pg.63 Rooftop Completion Pg.64 LGCY Requirements Ground Mount Systems Pg.66 Installation and Guidelines Pg.71 LGCY Requirements Received 10/04/2024 ROC Legal

Electrical Installations

Enphase AC Combiner Pg.95 Article 110 Pg.95 Article 210 Pg.73 Installation and Guidelines Pg.95 Article 240 Pg.77 LGCY Requirements Electrical Requirements Enphase CT’s Pg.97 Electrical Layouts Pg.79 Installation and Guidelines Pg.99 Conduit and Raceways Pg.82 LGCY Requirements Pg.101 Wire/Breaker Sizing Enphase 5P Pg.105 AC Disconnects Pg.84 With IQ Controller 2 Pg.110 Sub Panels Pg.85 Without IQ Controller 2 Pg.114 Production Meters Pg.89 LGCY Requirements Pg.119 Interconnection Method PV Systems NEC Code Guide Pg.124 Main Breaker Derates Pg.91 Article 690 Pg.127 Battery Installations Pg.92 Article 705 Pg.133 LGCY Requirements Pg.93 Article 706 Commissioning Pg.93 Article 710 Pg.135 Commissioning Pg.94 Article 480 Pg.138 Activation 4.1 Pg.94 Article 300 Pg.140 LGCY Requirements Pg.95 Article 250 Received 10/04/2024 ROC Legal

Policies and Procedures

Code of Professional Conduct

LGCY Power expects its partners to adhere to a standard of professional conduct and integrity. This ensures that the work environment is safe, comfortable and productive. Partners should be respectful, courteous and mindful of others feelings and needs. General cooperation between coworkers and supervisors is expected. Partners who act in an unprofessional manner may be subject to deactivation.

Customer Interactions

As a part of our partnership, you will be required to interact with customers on a regular basis. It is important that those interactions be positive and professional. The day of install is the culmination of a long and expensive process. We NEED to make sure we provide a high level of service commensurate with the product to our standard.

Dress Code

A partner’s personal appearance and hygiene is a reflection on LGCY’s character. Employees are expected to dress appropriately for the individual work responsibilities and position. Received 10/04/2024 ROC Legal

Jobsite Call Off

Purpose:

At LGCY Power, we live by our mission and by our values. One of our Principles of Leadership is to Play Full Out. We commit to our customers that we will show up when we are expected to, and that we will complete their project in an efficient, professional, and timely manner. Unfortunately, we know that there can be circumstances that prohibit us from doing so. This is the process to properly document such circumstances.

Process: 1. Identify the Issue a. Weather Conditions are unsafe b. Roof is not suitable for solar installation c. Customer is refusing to proceed d. Family or Customer Emergency e. Missing Materials f. Design Issues g. Roof or Electrical Access h. Scheduling Issues with Utility or AHJ i. Safety j. Incident/Accident 2. Contact the Field Manager or District Manager for your market and explain the details of the situation. 3. Complete the Jobsite Call Off Site Capture form. 4. Wait on-site while LGCY looks to resolve the issue listed above unless it is a medical emergency. 5. If the issue cannot be resolved, LGCY will greenlight the call off and make the customer aware of the circumstances. 6. Communicate to the customer that you are leaving and that LGCY will be reaching out with further information on the issue and will reschedule when the issue is resolved. Received 10/04/2024 ROC Legal

Installation Authorization Purpose:

LGCY is introducing the 'Install Authorization' process to improve installation completion metrics by requiring a 6-question survey to be completed before installation begins. This will ensure all criteria are met, preventing issues and ensuring smoother installations.

Process:

1. Access the Install Authorization Form: ○ The form is available through the SiteCapture link in the customer information section. ○ It must be completed upon arriving at the jobsite. 2. Questions Covered: ○ Is the Enphase site activation created? ○ Does the homeowner have concerns that might prevent the install? ○ Are there any existing damages to the roof or home that might prevent installation? ○ Can electrical equipment and interconnection be installed as designed? ○ Does the equipment match what was designed? ○ Is there sufficient access to the home to complete the installation? 3. Outcome: ○ Any issues identified will be acted on quickly to enable corrective measures. ○ This process helps prevent construction delays, shortens installation times, reduces service calls, and enhances the customer experience.

This ensures a proactive approach to addressing potential installation challenges before they escalate. Received 10/04/2024 ROC Legal

Material Overages, Shortages, & Damages Overview:

Materials and timely deliveries are the lifeblood for all solar installations. It is our goal to ensure all deliveries are on time, complete, and without damages. Unfortunately these things happen, and it is our goal to take immediate actions to avoid delays or cancellations on the day of installation.

Purpose:

Ensure timely, complete, and undamaged deliveries for solar installations, minimizing delays or cancellations.

Process:

1. Immediate Inspection upon Delivery: a. Upon arrival, the crew should inspect materials for any Overages, Shortages, Damages (OS&D), or incorrect items before beginning work. 2. Thorough Material Check: a. Verify all materials match the packing slip. b. Compare delivered materials to the planset for accuracy. c. Count all components to confirm quantities. d. Inspect for damages during delivery. 3. If OS&D Issues Are Found: a. Report immediately to the Local Branch or Warehouse (WH) Manager. b. Document issues on the Installation Authorization Form.

This ensures accurate installations with correct materials (e.g., panels, racking), allowing Procurement to address any issues quickly, preventing project delays. Received 10/04/2024 ROC Legal

In Field Design Change SOP Overview: To standardize how we communicate changes that may need to occur the day of installation to ensure timely and approved corrections made to keep a project running smoothly.

Objective: To provide step by step instruction for the communication and approval process if/when installation must deviate from original design plans. Also to mitigate unnecessary changes that have a negative impact on cycle times and overall customer experience.

Process:

In field design changes should only be made when the designed layout and/or interconnection that is outlined on the plan set is not possible due to one of the following reasons:

1. Module layout cannot be achieved due to undocumented obstructions. 2. Module layout cannot be achieved due to setback encroachment. Interconnection, as designed, is not code compliant. 3. Interconnection, as designed, is unsafe. 4. Homeowner requests design/interconnection change.

When In Field Design Changes are Necessary, the following outlined process should be followed:

Field Technician Steps 1. Photos and descriptions sent to Branch leadership from Field Technician(s) showing required change. 2. Complete the Field Design Request Form and have it signed by the customer. 3. Upload screenshot or photo of customer approved Field Design Request Form to SiteCapture NO CHANGE IS APPROVED UNLESS HOMEOWNER APPROVES FIRST Received 10/04/2024 ROC Legal

Sample Form located in Plan Set SLAs for Response ● Design initial response 15 minutes ● 15 minutes for Design Revisions ● Funding team review and change orders sent, 15 minutes. ● Time allowed for Homeowner Facing Change Orders to be Approved, 1hr. After one hour, Field Ops will have the option to pivot installers to a different project or remain on sight awaiting signed Change Order NO WORK SHALL COMMENCE UNTIL CHANGE ORDERS ARE APPROVED Received 10/04/2024 ROC Legal

Home Damage Purpose:

LGCY Power is dedicated to providing an extraordinary customer experience while striving for personal growth and helping others. The company promises to leave customers' homes in better condition than they found them and takes accountability for any damages during installations.

Accidental Home Damage:

● Responsibility: Partners on-site are responsible for documenting and reporting any damages to LGCY Power. ● Reporting: ○ The person who caused the damage must report how it occurred and fill out the Home Damage Report in SiteCapture. ○ The Crew Lead, Surveyor, or Foreman must inform the customer and take steps to temporarily fix the issue before leaving. ○ Ideally, a date for permanent repair should be confirmed before the crew leaves.

Repair Work and Payment:

● Repair Expectations: All damages must be addressed and resolved within 3 days. ● Resources: Partners should handle repairs, but if unable to, LGCY will assign an approved vendor. ● Costs: If LGCY manages the repair, the repair cost, plus a $250 admin fee, will be deducted from the project's final invoice.

This policy reinforces accountability and responsiveness, ensuring customers are promptly taken care of when accidents occur during solar installations. Received 10/04/2024 ROC Legal

Close Out Call SOP Objective:

The Close Out Call Process at LGCY Power ensures the highest standards of quality and compliance with industry regulations and company requirements for all solar installations. This procedure aims to verify the completion of tasks, address any necessary corrections, and provide an exceptional customer experience.

Close Out Calls:

The Close Out Call Process encompasses the inspection and verification of all tasks related to solar installations. It ensures compliance with AHJ (Authority Having Jurisdiction), lending requirements, and LGCY standards.

ALL INSTALL CREWS AND FIELD TECHS MUST REMAIN ONSITE TO COMPLETE THE CLOSE OUT CALL

Field Support Details:

● Field Support Hotline: (858) 240-8579 ● Hours of Operation: 8:00 AM - 8:00 PM (Central Time Zone) ● Spanish-speaking associates available

Close Out Call Process:

Pre-Call Checklist:

● Upload all clear, required photos. ● Ensure the system is fully commissioned and connected to WiFi. ● Verify all components are functional, with no errors or negative readings. Received 10/04/2024 ROC Legal

Field Support QA/QC:

1. Design Verification: ○ Confirm installation matches the planset. ○ Review any onsite changes; create design revisions if needed. ○ Notify Operations of unnecessary changes. 2. Enphase Verification: ○ Confirm the system is commissioned to activation 4.1. ○ Check the system dashboard for issues. ○ Open a service case if required. 3. Installation QA/QC: ○ Review SiteCapture Photos to complete QA/QC for compliance. ○ Ensure the system meets lending, NEC, and AHJ requirements.

Onsite Corrections: If Field Support identifies any issues, the installation crew or field techs must complete all onsite corrections and troubleshooting until the system is ready for inspection and funding. Failure to do so will result in penalties and corrective actions.

This process ensures high-quality installations that meet all compliance and operational standards Received 10/04/2024 ROC Legal

LGCY Tag Out Policy Objective: LGCY Power is setting a new industry standard by ensuring a smoother transition from installation to PTO (Permission to Operate). The LGCY Tag Out Policy enhances the customer experience by streamlining the process, reducing truck rolls, and avoiding unnecessary delays.

Tag Out Policy Overview: The policy mandates the installation of an LGCY-branded tag on the AC disconnect at the completion of each solar installation.

Install Crew Responsibilities:

1. Complete Installation: a. Finish all rooftop and electrical portions of the installation. 2. Commission the System: a. Ensure the system is fully operational before shutting it down. 3. Close Out Call: a. Call Field Support to initiate the Close Out Call process. 4. Confirm Enlighten 4.1 Activation with Field Support 5. Shut Off the System: a. Turn off the system using the AC disconnect when instructed by Field Support. 6. Install the LGCY Tag: a. Install the LGCY-branded tag on the AC disconnect. b. Upload a photo of the tag with the tag number to Site Capture. 7. Educate the Customer: a. Explain the next steps and notify the customer about when to remove the tag after PTO approval.

Pre-PTO Process Overview

1. Inspections

● No Tech Required Issues: ○ Draft a letter to be acknowledged by all Authorities Having Jurisdiction (AHJ) indicating that a technician is not required onsite for inspections. ○ In cases where the AHJ refuses to remove the LGCY Tag, inspections will need to be postponed until the issue is resolved. ● Tag Handling: ○ All technicians must be trained and equipped to remove and Received 10/04/2024 ROC Legal

reinstall LGCY Tags during AHJ inspections. ● Photo Documentation: ○ Technicians are required to take photos to document the LGCY Tag Out process during inspections. ○ All photos must be uploaded to the original installation Site Capture Template or the Inspection Template, if being utilized.

2. Service Calls

● Tag Handling: ○ Technicians should be equipped to remove and reinstall LGCY Tags during service calls. ● Photo Documentation: ○ All technicians are required to document the LGCY Tag Out process with photos during service calls. ○ Photos should be uploaded to the original installation Site Capture Template or the Service Template, if applicable.

3. Utility Pre-Checks

● Utility Acknowledgment: ○ Draft a letter to be acknowledged by all Utilities involved, confirming their responsibility to complete a jobsite walkthrough/check for PTO. ● Tag Removal: ○ If the Utility refuses to remove the LGCY Tag, the utility check will need to be postponed. ○ Alternatively, schedule a technician to remove the tag prior to the Utility's arrival.

Penalties for Non-Compliance:

Failure to install the LGCY Tag: $750.00 fine Failure to shut off the system: $10,000 fine

This process ensures a faster, more efficient path to PTO, reducing delays and improving customer satisfaction. Received 10/04/2024 ROC Legal

Expectations, Standards, and SLA’s Quality Evaluations and Metrics: Each install crew under LGCY is evaluated based on their quality and performance for every installation. Key metrics include:

● QA/QC Review Failures ● Failed Inspection Percentage ● Funding Rejection Percentage ● Installation Complete SLA's ● Crew Absence during Close Out Calls

Consequences of Poor Performance:

● Delays in Payments: Jobs with funding rejections or failed inspections due to installation errors may result in delayed payments until corrections are made and the job reaches PTO. ● Volume Restrictions: Crews that consistently fail inspections, QA/QC, or have funding rejections without improvement will have their job volume restricted until corrective actions are taken. ● Penalties for Service Callbacks & Incomplete Installations: Crews responsible for excessive service calls or incomplete installations, or those that leave before completing the Close Out Call, will face penalties and volume restrictions until all issues are resolved. ● Offboarding for Poor Workmanship: Crews demonstrating egregious work quality or unprofessional behavior may face fines, penalties, or even offboarding from LGCY's AVL.

Milestones/Metrics for Preferred Contractor:

● Site Survey completed within five (5) days of booking (when applicable) ● PV Installation Scheduled date within ten (10) days of approved permit date ● Final Inspection Scheduled within 72 hours of Completed Installation ● CRM Updates recorded AND docs/photos submissions/uploads within 24 hours of action or activity Received 10/04/2024 ROC Legal

* In the event a Utility fails to issue PTO due to Preferred Contractor’s errors or omissions, Preferred Contractor will remedy the project as quickly as possible to ensure PTO is granted. If errors or omissions were caused by LGCY, Preferred Contractor agrees to assist in the remedy for an associated service fee to be agreed upon by both Parties.

Performance Plans:

● LGCY is committed to the success and growth of its installation partners. Resources for training and solar education are available to assist crews in improving quality. ● LGCY uses current processes to identify areas of improvement for each crew and offers customized training based on these needs. An installation best practices manual is also provided as a reference for ongoing projects Received 10/04/2024 ROC Legal

Platforms and Tech LGCY relies on technology and the most up-to-date programs for our business. We offer and utilize multiple platforms in our day to day operations in order to track, report, and manage our project flows. This same data and pipeline progression is visible to our Sales Reps, Install Partners, and even our Customers to provide full transparency on the progress of each project.

NetSuite Partner Portals:

LGCY Install Sub Partners are provided a Netsuite Portal which gives the partner the ability to view Projects assigned to them, edit/complete Service Cases for those Projects, and properly notate the work using a chat feature called BluChat.

In order to receive access to the LGCY Partner Portal a welcome email will be sent to an email that the Install Partner provides to Partner Support. This welcome email will allow the Install Partner to set up their password and give them access to the portal. Below is a summary of the features of the LGCY Partner Portal.

Service Cases: Partners are able to view service cases that are assigned to them. They have the ability to read the comment history, and details for each service case in their que. Once completing the cases they have the ability to communicate to the Branch or Account Manager and upload photos to the bluchat if necessary.

Installations: Partners have the ability to view the Installation Calendar for all projects assigned to them as well as download the Stamped Planset and Docs for the installation.

Communication: Partners have the ability to utilize our communication tool in NetSuite Called BluChat. This chat widget allows for open and streamlined communication across the company for project updates, photos, and details about completed tasks. Received 10/04/2024 ROC Legal

SiteCapture LGCY utilizes SiteCapture as a key tool for project photo documentation, ensuring clear and thorough compliance with installation and lending requirements. Through this platform, LGCY adds partners as approved vendors, allowing them to receive project allocations and complete the necessary photo documentation for various scopes of work.

Key Points:

● Onboarding: Partners are onboarded to SiteCapture as approved vendors, enabling project allocation for scheduled work. ● Photo Documentation: SiteCapture timestamps and geolocates each photo to maintain accurate records of project progress. ● Lending Compliance: A standardized installation template ensures compliance with lender-specific photo requirements, and the Solar PV Completion Form lists all mandatory fields for photo capture. ● Published Templates: ○ Site Assessment Form ○ Solar PV Completion Form ○ Sunnova PV Completion Form ○ Service/Repair ○ Home Damage Report ○ MPU/Derate Template ○ Battery Template ○ Jobsite Call Off ● Project Workflow: Installation crews are allocated projects via SiteCapture, where they document every step of the installation process with clear, detailed photos. Field Support then reviews the photos for QA/QC, and corrections are requested as needed.

Best Practices:

Sync Configuration once a week to receive the most up to date templates.

All photo requirements and descriptions are available in LGCY's guidelines for each installation process. Received 10/04/2024 ROC Legal

Enphase Enlighten and Installer Toolkit

LGCY is a dedicated partner of Enphase Energy, integrating their products in all installations. System commissioning is a critical part of the Enphase installation process, enabling both LGCY and customers to monitor solar production in real-time and address any performance issues promptly. If needed, this allows scheduling of service calls to ensure system optimization.

Enphase Requirements for LGCY Partners:

● Enphase Enlighten Account: All LGCY partners must create or have an Enphase Enlighten Account. ● Certifications: Partners are required to obtain certifications for installing and commissioning Enphase IQ systems and batteries. These are prerequisites for becoming a preferred vendor.

Enphase University:

● Training Platform: Enphase University offers extensive online training for installers, covering everything from installation processes to troubleshooting. ● Certification Courses: Installers can complete required courses to gain the certifications needed for Enphase system installation and maintenance. ● Recommendation: LGCY highly encourages all installers to participate in these courses to fully understand system operations and best practices for installation.

All commissioning requirements and descriptions for Enphase Systems can be found in LGCY's guidelines. It is essential to review Enphase's commissioning and troubleshooting manuals for complete training and education on the systems. This ensures that all partners are well-prepared to install, commission, and maintain Enphase products effectively. Received 10/04/2024 ROC Legal

LGCY Material Overview Overview LGCY provides BOM materials for every installation. BOM materials include all equipment that is solar specific with a few exceptions. The list of materials LGCY will provide of each installation Include:

BOM Material ● Solar Modules ● Enphase Equipement ○ Micro Inverters ○ Q Cable and Q Cable Raw ○ Male and Female Connectors ○ Terminating End Caps ○ Cellular Modems ○ Combiner Panels ○ CT’s ○ Other Accessories ● Racking ○ Attachment Points ○ Flashings (if applicable) ○ Rails ○ Ground Lugs ○ Fasteners and Accessories ○ Rail Caps ○ Splices ● Battery and Battery Components ○ Batteries ○ Controllers ○ CT’s ● Point of Interconnection ○ Taps ■ Polaris Taps ■ Backfeed Rated Piercing Taps ○ Breakers ● Placards ○ Directory or Utility Received 10/04/2024 ROC Legal

BOS Material As part of our agreement, our partners are responsible to supply the following BOS:

● Electrical Panels ○ Main Service Panels ○ Sub Panels ○ AC Disconnects ■ Fused ■ Non Fused ○ Production Meters ○ Junction Boxes ○ Conduit ■ EMT ■ IMC/Rigid ○ Fittings ■ Connectors ■ Couplings ■ Conduit Straps ■ Nipples ■ Lockrings ■ Bushings ■ Grounding Equipment ○ Wire ■ THHN ■ THWN ■ Romex ■ UFB ■ MC ○ Fasteners ○ PV Labels ○ Misc Materials ■ Sealant ■ Wire Nuts and Splices ■ Roll Flashing ■ Ground Rods and Accessories Received 10/04/2024 ROC Legal

Distribution

Depending on your market, you are either receiving jobsite delivery, or picking material up from a LGCY Warehouse.

Jobsite Delivery

It is the responsibility of the installation crew to verify materials upon arriving. They should confirm that all materials ordered were delivered. That no materials were damaged during transport, and that the material matches the stamped planset. If you identify any of these issues with the delivery or material, please report it in the Installation Authorization Form so that we can action this issue accordingly.

Warehouse Pickup

It is the responsibility of the installation crew to verify materials when picking up from a LGCY Location. Ensure that you count the materials before leaving the warehouse, and that they match up with what is shown on the approved planset. If any materials are missing from the kit, inform the warehouse manager so that they can make the necessary corrections.

Process and Expectations

The crew should inspect the delivered kit for OS&D (Overages, Shortages & Damages) or incorrect items immediately upon arrival at the jobsite and before starting any work. This ensures that the correct materials are installed, such as the correct panels and racking. If any issues arise, reporting them to the local Warehouse Manager or the respective Procurement Manager promptly will help resolve them without delaying the project. Received 10/04/2024 ROC Legal

Pre-Installation Preparation Prior to Installation Date

Prior to the day of installation, the installation crew should verify that they have received all of the most up to date documentation for the project. This should include:

● Site Survey Photos ● Approved Stamped Plans and Permit ● BOM Material List ● Customer Information ● Enphase Project Access ● SiteCapture Project Access

If any of the items above are missing, be sure to contact the field manager to fulfill the missing items.

Truck Stock

Verify that all BOS Truck Stock is full in the event of a design change or unexpected issues arise. Truck Stock items should include all extra materials listed above in the BOS section as well as some extra BOM equipment like racking and micro inverters. This will minimize unnecessary material runs and delays the day of install.

Installation Day

Customer Call or Text

On the day of install, all installation crews should notify the customer of their ETA prior to arriving onsite. This allows the customer to prepare for your arrival by moving cars or equipment out of the way, securing their pets, and ensuring you have access to all necessary equipment. Received 10/04/2024 ROC Legal

Vehicle Parking

Once you have arrived on the jobsite. Be sure your vehicle is parked in a safe and secure area, that is not restricting the customer from entering or exiting their property.

Customer Interaction

After the vehicle is parked the crew lead should make contact with the customer. During this interaction the following information should be communicated:

● Crew and Crew Lead Introductions ● Installation Process and Expectations ○ Inform the customer on the expected timelines for installation completion, and what steps are needed prior to turning the system on. ● Home Access Required ○ Request Access to all interior locations needed to complete the job. This included attic access, interior electrical panels, and any other locations inside the home. ● Wifi Information for Commissioning ○ Let the customer know that it is mandatory for us to complete the installation. In order to commission the system to Enphase’s standards and ensure a quick commissioning process, the installation crew should be connecting the envoy to the customers WiFi. ● Power Shutoff Timelines (if applicable) ○ If a utility disconnect is required to complete the scope of work, inform the customer and provide a timeline if you are able to. This is for: ■ MPU’s ■ Derates ■ Line Side Taps (Polaris) ■ Etc. Received 10/04/2024 ROC Legal

● Trenching Work (if applicable) ○ Inform the customer of the trench work that needs to be completed, and the equipment you will be utilizing for this scope. ● Active Work Zones to Avoid ○ Be sure the customer's vehicle and belongings are relocated from underneath all active work zones and that they are informed to avoid the areas you will be working in. ■ Underneath arrays ■ On the rooftop ■ Around all electrical Equipment ● Let the customer know there will be a follow up conversation after the Pre Installation Assessment to confirm the design and sign off.

Pre-Installation Assessment

During this walkthrough, the crew or crew lead should be verifying and documenting the following information:

● Pre existing damages to the home ○ It is your responsibility to do a complete walkthrough of the property and document any damages identified using SiteCapture. This will avoid any issues post installation to prove you are not at fault. ● Rooftop Inspection ○ Confirm the roof is safe and suitable for the installation. In the event that you discover a bad roof, please contact your field manager and take all the necessary photos for LGCY to review. ○ Installation Crews should not discuss needing a reroof with the customer. LGCY will contact the customer if we decide it is needed. ○ Complete the panel layout as shown on the stamped planset to verify no layout changes are needed. ● Attic access and Homeruns ○ Verify that the customer has attic access and that you can safely navigate the attic space. In the event that there are vaulted ceilings or the space is too small, create a plan to get your homeruns to the combiner panel. If this requires an external Received 10/04/2024 ROC Legal

conduit run, be sure to get approval from the homeowner on the path and location of the equipment. ● Electrical Equipment ○ Confirm that the Main Service Panel amperage matches the planset. In the event that you discover the customer may need a MPU, please contact your field manager and take all the necessary photos for LGCY to review. ○ Installation Crews should not discuss needing a MPU with the customer. LGCY will contact the customer if we decide it is needed. ○ Complete a layout of all electrical equipment to confirm working clearances. ○ Inspect the Main Service Panel to verify the proper interconnection method was called out.

● Ground Mounts, Detached Structures, and Trenching. ○ Identify and mark out the trench path, or ground mount location. Be sure to avoid any irrigation lines or concrete/asphalt pads if possible. ○ Confirm 811 has been to the property to locate all underground utilities.

Material Check

Customer Walkthrough

Complete an overview of the Installation Plan, this should include: ● Solar Array placement and orientation ● Electrical Equipment Placement ● Trenching Path ● Ground Mount Location ● External Conduit Path

If any Design Changes are needed based on your assessment, make sure you discuss these changes with the customer as they will need to sign off and approve them.

Installation Authorization

Complete the Installation Authorization form found in SiteCapture for the assigned project. If any issues were identified during the assessment, document them on the form so that LGCY can take corrective action to prevent any issues during and post installation. Received 10/04/2024 ROC Legal

Solar Installation Manual Rooftop Attachments The Pegasus Solar Butyl-FOOT is a versatile and durable mounting solution designed for installing solar PV arrays on residential roofs. It features a butyl adhesive pad that creates a watertight seal without the need for flashing or additional waterproofing, simplifying the installation process while ensuring the roof remains leak-free. This system is suitable for comp shingle and flat roofs and is designed to work with various racking and solar rail systems.

Below is a detailed overview of the installation requirements for the Pegasus Solar Butyl-FOOT:

Components and Materials

The Butyl-FOOT system is made up of several critical components that ensure a secure and watertight installation.

1.1 Key Components

● Butyl-FOOT Base: The main component, which features a pre-applied butyl adhesive pad that provides both attachment to the roof and a watertight seal. ● L-Foot or Racking Foot: This component attaches to the Butyl-FOOT base and connects to the racking or rail system that holds the solar panels. ● Mounting Hardware: Typically, lag screws or structural fasteners are used to secure the Butyl-FOOT base to the roof. Ensure the hardware is stainless steel to prevent corrosion over time.

1.2 Tools and Accessories

● Cordless Drill/Impact Driver: For driving lag screws and fasteners into the roof structure. ● Torque Wrench: To ensure that fasteners are tightened to the manufacturer’s specified torque settings. ● Level and Measuring Tape: For aligning the Butyl-FOOTs and ensuring the solar array is installed evenly. Received 10/04/2024 ROC Legal

Pre-Installation Site Preparation

2.1 Roof Assessment

Before installation, assess the roof’s condition and suitability for the Butyl-FOOT mounting system.

● Roof Type: The Butyl-FOOT is designed for asphalt shingle, comp shingle, and flat roofs. Verify that the roof type is compatible. ● Roof Integrity: Inspect the roof for damage, weak spots, or worn-out areas that may not provide adequate support or protection. Ensure the roof is in good condition before installing the system. ● Structural Support: Confirm that the roof's structure (rafters or trusses) can support the weight of the solar array and the Butyl-FOOT mounts. Most roofs are designed to bear the additional load, but it’s essential to check if local codes or specific cases require reinforcement.

2.2 Layout Planning

● Rafter Location: Use a stud finder or other method to locate the rafters beneath the roofing material. The Butyl-FOOT must be anchored directly into the rafters for structural integrity. ● Spacing: Ensure proper spacing between each Butyl-FOOT mount, following the manufacturer’s guidelines. The spacing typically depends on the load requirements (wind and snow loads) and the rail span allowed by the racking system.

● Roof Penetrations: Plan the locations of all roof penetrations and mark where each Butyl-FOOT will be installed. Ensure that no penetrations are made in valleys or other vulnerable areas of the roof where water could pool. Received 10/04/2024 ROC Legal

Installation Steps for the Pegasus Butyl-FOOT

3.1 Marking and Alignment

● Mark Rafter Lines: Once the rafters are located, mark them along the roof where the Butyl-FOOTs will be installed. Accurate alignment with the rafters is crucial for a secure installation. ● Spacing Guidelines: Follow the manufacturer’s instructions for the appropriate spacing of the Butyl-FOOTs based on the array size and weight. Typically, mounts are spaced around 4 to 6 feet apart, depending on the racking system and wind/snow load considerations. ● Alignment: Ensure that all Butyl-FOOTs are level and aligned with each other to avoid uneven rail installation.

3.2 Preparing the Roof

● Shingle Removal (if needed): If installing on a shingle roof, you may need to lift the shingles slightly to create a flat surface for the Butyl-FOOT base. Ensure that the adhesive pad will make direct contact with the roof. ● Roof Cleaning: Clean the roof surface where the Butyl-FOOT will be installed. Ensure it’s free of dirt, debris, and oils, which could interfere with the butyl adhesive’s sealing properties.

3.3 Installing the Butyl-FOOT

● Positioning: Place the Butyl-FOOT base onto the marked location, ensuring that it aligns directly with the center of the rafter. ● Butyl Adhesive Seal: The butyl adhesive pad on the bottom of the Butyl-FOOT base will create a watertight seal when pressed firmly against the roof. Ensure that the entire pad makes contact with the roof surface. ● Drilling Pilot Holes: Drill pilot holes through the Butyl-FOOT base and into the rafter using the appropriate bit size. Pilot holes will prevent the wood from splitting and ensure the lag screws are driven straight. ● Fastening: Drive the lag screws or structural fasteners through the Butyl-FOOT base and into the rafter using a cordless drill or impact driver. The screws must penetrate at least 2.5 inches into the rafter for maximum strength. Tighten the screws to the recommended torque Received 10/04/2024 ROC Legal

using a torque wrench (typically around 16–18 ft-lbs for 5/16" lag screws). ● Waterproof Seal: The butyl adhesive creates an immediate watertight seal around the penetration. No additional flashing or sealant is needed in most cases, but you can apply sealant around the screw heads if desired for extra protection.

3.4 Attaching the L-Foot or Racking Foot

● Mounting the L-Foot: Once the Butyl-FOOT base is secured, attach the L-Foot or racking foot (depending on the racking system) to the base using the supplied bolts. ● Torque Specifications: Tighten the L-foot or racking foot bolts to the manufacturer's specified torque, ensuring a secure connection to the Butyl-FOOT base. Received 10/04/2024 ROC Legal

The Pegasus Solar InstaFlash 2 is an advanced flashing system designed for installing rooftop solar arrays on composition shingle roofs. It simplifies the installation process by combining both flashing and mounting functions into a single component, ensuring a watertight seal while securely anchoring the racking system to the roof. It’s compatible with various rail and mounting systems and offers an easy-to-use design that meets or exceeds industry standards for waterproofing.

Below is a detailed overview of the installation requirements for the Pegasus Solar InstaFlash 2:

Components and Materials

The Pegasus InstaFlash 2 system includes several key components designed to ensure easy installation and a durable, watertight roof attachment.

1.1 Key Components

● InstaFlash 2 Flashing: Made from high-grade aluminum, the flashing slides under the roof shingle, protecting the roof from leaks by diverting water around the penetration point. ● L-Foot: This component mounts directly to the flashing, providing a connection point for the rails or racking system. ● Pre-Applied Butyl Adhesive: The InstaFlash 2 comes with a pre-applied butyl adhesive on the underside, which helps create a watertight seal when compressed during installation. ● Mounting Bolt and Hardware: Includes stainless steel lag bolts and other necessary mounting hardware for securing the L-Foot to the roof rafter. ● Integrated EPDM Washer: The washer provides additional sealing protection around the lag bolt, ensuring a long-lasting, watertight connection.

1.2 Required Tools

● Cordless Drill/Impact Driver: For driving lag bolts into the roof structure. ● Drill Bits: Appropriately sized bits for creating pilot holes. ● Torque Wrench: To ensure lag bolts are tightened to the manufacturer’s recommended specifications. Received 10/04/2024 ROC Legal

● Hammer: For removing or lifting shingles during installation. ● Measuring Tape and Level: To ensure precise positioning and level mounting of the flashings and L-Foots.

Pre-Installation Preparation

2.1 Roof Assessment

● Roof Condition: Inspect the roof to ensure it’s in good condition before installation. The roof should be free of damaged or missing shingles. Ensure there is no moisture damage or deterioration, as this may compromise the effectiveness of the waterproofing. ● Rafter Location: Use a stud finder or other method to locate the rafters under the shingles. The InstaFlash 2 must be secured directly into the rafters for structural integrity. ● Roof Pitch: The InstaFlash 2 is compatible with roofs that have a standard pitch, but verify that the roof’s pitch and condition are appropriate for solar installations.

2.2 Solar Array Layout

● Mounting Spacing: Plan the spacing between InstaFlash 2 mounts based on the racking manufacturer’s guidelines. Mount spacing typically depends on the panel size, racking system, and local wind and snow load requirements.

Installation Steps for Pegasus Solar InstaFlash 2

3.1 Marking and Positioning

● Mark Rafter Locations: Once the rafters are located, mark where the InstaFlash 2 will be installed. Ensure that each flashing aligns with a roof rafter for proper structural attachment. ● Layout Spacing: Use a measuring tape and level to ensure that the flashings are spaced correctly and aligned horizontally and vertically according to the array layout plan. Received 10/04/2024 ROC Legal

3.2 Removing Shingles

● Lifting Shingles: Gently lift the shingle above the installation point using a hammer or flat bar to create space for the InstaFlash 2 flashing. Take care not to damage the shingles. ● Clear Debris: Ensure the surface under the shingles is clean and free of debris to allow for a flush installation of the flashing.

3.3 Installing the InstaFlash 2

● Positioning the Flashing: Slide the InstaFlash 2 flashing under the lifted shingle so that the top edge is tucked beneath the shingle layer above. The attachment point should sit directly on the roof surface, creating a watertight barrier. ● Aligning with Rafter: Ensure the center hole of the flashing aligns with the rafter for structural attachment. Proper alignment is crucial for securely anchoring the L-Foot to the roof structure.

3.4 Drilling Pilot Holes

● Pilot Hole Drilling: Drill a pilot hole through the center of the InstaFlash 2’s pre-drilled hole and into the rafter. This will prevent the wood from splitting and ensure a secure, straight attachment for the lag bolt. ● Depth of Pilot Hole: The pilot hole should be slightly smaller than the lag bolt diameter to allow the bolt to securely thread into the rafter.

3.5 Securing the L-Foot

● Lag Bolt Installation: Insert the lag bolt with an EPDM washer into the pre-drilled hole, ensuring the washer is compressed to provide watertight seal. The washer and butyl adhesive work together to prevent water infiltration. ● Deck Mount Installation: use all 6 screws if installing a deckmount application. ● Tightening to Torque: Use a torque wrench to tighten the lag bolt to the manufacturer’s recommended torque specification (typically around 16–18 ft-lbs for 5/16" lag screws). Over-tightening can damage the rafter or reduce the effectiveness of the waterproofing. Received 10/04/2024 ROC Legal

● Attaching the L-Foot: Once the lag bolt is tightened, attach the L-Foot or other racking component to the InstaFlash 2 using the provided hardware. Received 10/04/2024 ROC Legal

Tile Roof

The Solar Tile Hook is a versatile mounting solution for installing solar arrays on tile roofs. It is designed to secure solar panels to the roof structure while providing a robust and watertight attachment to maintain the integrity of the roof. The Tile Hook allows for flexibility by avoiding the need to drill through fragile tiles and offering adjustability for various tile profiles. The system is typically used in conjunction with a racking system to support and attach solar panels securely.

Below is a detailed overview of the installation requirements for the Solar Tile Hook:

Components and Materials

The Solar Tile Hook system includes several key components designed for use on concrete or clay tile roofs:

1.1 Key Components

● Tile Hook: A stainless-steel hook designed to attach beneath roof tiles and connect to the roof's structural members. It offers adjustability for a range of tile profiles. ● L-Foot or Rail Attachment: A component used to connect the tile hook to the solar racking or rail system. This is the point where the rails supporting the solar panels are secured. ● Mounting Hardware: Stainless steel lag screws and bolts that are used to fasten the tile hook to the rafter. ● Spacer (Optional): Spacers may be included to adjust for the height of different tile profiles, ensuring the rail system sits flush and level.

1.2 Required Tools

● Cordless Drill/Impact Driver: For driving lag screws into the roof structure. ● Torque Wrench: To ensure all fasteners are tightened to the manufacturer’s recommended torque settings. ● Tile Cutter or Grinder: Used to trim or modify tiles for a clean fit around the hook when necessary. ● Measuring Tape: For accurate placement of the tile hooks. Received 10/04/2024 ROC Legal

● Pry Bar: For lifting and removing tiles during the installation process. ● Level: To ensure that all installed hooks are aligned for even panel placement.

Pre-Installation Preparation

2.1 Roof Assessment

● Tile Roof Condition: Inspect the roof tiles for cracks, wear, or damage before installation. It is crucial to ensure that the roof is in good condition to prevent leaks and further damage. ● Tile Type and Profile: Identify the type of roof tile (e.g., concrete, clay, or slate) and the profile (flat, S-shaped, or barrel) to determine the appropriate tile hook configuration and whether tiles will need to be cut or adjusted. ● Rafter Location: Use a stud finder or other method to locate the rafters beneath the tiles. The Tile Hook must be fastened directly into the rafters for proper structural attachment.

2.2 Solar Array Layout

● Mount Spacing: Determine the required spacing between tile hooks based on the rail and racking system, as well as local wind and snow load requirements. The spacing typically varies between 4 and 6 feet, depending on site conditions and the racking system.

Installation Process for the Tile Hook

3.1 Removing Roof Tiles

● Lifting the Tiles: Use a pry bar or tile tool to gently lift and temporarily remove the tile where the hook will be installed. Take care not to crack or damage the tile during removal. ● Inspect the Underlayment: Check the roofing underlayment (the waterproof layer beneath the tiles) to ensure it is in good condition. If the underlayment is damaged, it should be repaired before proceeding with the installation. Received 10/04/2024 ROC Legal

3.2 Attaching the Tile Hook

● Locating the Rafter: Once the tile is removed, locate the rafter under the underlayment where the tile hook will be attached. Mark the spot for drilling. ● Pilot Hole Drilling: Drill a pilot hole through the underlayment and into the rafter to prevent splitting the wood. Ensure the hole is aligned with the rafter for a secure connection. ● Lag Screw Installation: Insert the lag screw through the pre-drilled hole in the tile hook and into the rafter. Use a cordless drill to drive the screw into the rafter and tighten with a torque wrench to the manufacturer’s specified torque setting, typically 16–18 ft-lbs. ● Hook Placement: Adjust the height of the tile hook to fit the profile of the tile. The hook should extend above the tile but not interfere with the placement of the tile itself.

3.3 Replacing and Modifying the Tile

● Tile Cutting (if necessary): If the tile does not sit flush around the installed tile hook, use a tile cutter or grinder to modify the tile. Create a notch or slot in the tile that accommodates the hook without damaging the integrity of the tile. ● Replacing the Tile: Once the hook is securely installed, replace the tile back into position, ensuring that the tile is flush with the surrounding tiles and fits properly over the tile hook. Double-check that there are no gaps or misalignments.

3.4 Installing the L-Foot or Rail Connection

● L-Foot Installation: Attach the L-Foot or other rail attachment component to the tile hook using the provided hardware. Tighten the bolt to the manufacturer's specified torque, ensuring a secure connection between the tile hook and the rail attachment. ● Leveling and Alignment: Ensure that all tile hooks and L-Foots are installed evenly and aligned horizontally to allow for a smooth and level rail installation. Received 10/04/2024 ROC Legal Received 10/04/2024 ROC Legal

Metal Roof

Installing solar photovoltaic (PV) systems on metal roofs requires careful attention to the type of metal roofing, the mounting system, and ensuring that the installation is watertight and structurally sound. Metal roofs offer several advantages for solar PV installations, including longevity, durability, and ease of mounting. Metal roof attachments are typically designed to be non-penetrating (clamp-based) or minimally invasive, ensuring the integrity of the roof and preventing leaks.

Below is a detailed overview of the installation requirements for installing solar PV attachments on metal roofs:

Types of Metal Roofs

Understanding the type of metal roofing is critical to selecting the appropriate solar PV mounting system. There are several types of metal roofs commonly used in both residential and commercial settings:

1.1 Standing Seam Metal Roofs

● Features: These roofs feature raised seams that run vertically along the roof. The seams provide a natural attachment point for solar mounts, which can clamp onto the seams without penetrating the roof surface. ● Solar Mount Type: Non-penetrating seam clamps are typically used, which grip the standing seam and provide an attachment point for the solar racking system.

1.2 Corrugated Metal Roofs

● Features: Corrugated metal roofs have a wavy or ridged pattern, with alternating peaks and valleys. These roofs are more challenging to attach to because of their uneven surface. ● Solar Mount Type: Special standoff mounts or brackets designed to penetrate the roof at the peaks of the corrugations are used. Flashing is required to seal the penetrations and prevent leaks. Received 10/04/2024 ROC Legal

1.3 R-Panel (Trapezoidal) Metal Roofs

● Features: R-Panel roofs have a trapezoidal rib pattern, with flat sections between the ribs. These roofs are common in industrial and commercial buildings. ● Solar Mount Type: Specialized mounting brackets are available for R-Panel roofs that attach at the ribs and use sealing gaskets or flashing to prevent leaks.

1.4 Metal Shingle Roofs

● Features: Metal shingles mimic the appearance of traditional asphalt or slate shingles but are made from metal. These roofs require specialized flashing or mounting brackets designed for shingles. ● Solar Mount Type: Flashing-based mounts are used, similar to installations on traditional shingle roofs.

Components and Materials

The following are the main components used when installing solar PV systems on metal roofs:

2.1 Key Components

● Roof Attachment (Clamps or Brackets): Depending on the type of metal roof, non-penetrating clamps (for standing seam roofs) or penetrating brackets (for corrugated or R-Panel roofs) are used to attach the racking system to the roof. ● Racking System: Rails that support the solar panels. The racking system is secured to the roof attachment points, and the solar panels are mounted onto the rails. ● Flashing (if needed): For metal roofs that require penetration, flashing is used to seal the area around the roof attachment to prevent water infiltration. ● Mounting Hardware: Stainless steel bolts, screws, and other hardware required to secure the clamps, brackets, and racking system to the roof. ● Integrated Gaskets or Seals: Many metal roof attachments come with integrated gaskets or rubber seals to create a watertight barrier at the mounting points. Received 10/04/2024 ROC Legal

2.2 Required Tools

● Cordless Drill/Impact Driver: For driving screws and bolts into the metal roof or into the rafter below. ● Torque Wrench: To ensure all fasteners are tightened to the manufacturer’s recommended torque settings. ● Measuring Tape: For accurately spacing the mounts and ensuring proper panel alignment. ● Metal Snips or Grinder: If trimming of roof panels or flashing is required. ● Level: To ensure the racking and panels are properly aligned.

Pre-Installation Preparation

3.1 Roof Assessment

● Roof Condition: Inspect the metal roof for signs of wear, rust, or damage. The roof should be in good condition to support the additional weight of the solar array and to ensure proper waterproofing. ● Rafter Location: For installations on corrugated or R-Panel roofs, it's important to locate the rafters or purlins beneath the metal panels, as the mounting brackets will need to be fastened to these structural members. ● Roof Pitch: Verify the roof pitch to ensure it is suitable for solar installations. Metal roofs typically have steep pitches, which can affect the mounting angle of the solar panels. ● Roof Profile Identification: Identify the type of metal roof (standing seam, corrugated, R-Panel, etc.) to determine the appropriate attachment method.

3.2 Solar Array Layout

● Panel Orientation and Spacing: Plan the layout of the solar array based on the orientation (typically south-facing in the Northern Hemisphere) and available roof space. Ensure there is enough space between rows of panels to prevent shading. ● Mount Spacing: Follow the manufacturer’s guidelines for the appropriate spacing between mounting points, which will depend on wind load, snow load, and the type of racking system used. Received 10/04/2024 ROC Legal

Installation Steps for Metal Roof Solar Attachments

4.1 Standing Seam Metal Roof Installation

Non-Penetrating Seam Clamps

● Clamp Placement: Attach seam clamps to the standing seams of the roof. These clamps do not require any roof penetrations and grip the seam with set screws. ● Tightening Clamps: Use a torque wrench to tighten the set screws to the manufacturer’s recommended specifications. Ensure the clamp grips the seam securely without deforming the metal seam. ● Rail Attachment: Once the seam clamps are secured, attach the solar racking rails to the clamps using the appropriate hardware. Ensure that the rails are level and aligned with the array layout. ● Panel Installation: After the rails are installed, mount the solar panels onto the rails using mid and end clamps. Tighten all clamps to the manufacturer’s specified torque settings.

4.2 Corrugated Metal Roof Installation

Penetrating Mounts

● Marking Mount Locations: Measure and mark the locations where the mounting brackets will be installed, typically at the peaks of the corrugations to avoid water pooling. ● Drilling Pilot Holes: Drill pilot holes through the metal at the marked locations, ensuring that the holes are aligned with the rafters or purlins beneath the metal panels. ● Applying Flashing and Gasket: Before attaching the mount, apply a rubber gasket or flashing beneath the bracket to create a watertight seal around the penetration point. ● Securing the Mounting Bracket: Use lag screws or self-tapping screws to fasten the bracket to the roof structure (rafter or purlin). Tighten all fasteners to the recommended torque settings. ● Rail Attachment: Attach the racking rails to the mounting brackets, ensuring they are level and properly spaced according to the array design. ● Panel Installation: Mount the solar panels to the rails using the appropriate clamps, ensuring that all clamps are securely tightened. ● 4.3 R-Panel Metal Roof Installation Received 10/04/2024 ROC Legal

Penetrating Brackets

● Bracket Placement: R-Panel roofs require brackets to be installed at the raised trapezoidal ribs. Place the brackets at the peaks, ensuring they align with the purlins or rafters beneath. ● Pilot Hole Drilling: Drill a pilot hole through the metal roof and into the purlin or rafter below, ensuring accurate alignment. ● Flashing and Gasket Application: Apply flashing or a sealing gasket beneath the bracket to prevent water penetration. ● Securing the Bracket: Fasten the bracket to the roof using lag screws, making sure all screws are properly tightened to prevent leaks. ● Attaching Rails and Panels: Once the brackets are secured, attach the racking rails to the brackets, level them, and then install the solar panels using mid and end clamps.

4.4 Metal Shingle Roof Installation

Flashing-Based Mounts

● Shingle Removal: Remove the metal shingle where the solar mount will be installed. Take care not to damage the shingle or surrounding shingles. ● Flashing Installation: Slide the flashing piece under the shingle directly above the mount location, ensuring it extends beyond the mount to direct water away from the penetration. ● Securing the Mount: Attach the solar mount through the flashing and into the rafter below. Tighten the mount to the specified torque setting, ensuring the flashing is compressed to create a watertight seal. ● Replacing the Shingle: Replace the metal shingle over the flashing and ensure it sits flush with the surrounding shingles. Received 10/04/2024 ROC Legal

Flat Roof

Installing a residential ballast solar PV (photovoltaic) system involves several steps, including understanding the requirements and following the installation process. Here’s a comprehensive overview:

Installation Process

1. Prepare the Site: ○ Clean the installation area and ensure the roof is ready for the ballast system. 2. Install the Ballast System: ○ Place ballast blocks or weights according to the manufacturer's specifications. ○ Ensure the ballast system is evenly distributed to prevent shifting. 3. Mount the Solar Panels: ○ Securely attach the solar panels to the ballast system. ○ Ensure proper alignment and spacing for optimal sunlight exposure. 4. Electrical Connections: ○ Connect the panels to the inverter using appropriate wiring and connectors. ○ Connect the inverter to the home's electrical system, ensuring compliance with local codes. 5. Testing: ○ Test the system to ensure proper functionality. ○ Monitor the system's performance and make adjustments if necessary. 6. Final Inspection: ○ Schedule a final inspection with local authorities to ensure compliance with regulations. 7. Monitor Performance: ○ Regularly check the system's performance to ensure it operates efficiently. Received 10/04/2024 ROC Legal

LGCY Requirements for Layouts and Attachments

LGCY has established clear requirements for layouts and roof attachment points to ensure quality and compliance during solar installations. Here’s a summary of the requirements:

Layout Requirements

● Photo Requirements: ○ Document potential shading. ● Workmanship Requirements: ○ Follow approved plansets. ○ Comply with local fire code requirements. ○ Ensure layouts are in non-shaded areas. ○ Adhere to approved spacing and cantilever specifications for solar module orientation. ○ Refer to the Onsite Design Change Process for any necessary layout changes.

Asphalt Attachments

● Photo Requirements: ○ Sealant for roof attachments/flashing. ○ Installed roof attachments or flashings. ● Workmanship Requirements: ○ Install according to manufacturer requirements. ○ Secure attachments to rafters/trusses. ○ Seal all missed penetrations with flashing and roofing sealant. ○ Follow approved attachment spacing and staggering.

Tile Hooks and Attachments

● Photo Requirements: ○ Sealant for roof attachments/flashing. ○ Installed roof attachments or flashings. ● Workmanship Requirements: ○ Install per manufacturer specifications. ○ Secure attachments to rafters/trusses. ○ Seal penetrations using flexible flashing. ○ Ensure proper spacing and staggering as per approved plans. Received 10/04/2024 ROC Legal

○ Account for and replace any broken tiles.

Metal Roof Attachments

● Photo Requirements: ○ Sealant for roof attachments/flashing. ○ Installed roof attachments or flashings. ● Workmanship Requirements: ○ Install as per manufacturer specifications. ○ Seal missed penetrations with roofing screws and sealants. ○ Follow approved attachment spacing and staggering.

Flat Roof Attachments and Ballast

● Photo Requirements: ○ Sealant for roof attachments/flashing. ○ Installed roof attachments or flashings. ● Workmanship Requirements: ○ Install attachments and ballast according to manufacturer specifications. ○ Seal all penetrations properly with the appropriate roof material. ○ Follow approved plans for attachment and ballast blocking installation Received 10/04/2024 ROC Legal

These guidelines are crucial for maintaining high standards in solar installation practices

Racking Assembly - Pegasus Rail System Received 10/04/2024 ROC Legal Received 10/04/2024 ROC Legal

LGCY REQUIREMENTS FOR RACKING ASSEMBLIES

LGCY has detailed photo and workmanship requirements for solar installations to ensure quality and compliance:

Photo Requirements

● Documentation of all splice kits and rail-less couplers. ● Photographs of all roof attachments and rails installed. ● Measurements of the span between rails. ● Measurements of cantilever at the ends of rails. ● Verification that all optimizers and microinverters are mounted and wired correctly.

Workmanship Requirements

● Grounding: All rails must be grounded using a #6 bare copper wire unless specified otherwise. ● Installation Gaps: Avoid installing rails in gaps where roof pipes, vents, or other obstructions exist. ● Condition of Rails: Do not install damaged rails on any project. ● Wire Management: Ensure no wires hang or are visible underneath the array, in accordance with NEC Guidelines (Article 690). Rail channels or UL-listed wire management products should be used—no zip ties are permitted. ● Racking Compliance: All racking must accommodate the approved spacing and cantilever for the solar module orientation per manufacturer specifications. ● Leveling: All rails should be leveled to ensure a flush installation of solar modules.

These requirements are essential for maintaining high installation standards and ensuring system safety and performance. Received 10/04/2024 ROC Legal

Enphase IQ8 System When installing the Enphase IQ8+ Microinverter system, several requirements must be met to ensure safety, efficiency, and compliance with applicable codes. Below is a comprehensive list of installation requirements:

1. Electrical Requirements a. System Voltage: Verify that the system voltage matches the inverter specifications (typically 240V AC). b. AC and DC Disconnects: Install AC and DC disconnects for safe operation and maintenance. c. Grounding and Bonding: Follow NEC Article 250 for grounding and bonding requirements. Ensure the frame and any metal components are properly grounded. 2. Microinverter Installation a. Mounting: Install the IQ8+ microinverters securely on the racking system according to the manufacturer’s specifications. b. Orientation: Position microinverters as specified to ensure optimal performance and cooling. 3. Wiring and Conduit a. Wiring Methods: Use conductors rated for solar applications with sunlight-resistant insulation. b. Conduit: Install wiring in conduit as per NEC requirements to protect against physical damage. Ensure the conduit is appropriately sized to accommodate the number of conductors. c. Cable Management: Use cable ties or management systems to organize and secure cables, avoiding excessive tension or sharp bends. 4. AC Connectors a. Connector Types: Use compatible Enphase AC connectors for connecting the microinverters to the electrical service. b. Weatherproofing: Ensure all connections are weatherproofed to prevent moisture ingress. 5. System Commissioning a. Testing: After installation, test the system for proper operation, including voltage checks and performance monitoring. b. Monitoring Setup: Set up the Enphase monitoring system to track performance and identify issues. Received 10/04/2024 ROC Legal

6. Labeling and Signage a. Labels: Install labels indicating the system voltage, electrical ratings, and any relevant safety information as per NEC requirements. b. Warning Signs: Place appropriate warning signs near disconnects and on the main service panel. 7. Documentation a. Installation Manual: Follow the installation manual provided by Enphase for specific instructions and illustrations. b. System Design: Keep a record of the system design, including the layout of the solar panels, inverter locations, and wiring diagrams. 8. Post-Installation a. Owner Education: Educate the system owner on operation, maintenance, and safety procedures related to the microinverter system. b. Regular Maintenance: Schedule regular inspections and maintenance to ensure the system operates efficiently. 9. Important Considerations a. Always consult the Enphase installation manual specific to the IQ8+ Microinverter for detailed instructions. b. Refer to the NEC and any local codes or regulations that may apply to solar installations. c. Ensure that all equipment used is compatible with the IQ8+ microinverter system.

Following these requirements will help ensure a safe and effective installation of the Enphase IQ8+ Microinverter system. Received 10/04/2024 ROC Legal

LGCY REQUIREMENTS FOR ENPHASE IQ INSTALLATIONS LGCY has established the following photo and workmanship requirements for the installation of optimizers and microinverters:

Photo Requirements

● Documentation of Installation: ○ Microinverter Label ○ All optimizers and microinverters must be mounted and wired. ○ A completed sticker map must be provided.

Workmanship Requirements

● Circuit Sizing: All circuits must be sized appropriately based on the Enphase microinverter being used (reference table provided). ● Installation Orientation: All microinverters should be installed with the metal plate facing up. ● Terminations: All circuits should be terminated using Enphase Q Cable Terminator Caps. ● Jumpers: All jumpers must be completed using Enphase male and female connectors and Q Cable raw. ● Weatherproofing: All Q Cable connectors that are not connected to a microinverter must have a weatherproof cap installed. ● Placement: All Q Cable, microinverters, and Enphase accessories should be installed underneath the arrays and out of direct sunlight. ● String Maps: All string maps must include: ○ Project address ○ Installer information ○ Roof face direction/orientation ○ Circuit diagram ○ Microinverter serial numbers

These requirements are critical for ensuring the performance and reliability of the solar installation. Received 10/04/2024 ROC Legal

Rooftop Junction Box Installation Received 10/04/2024 ROC Legal

LGCY REQUIREMENTS FOR ROOFTOP JUNCTION BOX INSTALLATIONS

LGCY has outlined the following photo and workmanship requirements for rooftop junction box installations to ensure compliance and quality:

Photo Requirements

● Documentation of Installation: ○ Location of junction boxes. ○ All J-box wire terminations. ○ Equipment Grounding Conductor (EGC) path on each array terminated at the junction box. ○ All rooftop junction boxes must be labeled and finished.

Workmanship Requirements

● Installation Standards: ○ All junction boxes must be installed according to manufacturer specifications. ○ Junction boxes should be placed underneath the solar array. ○ Each junction box must be labeled clearly. ○ Ensure that all exterior fittings of the junction boxes are weatherproof. ○ Inspect all junction boxes for loose terminations prior to completion. ○ Use proper fittings for connections to the attic entrance. ● Circuit Management: ○ All circuits within the junction boxes must be labeled. ○ Protect all wire nuts with electrical tape. ○ The use of Waygo’s and Dinnectors for terminations is heavily encouraged. ● Installation Placement: ○ All penetrations and fittings should be installed on the bottom half of the junction box (East, West, and South).

These guidelines are essential for maintaining the integrity and functionality of the solar installation. Received 10/04/2024 ROC Legal

Home Runs Attic Runs

LGCY defaults to attic runs for every installation due to their efficiency in material use, speed of installation, and improved aesthetics compared to external conduit runs. The following requirements must be met:

Photo Requirements

● Conduit/Attic Run ● Conduit Penetration Flashing/Transition from Roof to Ground

Workmanship Requirements

● Securing Wire or Raceway: ○ Romex or Raceway must be secured 12 inches from both the entrance and exit of the attic. ○ Must be secured every 6 feet throughout the attic run. ○ Maintain a distance of 6 feet from the attic access point. ● Labeling: ○ Even though Enphase is an AC system, attic runs must be labeled with Photovoltaic Power Source Labels.

Roof Conduit

If roof conduit is unavoidable and approved by the customer, the following requirements apply:

Photo Requirements

● Conduit support flashing with sealant. ● Conduit run. ● Conduit Penetration Flashing/Transition from Roof to Ground

Workmanship Requirements

● Securing Conduit: ○ Roof conduit must be secured every 8 feet using UL listed conduit supports. ○ All conduit fittings must be watertight. Received 10/04/2024 ROC Legal

● Labeling: ○ Conduit runs must be labeled with Photovoltaic Power Source Labels, despite being an AC system. ● Installation Practices: ○ Roof conduit should not come into contact with the roof, particularly in peaks, valleys, or hips. ○ It should be hidden from view as much as possible and painted to match the shingle color.

Conduit Boots

For conduit boots, ensure the following:

Photo Requirements

● Conduit penetration flashing and transition from roof to ground.

Workmanship Requirements

● Conduit boots should be installed similarly to vent pipe flashings: ○ Cut the shingle around the boot so that the flashing is installed underneath the shingles above and above the shingle line below. ○ Use roof sealant in an “n” shape above the penetration and secure the flashing to the roof using roofing screws with grommets.

These guidelines are essential for ensuring a safe, compliant, and visually appealing installation. Received 10/04/2024 ROC Legal

Solar Panel Installation Array Rise and Drop

Squaring an array on a roof can be challenging due to irregular shapes, but it can be simplified by following specific steps during racking installation. Using precise measurements and a chalk line is essential.

When installing the first panel, measure from each corner to the edge of the bottom shingle; matching these measurements ensures the array aligns with the roof line. While aesthetic appearance is prioritized—making the array look straight—it's important to follow the bottom edge of the roof for alignment. This method is less effective for shingles above the bottom rake edge, as those courses may not be straight.

Wire Management

Wire management is a crucial aspect of installing photovoltaic (PV) systems, yet it is often neglected. Proper wire management involves routing, organizing, supporting, and protecting wiring to ensure a longer-lasting system with reduced maintenance over its 20-30 year lifespan.

Key practices include avoiding damage to wire insulation by steering clear of sharp edges, rough surfaces, and tight bends, as well as protecting wires from sunlight and local wildlife. Many installers rely on zip ties, which typically fail within five years. Instead, they should consider more durable solutions, such as the Pegasus Rail system, which includes channels to encase trunk cables. Properly securing all panel wires without excessive pressure is essential for maintaining system integrity. Received 10/04/2024 ROC Legal

Mid/End Clamp Installation Received 10/04/2024 ROC Legal

Rooftop Completion and Cleanup Checklist

To ensure a thorough and compliant rooftop installation, please follow these steps during the completion and cleanup phase:

1. Secure Clamps: ○ Ensure all end and mid clamps are securely fastened. 2. Rail Preparation: ○ Cut the rails to ½ inch from the end clamps and install rail caps to prevent debris from entering. 3. Wire Management: ○ Confirm that all wires are properly managed and organized before exiting the roof to maintain safety and aesthetics. 4. Trash Cleanup: ○ Ensure that all trash is cleaned up from the gutters and rooftop, including any debris found underneath the solar array. 5. Seal Penetrations: ○ Make sure all exposed penetrations have been properly flashed and sealed to prevent leaks and ensure long-term integrity.

Following these guidelines will help maintain the quality and safety of the installation and enhance customer satisfaction. Received 10/04/2024 ROC Legal

LGCY Requirements for Solar Panel Installation and Placement

Photo Requirements

1. Module Label 2. Pictures of Every Array 3. Tilt of Every Array 4. Pictures of Ends and Mids 5. Wire Management Under All Arrays

Workmanship Requirements

1. Manufacturer Specifications: ○ Install all solar modules in accordance with the manufacturer's specifications. 2. Proper Spacing and Cantilever: ○ Ensure that all solar modules maintain the required spacing and cantilever. 3. Proper Array Tilt: ○ Arrays should be installed with a tilt over 5 degrees. 4. Clamp Torque: ○ Torque all end and mid clamps to the manufacturer’s specifications. 5. Wire Management Compliance: ○ Ensure no wires are hanging or visible underneath the array, in accordance with NEC Guidelines (Article 690). ○ Utilize rail channels or UL Listed wire management products (no zip ties allowed). 6. Array Alignment: ○ Confirm all arrays are square, without any “rising or dropping.” ○ Ensure no arrays overhang the ridge, hips, or edge of the roof. ○ Avoid installing arrays in the valleys of the roof. 7. Level Installation: ○ Maintain level rows with a flush installation throughout the entire system. 8. Rail Cutting: ○ Cut all rails to ½ inch from the end clamp and install a rail cap. Received 10/04/2024 ROC Legal

Review of Rooftop Photo Requirements 1. Pre Installation a. Module Label b. Microinverter Label c. Potential Shading 2. Attachment Points a. Sealant for Roof Attachments / Flashings b. Installed Roof Attachments or Flashings 3. Racking and Assembly a. All Splice Kits or Rail-less Couplers b. All Roof Attachments and Rail Installed c. Measurement of Span Between Rails d. Measurement of Cantilever at Ends of Rails e. All Optimizers/Micro Inverters Mounted and Installed 4. Home Runs a. Conduit Run b. Conduit Support Flashing with Sealant c. Conduit Penetration Flashing/Transition from Roof to Ground 5. Junction Box Installation a. Junction Box Location b. All J-Box Wire Terminations c. EGC Path at Each Array Terminated at J-Box d. All Rooftop J-Boxes Labeled and Finished 6. Rooftop Completion a. Pictures of Every Array b. Tilt of Every Array c. Completed Sticker Map d. Picture of Ends and Mids e. Wire Management Under All Arrays Received 10/04/2024 ROC Legal

Ground Mount Installations A Residential PV Solar Ground Mount System provides a flexible alternative to rooftop installations, offering scalability, ease of access, and better orientation options. While installation requirements will vary depending on the system manufacturer and site conditions, certain general principles apply to all residential solar ground mounts.

Below is a detailed overview of the installation requirements for residential ground-mounted solar systems:

Site Assessment and Design Considerations

Before starting the installation, perform a thorough site assessment to ensure that the system will function efficiently.

Site Location

● Open, Unshaded Area: Choose a location that receives maximum sunlight throughout the day, free from shading caused by trees, buildings, or other structures. ● Terrain: The site should have relatively flat terrain, though most ground mount systems can be adapted to slopes. ● Ground Conditions: Assess the soil conditions to determine the most appropriate foundation method. Conduct a geotechnical survey if necessary to evaluate soil stability. ● Solar Access and Tilt Angle: Ensure the site has good solar access, with the panels facing true south (in the Northern Hemisphere) or true north (in the Southern Hemisphere). The ideal tilt angle depends on your location’s latitude, typically between 15° and 35°.

Foundation Options

The foundation is one of the most critical aspects of the ground mount system, as it secures the array and ensures it can withstand environmental conditions. There are several options: Received 10/04/2024 ROC Legal

Concrete Piers (Standard Foundation)

● Excavation: Concrete piers are the most common foundation type for ground-mounted systems. The depth and diameter of the piers depend on local soil conditions, frost lines, and wind loads. ● Pier Dimensions: For most residential systems, pier depths range from to 48 inches, but may be deeper in colder climates with deeper frost lines. ● Rebar Reinforcement: Reinforce piers with rebar for additional structural strength. ● Concrete Pouring: After excavation and rebar installation, pour concrete into the holes and allow sufficient curing time before proceeding with the structure.

Ground Screws or Helical Piles (Alternative Foundations)

● Ground Screws: These are an excellent alternative to concrete piers, especially for rocky or loose soil. Ground screws are driven into the ground with specialized machinery and can reduce installation time. ● Helical Piles: Similar to ground screws, helical piles are screwed into the ground and offer strong support for the racking structure without the need for concrete. ● No Excavation: Both ground screws and helical piles reduce environmental disturbance as they do not require excavation.

Structural Components

The racking system is the framework that supports the solar panels and must be engineered to withstand environmental conditions.

Mounting Structure

● Materials: The racking system typically uses galvanized steel or aluminum for durability and corrosion resistance. ● Standard Pipe Sizing: Many ground mount systems, like IronRidge or Unirac, use Schedule 40 steel pipe for the vertical posts and horizontal cross beams. ● Rail System: Aluminum rails are mounted horizontally to support the solar panels. Rails should be spaced to fit the specific dimensions of the solar panels used. Received 10/04/2024 ROC Legal

● Bracing: Depending on the array size and wind loads, additional diagonal bracing may be required to stabilize the structure.

Pipe Supports and Cross Beams

● Vertical Posts: These are anchored into the foundation (concrete piers or ground screws) and act as the primary support for the array. ● Cross Beams: Horizontal pipes or beams are mounted on the vertical posts and provide a platform to attach the solar panel rails. ● Alignment: Ensure that all posts and cross beams are level and square to prevent misalignment of the panels, which can lead to inefficiencies and poor aesthetics.

Electrical System Components

The electrical components of a ground-mounted solar system include solar modules, inverters, wiring, and safety disconnects.

Solar Panels

● Panel Installation: Panels are mounted using mid clamps and end clamps to secure them to the horizontal rails. Ensure that clamps are tightened according to the manufacturer’s specifications. ● Spacing: Panels should be spaced to avoid shading and allow proper airflow, preventing overheating and ensuring optimal performance. ● Wire Management: Use cable ties, wire clips, or conduits to secure wiring to the racking system. Proper wire management prevents damage from weather and keeps the installation tidy.

Inverter Installation

● Microinverters: If using microinverters, mount them beneath each solar panel. Microinverters convert DC power from each panel to AC power individually, providing better system performance in partially shaded conditions. ● String Inverters: If using a string inverter, install it near the array or on a nearby wall. String inverters convert DC power from a series of panels into AC power. ● Centralized Location: Place the inverter in a shaded or sheltered location to prevent overheating and to reduce efficiency losses due to high temperatures. Received 10/04/2024 ROC Legal

Grounding and Bonding

● NEC Article 250 Compliance: Follow the National Electrical Code (NEC) Article 250 for grounding and bonding all metal parts of the system, including the racking and inverter. ● Grounding Lugs: Attach grounding lugs to the rails and ensure all rails are bonded together using copper wire. Grounding lugs prevent electrical shock and ensure system safety. ● Bonding Jumpers: Use bonding jumpers to ensure electrical continuity between rows of rails.

Wiring

● Conduit for Wiring: Electrical wiring between the solar array and the inverter should be run through conduit (PVC or metal) to protect against weather and physical damage. ● AC and DC Disconnects: Install a DC disconnect between the solar panels and the inverter, and an AC disconnect between the inverter and the main service panel. These are required for safe shutdown during maintenance or emergencies. ● Underground Conduit: If the inverter or electrical panels are located far from the array, bury the conduit underground (typically 18-24 inches deep, depending on local code) to safely route the wiring.

Compliance with National and Local Codes

● NEC Compliance: The system must comply with the National Electrical Code (NEC), especially Article 690 (Solar Photovoltaic Systems) and Article 705 (Interconnected Electrical Power Production Sources). ● Utility Interconnection: If the system will be grid-tied, follow the local utility’s interconnection standards. You may need to apply for interconnection approval, submit a system design, and schedule an inspection. ● Structural Engineering Requirements: Ensure the system meets ASCE wind and snow load requirements. You may need to submit structural engineering calculations as part of the permitting process.

ground-mounted solar systems, you can ensure a durable, efficient, and code-compliant installation that will provide clean energy for many years. Received 10/04/2024 ROC Legal Received 10/04/2024 ROC Legal

LGCY Requirements for Ground Mount Systems

Photo Requirements

1. The Full PV Completion Template - Select Ground Mount to Populate: ○ Home Run/Trenching ○ Grounding/Bonding:

Workmanship Requirements

1. Manufacturer Specifications: ○ All ground mount products and assemblies must be installed according to the manufacturer's specifications. 2. Installation Location: ○ Ground mounts should be installed in a customer-approved area with direct sunlight, ideally facing south and free from shading. 3. Pier Spacing and Plumbness: ○ Ensure that all piers are perfectly spaced as per the stamped planset. ○ All piers must be installed plumb. 4. Concrete Footings: ○ Size all concrete footings in accordance with the stamped planset. 5. 811 Notification: ○ Contact and complete the 811 service prior to construction for the ground mount and trenching area. 6. Ground Rod Installation: ○ Install ground rods on every ground mount system. 7. Electrical Equipment Framing: ○ Ensure that all framing built for electrical equipment is properly grounded and engineered to support the required weight of the equipment. 8. Means of Disconnect: ○ All ground mounts must have a means of disconnect installed. 9. Home Run Sizing: ○ Size all home runs to accommodate voltage drop. Received 10/04/2024 ROC Legal

10.Trenching Depth: ○ Ensure trenching is a minimum of 18 inches deep to the top of the conduit, or 30 inches if using direct burial, in compliance with NEC requirements. 11.Avoid Obstructions: ○ Trench paths should avoid irrigation lines, driveways, sidewalks, or any other obstructions that could cause property damage. 12.Trench Documentation: ○ Measure and document the length and depth of trench paths throughout the entirety of the trench.

Following these requirements ensures a safe and efficient ground mount installation that meets industry standards and customer satisfaction. Received 10/04/2024 ROC Legal

Enphase AC Combiner Installing an Enphase Combiner Panel is a key part of a solar PV system that integrates microinverters and helps manage the AC wiring, monitoring, and communication for Enphase energy systems. Here is a detailed overview of the installation requirements for an Enphase Combiner Panel:

General Requirements

● Installer Qualifications: Ensure the installation is performed by a licensed electrician or qualified solar installer. ● Compliance with Local Codes: Follow the National Electrical Code (NEC) and local jurisdiction codes. Always acquire necessary permits before installation. ● Environmental Conditions: The combiner panel must be installed in a location that can withstand outdoor conditions, rated for NEMA 3R (outdoor, rainproof) use.

Site Preparation

● Panel Location: ○ Install the Enphase Combiner Panel near the service entrance for easy access to the electrical system. ○ Ensure the panel is mounted on a vertical surface like a wall or a ground-mounted structure. ○ Avoid exposure to direct sunlight, and install in a shaded or protected area if possible to avoid excessive heat. ○ The panel must be installed at a height that complies with local regulations, generally within 2-6 feet from the ground. ● Mounting Surface: The surface should be flat, solid, and capable of supporting the panel’s weight.

Electrical Requirements

● Main Electrical Service Panel: Verify that the main electrical service panel has sufficient capacity for the solar PV system and the Enphase Combiner Panel. Typically, a 200-amp service panel is required. ● System Voltage: The combiner panel supports 120/240V split-phase systems in residential applications. Received 10/04/2024 ROC Legal

● Branch Circuit Protection: Install circuit breakers inside the combiner panel for each PV branch circuit in accordance with NEC 690.9. ● Overcurrent Protection: Follow NEC guidelines for overcurrent protection, generally using 20A circuit breakers for microinverter branch circuits. ● AC Bus Bar: The combiner panel includes an AC bus bar, which connects to microinverter circuits and should be wired according to the specific requirements outlined by Enphase and NEC.

Wiring and Connections

● Microinverter AC Wiring: Route the AC cables from the microinverters into the combiner panel. The panel usually has pre-installed terminals for easy connection of multiple microinverter circuits. ● Neutral and Ground Wires: Connect the neutral and ground wires to the appropriate bus bars inside the combiner panel. Ensure that grounding and bonding are performed as required by NEC Article 250. ● PV System Grounding: The system must be properly grounded, either through the combiner panel or via a dedicated grounding electrode connected to the main panel. ● Conduit: Use conduits as per local electrical code to route wiring from the solar array to the combiner panel and from the combiner panel to the main service panel. ● Wire Sizing: Ensure that conductors are sized appropriately according to NEC Table 310.16, considering both the ampacity and voltage drop requirements. ● Enphase Q Cable: If using the Enphase Q Cable system for microinverter connections, route the Q Cables to the combiner panel’s designated wire entry points.

Monitoring and Communication Requirements

● Envoy Communications Gateway: The Enphase Combiner Panel typically includes or is compatible with an integrated Envoy IQ communications gateway. The Envoy monitors the system’s performance and relays information to Enphase Enlighten software. ● Antenna Installation: For communication, the Envoy may require installation of an external antenna, especially in locations with weak signal strength (for Wi-Fi or cellular connection). Received 10/04/2024 ROC Legal

● Ethernet/Cellular Connectivity: If Wi-Fi is not available, you can use an Ethernet connection or Enphase’s cellular modem to enable monitoring and communication with the Enlighten system. ● CT Installation (Current Transformers): Install the current transformers (CTs) to measure energy production and consumption, if consumption monitoring is enabled. ○ Ensure the CTs are placed in the correct direction on the main service panel’s incoming conductors to accurately measure energy flow. ● Breaker for Envoy: Install a dedicated 15A or 20A breaker in the combiner panel to power the Envoy gateway.

Installation Steps for the Enphase Combiner Panel

1. Mount the Combiner Panel: Secure the panel on a flat, vertical surface. 2. Install Circuit Breakers: Insert appropriate circuit breakers for each branch circuit based on your system design. 3. Route the Wiring: ○ Use conduits to route AC wiring from microinverters to the combiner panel. ○ Connect the AC wires (L1, L2, and neutral) from each microinverter branch circuit to the corresponding terminals in the combiner. 4. Grounding: Connect the ground wires to the panel’s grounding bus bar. 5. Connect the Envoy Gateway: Install the Envoy gateway, ensuring proper connection to the network (Wi-Fi, Ethernet, or cellular modem). 6. Install Current Transformers (CTs): Place CTs in the main electrical panel or the combiner panel to enable consumption and production monitoring. 7. Test and Power On: ○ Ensure all wiring is properly connected. ○ Power on the system by switching on the dedicated breaker for the Envoy and the branch circuits. Received 10/04/2024 ROC Legal

Labeling and Signage

● NEC 690 Labeling: Affix required labels per NEC Article 690 to the combiner panel, including: ○ Identification of AC circuits (production circuits, disconnects). ○ Warnings for electrical shock hazards and the location of disconnects. ● PV System Information: Label the panel with information regarding system voltage, current, and power ratings.

Testing and Commissioning

● Verification: Test the entire system to ensure correct installation, including checking the wiring continuity and ensuring correct voltage at the AC output. ● Envoy Setup: Commission the Envoy using the Enphase Installer Toolkit app to configure the system and ensure monitoring is active. ● Connectivity Check: Ensure that the monitoring system communicates properly with the Enphase Enlighten platform for system tracking.

Ongoing Maintenance

● Schedule regular inspections of the combiner panel and the entire system, especially if installed in outdoor environments. ● Ensure all conduit connections remain secure, and no water infiltration occurs in the combiner panel.

By following these requirements, you can ensure a safe, code-compliant installation of the Enphase Combiner Panel, enabling seamless integration of microinverters, monitoring, and communication for the solar PV system. Always consult the Enphase Installation Manual for specific guidance, as it may contain additional or updated instructions. Received 10/04/2024 ROC Legal

LGCY Requirements for Enphase Combiner Panels and Envoy Installations

Photo Requirements

1. Combiner Panel and Envoy Serial Number 2. Combiner Panel Breakers 3. Installed Combiner Box/Inverter: 4. Cell Kit Installed

Workmanship Requirements

1. Manufacturer Specifications: a. All Enphase products must be installed following the manufacturer's specifications. 2. NEC Code Compliance: a. Adhere to all NEC code requirements for equipment location, working clearances, labeling, wiring, and grounding of the Enphase combiner. 3. Protection from Elements: a. Install all combiners out of direct sunlight and protect them from moisture and sprinkler systems. 4. No Top Penetrations: a. Avoid making any penetrations on the top of the Enphase combiner panel. 5. Proximity to Main Service Panel: a. Install Enphase combiner panels close to the main service panel to ensure accurate current transformer (CT) readings. 6. Breaker Specification: a. Only Eaton BR breakers should be utilized for Enphase combiner panels unless otherwise authorized. 7. Wi-Fi Connectivity: a. Ensure all combiner panels are connected to Wi-Fi as the primary means of monitoring communication. 8. Cell Kit Installation: a. Cell kits should be installed on every Enphase combiner panel to provide a backup for communication. 9. CT Installation Requirement: Received 10/04/2024 ROC Legal

a. Current transformers (CTs) are required to be installed on all systems. 10.Wiring and Grounding Compliance: a. All wiring, grounding, and terminations must be in accordance with the approved planset. 11.String Limitations: a. A maximum of four strings is allowed on the Enphase combiner panel. 12.Envoy Installation Standards: a. Standalone Envoys must be installed in a NEMA 3 or higher outdoor box. b. Standalone Envoys should be installed individually and cannot be installed in a subpanel.

By following these requirements, LGCY ensures that Enphase combiner panels and Envoy systems are installed correctly and function optimally for effective monitoring and performance. Received 10/04/2024 ROC Legal

Enphase CT Installation Step-by-Step Installation Guide:

Step 1: Identify Location for CT Installation

● CTs should be installed within the main service panel or subpanel where the power supply is connected. ● Identify the correct conductors (mainline or load) where the CT clamps will be attached. ○ Production CTs: Measure solar energy production and should be installed on the output line of the solar breaker. ○ Consumption CTs: Measure household energy consumption and should be installed on the incoming utility feed conductors.

Step 2: Prepare the Envoy/Combiner

● Ensure that the Enphase Envoy is powered down before starting. ● If you're installing into an Enphase Combiner, open the cover to access the internal components. ● Find the terminals for CT wire connections (labeled "CT1" and "CT2").

Step 3: Attach CT Clamps

1. Orientation of CT Clamps: ○ Install the CT clamps around the appropriate conductors, ensuring they are oriented correctly. The arrow on the CT should face in the direction of the current flow (toward the load for consumption CTs, away from the load for production CTs). 2. Snap Clamps into Place: ○ Carefully snap the CT clamps over the live wires without damaging the insulation. ○ Ensure the clamps are secure and fully closed. 3. Positioning: ○ Position the clamps neatly inside the service panel, away from any metal surfaces that could interfere with signal integrity. ○ Use zip ties or wire management tools to secure the CTs and wires within the panel. Received 10/04/2024 ROC Legal

Step 4: Run Wires to Envoy/Combiner Panel

1. Route the Wires: ○ Route the CT wires through the conduit or directly to the Enphase Envoy or Combiner. ○ Ensure wires are kept clear of sharp edges and secure them with cable ties. 2. Strip and Prepare Wires: ○ Strip about ¼ inch of insulation from the ends of the CT wires. ○ Ensure wires are not frayed or damaged during the stripping process.

Step 5: Connect the CT Wires

1. Connect to Envoy/Combiner: ○ Insert the stripped ends of the CT wires into the correct terminals on the Envoy or Combiner, as labeled "CT1" and "CT2." ○ Tighten the terminal screws securely using a flathead screwdriver to ensure a firm connection. 2. Polarity Check: ○ Ensure that the wires are connected with the correct polarity. The positive wire should go into the positive terminal, and the negative wire into the negative terminal. 3. Secure the Connections: ○ Once all wires are connected, use electrical tape to wrap around the terminals, securing the connections for safety.

Step 6: Verify Connections and Turn On Power

1. Double-Check Connections: ○ Before closing the panels, ensure all connections are secure, all clamps are positioned correctly, and no wires are left loose. 2. Power Up the System: ○ Turn the main breaker back on at the service panel. ○ Turn on the Enphase Envoy or Combiner Panel. 3. Check LED Indicators: ○ The LED lights on the Envoy should indicate normal operation. If the CT installation is correct, the Envoy will begin monitoring production and consumption data. Received 10/04/2024 ROC Legal

Step 7: Configure CTs in Enlighten

1. Log in to Enlighten Manager: ○ Once the system is powered up and connected to the internet, log in to your Enphase Enlighten Manager account. 2. Configure CT Settings: ○ Go to the "Device Management" section. ○ Under the Envoy settings, configure the CTs for their respective roles (Production or Consumption). ○ Assign CT1 and CT2 based on the wiring configuration. 3. Test Monitoring Accuracy: ○ Check the monitoring interface in Enlighten Manager to ensure the system is reporting accurate production and consumption data.

Troubleshooting:

1. Incorrect Readings in Enlighten: ○ Recheck the polarity of the CT clamps. ○ Ensure that CT clamps are installed on the correct wires (production vs. consumption). 2. No Data in Enlighten: ○ Verify that the Envoy is connected to Wi-Fi. ○ Ensure that CT wires are properly connected to the Envoy terminals. ○ Check if the CT clamps are closed securely around the wires. 3. Inconsistent Monitoring: ○ Check the wiring and ensure there are no loose connections. ○ Inspect the CT clamps for proper orientation and placement.

Conclusion:

Proper installation of the Enphase CTs is crucial for accurate monitoring and system performance. By following the steps outlined in this manual, you ensure that the system provides reliable production and consumption data, supporting optimal energy management for the customer. Always refer to the latest Enphase guidelines for updates or changes in installation procedures. Received 10/04/2024 ROC Legal

LGCY Requirements for Enphase CT’s Enphase CTs (Current Transformers) are essential for monitoring energy consumption and production. Their correct installation and configuration are crucial for system performance. Below are the photo and workmanship requirements specific to LGCY standards for Enphase CT installations.

Photo Requirements:

1. Consumption CT’s Installed: ○ Clear photos showing the CTs installed around the correct conductors in the main service panel or subpanel. 2. Consumption CT Configuration: ○ Photos of the Enphase Envoy or Combiner panel configuration screen showing CTs enabled and configured correctly.

Workmanship Requirements:

1. CT Wires Must Not Share Raceway with High Voltage Conductors: ○ CT wires should never run through the same conduit or raceway as high voltage wires to avoid interference and ensure accurate readings. 2. CT Wires Must Be Outdoor Rated to Run Freely: ○ If CT wires run outside the enclosure, they must be rated for outdoor use to ensure durability and compliance with NEC code. 3. CT’s Must Be Installed on All Projects: ○ Installation of CTs is required for every solar project to enable monitoring of production and consumption data. 4. CT’s Must Be Enabled and Show Positive Readings: ○ After installation, the CTs must be enabled in the Enphase Enlighten system and verified for accurate positive readings on both production and consumption. 5. Proper Wire and Splicing Applications Must Be Utilized to Extend CT’s: ○ If CT wires need to be extended, use proper splicing techniques and approved connectors to ensure signal integrity and compliance with electrical codes. Received 10/04/2024 ROC Legal

6. CT Polarity Must Be Verified Before Leaving Jobsite: ○ Verify that the CT clamps are installed in the correct orientation, with the arrows facing in the correct direction for current flow (toward the load for consumption CTs). 7. CT’s Must Be Activated in Enlighten: ○ Ensure the CTs are activated and properly configured in the Enphase Enlighten monitoring platform before leaving the jobsite.

These requirements ensure that Enphase CTs are installed and configured correctly, allowing for accurate monitoring and system performance in line with LGCY’s standards and Enphase guidelines. Proper photo documentation and adherence to workmanship standards are crucial for compliance and successful project closeout. Received 10/04/2024 ROC Legal

Enphase 5P Battery

Installation Requirements for Enphase IQ Battery 5P Without IQ System Controller 2

In this setup, the IQ Battery 5P is installed purely as a storage solution for excess solar energy but does not provide backup power in the event of a grid outage. The system stores energy for self-consumption or exports it to the grid, depending on system configuration.

Electrical Configuration

● AC Coupled System: The Enphase IQ Battery 5P is an AC-coupled battery, meaning it connects to the system on the AC side, working with existing Enphase microinverters. ● Connection to Load Center: The IQ Battery 5P connects directly to the main load center (electrical panel) or a sub-panel, depending on the layout of the system. ● Microinverter Compatibility: Ensure the battery system is compatible with existing Enphase IQ microinverters (e.g., IQ7 or IQ8 series).

Circuit Breakers and Wiring

● Dedicated Circuit: A dedicated circuit breaker is required in the main panel for the IQ Battery. Typically, a 20A or 30A circuit breaker is used depending on the number of batteries installed. ● Wire Sizing: The conductors for the battery circuit should be sized according to NEC Table 310.16, considering factors such as voltage drop, ampacity, and temperature correction factors. ● Conduit: Use appropriate conduit for outdoor or indoor wiring to meet local code requirements and to protect the conductors.

Grounding and Bonding

● Ground the battery system as required by NEC Article 250. ● Bond all metal enclosures and equipment, including the battery and associated wiring, to prevent electrical shock hazards. Received 10/04/2024 ROC Legal

Monitoring and Communication

● Envoy Communications Gateway: The Enphase Envoy is necessary for system monitoring, data collection, and communication with the Enphase Enlighten platform. ● Internet Connection: Ensure a reliable internet connection (Wi-Fi, Ethernet, or cellular) for remote monitoring and system updates. ● System Setup: Use the Enphase Installer Toolkit app to configure and commission the battery system.

Labeling and Signage

● Install the appropriate warning labels on the battery, electrical panel, and disconnects as per NEC Article 690 and local code requirements. ● Clearly label circuits connected to the IQ Battery for easy identification during maintenance or emergency shutdowns.

Installation Requirements for Enphase IQ Battery 5P With IQ System Controller 2

The Enphase IQ System Controller 2 is used for systems that include backup power functionality. It manages the switching between grid power, battery power, and solar energy. This configuration allows the battery to provide power during grid outages.

Electrical Configuration with IQ System Controller 2

The IQ System Controller 2 allows the system to operate in both grid-tied and off-grid modes during power outages. It integrates the battery, microinverters, and utility grid to manage energy flow efficiently.

Critical Load Panel (Optional)

● Critical Load Sub-Panel: If you want the IQ Battery to power essential circuits (e.g., lights, refrigerator, internet), install a dedicated critical load panel. This separates essential loads from non-essential loads that will not be powered during an outage. ● Main Service Panel: The main panel will still house non-critical loads and be connected to the utility grid. Received 10/04/2024 ROC Legal

Automatic Transfer Switch (ATS)

● The IQ System Controller 2 acts as an automatic transfer switch (ATS), automatically switching from grid power to battery power when the grid goes down, and vice versa when the grid is restored.

Wiring

● Connection to Main Panel: The IQ System Controller 2 is installed between the main electrical panel and the utility service connection. It also connects to the IQ Battery and the solar system’s microinverters. ● Battery Circuit Breaker: The battery circuit breaker is typically installed in the IQ System Controller 2 or the main panel, depending on the design. ● Conduit and Wiring: Properly size conduit and wiring for both the IQ Battery and IQ System Controller 2, following local codes and manufacturer guidelines.

Grounding and Bonding

● The IQ System Controller 2, like the IQ Battery, must be properly grounded per NEC Article 250. ● Ensure all metal enclosures and exposed conductive parts are properly bonded to prevent electric shock hazards.

Backup Power Setup

● Grid Detection: The IQ System Controller 2 detects when the grid goes down and automatically switches to backup mode, powering essential loads from the battery and solar PV system. ● Off-Grid Operation: During a grid outage, the system can continue to generate solar power, charge the batteries, and supply power to essential loads (if a critical load panel is installed). ● Load Management: In some cases, a load control system may be integrated to prioritize loads during an outage to prevent overloading the system. Received 10/04/2024 ROC Legal

System Monitoring and Communication

● Envoy Communications Gateway: The IQ System Controller 2 communicates with the Envoy gateway to manage system operations, including battery charging/discharging, grid status, and load switching. ● Monitoring: Use the Enphase Enlighten platform for real-time monitoring and control of the system, including battery status, solar production, and energy consumption. ● Current Transformers (CTs): Install CTs to measure energy production and consumption. These sensors help monitor power flow and manage backup operations effectively.

Labeling and Signage

● Ensure the IQ System Controller 2 and all associated components are labeled according to NEC requirements for battery energy storage systems. ● Label backup circuits and disconnects for clarity in case of service or emergency.

Commissioning

System Setup

● Enphase Installer Toolkit: Use this app to configure and commission the system, including both the battery and IQ System Controller 2. ● Firmware Updates: Ensure that all components, including the IQ Battery and Envoy, are running the latest firmware versions for optimal performance. ● Functional Testing: Test the system by simulating a grid outage to ensure proper operation of the backup system, including the automatic switching and power delivery to critical loads. Received 10/04/2024 ROC Legal

Customer Education

● System Operation: Explain to the homeowner how the system works, particularly in backup mode, and how to monitor the system via the Enphase Enlighten platform. ● Maintenance: Provide guidance on any routine maintenance requirements, including checking the system for alerts and monitoring battery performance.

Safety and Code Compliance

● Follow all relevant sections of the National Electrical Code (NEC), particularly: ○ NEC Article 690 for solar PV systems. ○ NEC Article 705 for interconnection systems. ○ NEC Article 706 for energy storage systems (ESS). ○ NEC Article 710 for stand-alone systems if the system includes off-grid functionality. ● Ensure compliance with local fire codes and building regulations, particularly for energy storage installations.

By following these detailed requirements, you can ensure a safe, compliant, and effective installation of the Enphase IQ Battery 5P, both with and without the IQ System Controller 2, tailored to the specific needs of backup power and energy management. Always consult the latest Enphase installation manuals and local electrical codes for the most accurate and up-to-date guidelines. Received 10/04/2024 ROC Legal

LGCY REQUIREMENTS FOR IQ 5P BATTERY SYSTEMS

Photo Requirements:

When installing the IQ 5P Battery Systems, ensure the following photographs are taken as part of the documentation process:

1. Installed IQ Controller: ○ Cover Off ○ Cover On ○ Breakers with Hold Down Kits 2. Battery Components: ○ Battery Wires and Connections ○ Battery Serial Numbers ○ Battery Disconnects 3. Critical Load Panel: ○ Cover Off ○ Cover On ○ Main Breaker 4. Rapid Shutdown Device (RSD): ○ Installed RSD with Cover Off ○ Installed RSD with Cover On 5. Full Battery Install Set-Up: ○ Comprehensive view of the entire installation for verification of all components.

Workmanship Requirements

1. Manufacturer Specifications: ○ All Enphase products must be installed in accordance with the manufacturer's specifications to ensure optimal performance and safety. 2. NEC Code Compliance: ○ Adhere to all National Electrical Code (NEC) requirements regarding equipment location, working clearances, labeling, wiring, and grounding of the Enphase components. 3. Protection from Elements: Received 10/04/2024 ROC Legal

○ Ensure that all batteries and components are installed out of direct sunlight and adequately protected from moisture and potential sprinkler system impacts. 4. Proximity to Main Service Panel: ○ Position the Enphase Battery Systems close to the main service panel to facilitate accurate readings from the current transformers (CTs). 5. Breaker Specification: ○ Utilize only Eaton BR breakers for Enphase combiner panels unless specific authorization is provided for alternatives. 6. Wi-Fi Connectivity: ○ Confirm that all combiner panels are connected to Wi-Fi, which serves as the primary means for monitoring and communication. 7. Cell Kit Installation: ○ Install cell kits on every Enphase Battery System as a backup communication method to ensure reliability. 8. CT Installation Requirement: ○ Current transformers (CTs) must be installed on all systems for effective monitoring and performance analysis. 9. Wiring and Grounding Compliance: ○ Ensure all wiring, grounding, and terminations are performed in compliance with the approved planset, following all best practices for safety and performance.

Conclusion

These requirements for the IQ 5P Battery Systems are designed to ensure a high-quality installation that adheres to safety standards and operational efficiency. Proper documentation through photo requirements and strict adherence to workmanship requirements will contribute to the reliability and performance of the Enphase battery system. Received 10/04/2024 ROC Legal

PV Systems NEC Code Overview 1. Article 690 - Solar Photovoltaic (PV) Systems

This is the primary article in the NEC for PV systems and provides the general rules, requirements, and specifications for the installation and operation of photovoltaic systems.

Key Sections within Article 690:

● 690.1 Scope: Defines the scope of Article 690 as covering solar PV systems, including electrical aspects of PV arrays, power conditioning equipment, and battery storage. ● 690.2 Definitions: Provides definitions for terms specific to photovoltaic systems, such as "PV source circuit," "PV output circuit," and "interactive system." ● 690.4 General Requirements: Addresses responsibilities for installation, equipment listing, and labeling requirements. It covers general requirements such as securing wiring methods, ensuring systems are compliant with local electrical codes, and using properly rated equipment. ● 690.7 Maximum Voltage: Establishes the rules for determining maximum voltage in PV source circuits, which depends on the open-circuit voltage of the array and environmental conditions. ● 690.8 Circuit Sizing and Current Calculations: Sets guidelines for determining the proper current ratings for PV source and output circuits, as well as conductor sizing based on these calculations. ● 690.9 Overcurrent Protection: Ensures that PV source and output circuits have appropriate overcurrent protection devices to prevent electrical overloads that could cause fires or equipment damage. ● 690.12 Rapid Shutdown of PV Systems on Buildings: This section addresses fire safety by requiring rapid shutdown capabilities for PV systems on buildings. It mandates that PV system circuits within certain distances of the array and building must de-energize quickly to ensure the safety of emergency responders. ● 690.13 PV System Disconnects: Specifies that PV systems must have disconnect switches in easily accessible locations to allow for disconnection of the PV equipment in an emergency. Received 10/04/2024 ROC Legal

● 690.15 Disconnection of Isolating Devices: Requires isolating means for specific circuits within PV systems, such as disconnecting means between an inverter and the PV source circuits. ● 690.41 System Grounding: Establishes grounding rules for PV systems, outlining when systems should be grounded and how equipment grounding conductors should be sized and installed. ● 690.53 DC Disconnect Labeling: Requires specific labeling for DC disconnects used in PV systems, including voltage and current ratings. ● 690.56 Identification of Power Sources: Requires marking of buildings with solar installations for first responders, especially in regard to the location of disconnects and service points. ● 690.72 Storage Batteries: Provides rules for integrating storage batteries into PV systems, including the need for proper ventilation, wiring methods, and protection from overcurrents. ● 690.80 Ground-Fault Protection: Specifies ground-fault protection for PV systems to minimize the risk of electrical faults, which could cause fires or electrical shock.

2. Article 705 - Interconnected Electric Power Production Sources

This article governs systems that generate electricity, like PV systems, which are interconnected to the utility grid.

● 705.1 Scope: Governs requirements for interconnected systems, including PV systems, wind, fuel cells, and other distributed generation sources. ● 705.12 Point of Interconnection: Describes the proper location and method for connecting a PV system to the utility grid. It details the "backfeeding" of power and limits for connecting to service panelboards. ● 705.13 Power Control Systems: Provides guidance on using power control systems that allow the safe operation of interconnected systems, such as hybrid PV systems and batteries. ● 705.20 Overcurrent Protection: Defines how overcurrent protection devices must be installed between the PV system and the utility connection to protect both the grid and the generation system. ● 705.31 Isolation Device: Requires means for isolating power sources from the utility grid for maintenance and emergencies. Received 10/04/2024 ROC Legal

● 705.32 Ground-Fault Protection: Specifies that PV systems interconnected with the grid should include ground-fault protection devices to prevent hazardous conditions.

3. Article 706 - Energy Storage Systems (ESS)

With the increasing integration of energy storage in PV systems, this article focuses on the installation and operation of energy storage systems, particularly batteries.

● 706.1 Scope: Governs the installation of energy storage systems (ESS), including batteries used in conjunction with PV systems. ● 706.4 General Requirements: Provides general installation requirements, including equipment listing, safety considerations, and accessible locations for ESS. ● 706.15 Disconnecting Means: Requires that energy storage systems have disconnecting means for isolating the system for maintenance or in emergencies. ● 706.21 Overcurrent Protection: Specifies the need for overcurrent protection between the energy storage system and other power sources. ● 706.30 System Management: Discusses the management of ESS, including charge controllers, battery management systems, and inverters used in conjunction with PV systems. ● 706.31 Hazardous Locations: Describes conditions under which energy storage systems are considered to be in hazardous locations (e.g., with certain types of battery chemistries).

4. Article 710 - Stand-Alone Systems

This article is relevant for PV systems that are not connected to the utility grid, such as off-grid installations.

● 710.1 Scope: Applies to systems that are stand-alone and not interconnected with the grid. ● 710.10 General: Provides requirements for installing stand-alone PV systems, including sizing the system based on load and ensuring it operates independently of the grid. Received 10/04/2024 ROC Legal

● 710.15 Power Sources: Addresses how to configure multiple power sources (e.g., wind, batteries) with a stand-alone system. ● 710.16 Disconnecting Means: Requires the installation of disconnect switches for isolating PV systems in emergencies. ● 710.30 Grounding: Provides grounding rules for stand-alone systems, which may differ from interconnected systems due to the isolated nature of the installation.

5. Article 480 - Storage Batteries

This article addresses the installation and safety requirements for storage batteries, which are commonly used in PV systems with energy storage.

● 480.1 Scope: Governs the installation and maintenance of storage batteries used in conjunction with PV systems. ● 480.7 Ventilation: Requires adequate ventilation for battery installations to prevent the buildup of hazardous gases. ● 480.9 Battery Locations: Defines appropriate locations for battery storage, ensuring they are in dry, ventilated, and easily accessible areas. ● 480.10 Overcurrent Protection: Specifies the need for proper overcurrent protection for batteries to prevent faults or overloads. ● 480.11 Battery Disconnects: Requires disconnecting means for isolating battery systems during maintenance or emergencies.

6. Article 300 - Wiring Methods

This article deals with general wiring methods for all electrical systems, including those used in photovoltaic installations.

● 300.1 Scope: Governs wiring methods for electrical conductors and raceways, applicable to PV systems. ● 300.5 Underground Installations: Provides specifications for underground wiring, such as minimum burial depths and conduit requirements, which are often used in PV installations. ● 300.9 Raceway Seals: Discusses sealing requirements for raceways that are exposed to moisture, which is important for outdoor PV installations. Received 10/04/2024 ROC Legal

7. Article 250 - Grounding and Bonding

Grounding and bonding are essential for the safety of PV systems, and this article provides detailed rules on how to properly ground PV arrays and components.

● 250.4 General Requirements for Grounding: Specifies general grounding and bonding requirements for PV systems. ● 250.52 Grounding Electrodes: Lists acceptable grounding electrodes (e.g., rods, plates) for PV system grounding. ● 250.122 Equipment Grounding Conductor Sizing: Provides tables and rules for sizing equipment grounding conductors based on the size of the overcurrent protection devices.

8. Article 110 - Requirements for Electrical Installations

This article provides general requirements for electrical installations, applicable to all systems, including PV systems.

● 110.26 Spaces Around Electrical Equipment: Specifies working space requirements around PV equipment for maintenance and safety. ● 110.3 Examination, Identification, and Use of Equipment: Ensures that equipment used in PV installations is properly listed, labeled, and suited for the intended environment.

9. Article 210 - Branch Circuits

If PV systems feed into branch circuits, this article applies, ensuring proper sizing and protection.

● 210.19 Conductors: Provides rules for sizing conductors based on the load served by the branch circuits. ● 210.20 Overcurrent Protection: Specifies the need for overcurrent protection for branch circuits fed by PV systems.

10. Article 240 - Overcurrent Protection

This article governs the use of overcurrent protection devices (OCPDs) to prevent excessive currents in circuits, which is critical in PV systems. Received 10/04/2024 ROC Legal

● 240.1 Scope: Provides general requirements for the selection and installation of overcurrent protection devices. ● 240.4 Protection of Conductors: Specifies the need for proper conductor protection against overcurrents based on the conductor size and the load served. ● 240.6 Standard Ampere Ratings: Provides standard ratings for fuses and circuit breakers that are often used in PV systems for protection against overcurrents.

These sections ensure that photovoltaic systems are installed and maintained safely, addressing everything from grounding, wiring, Received 10/04/2024 ROC Legal

PV Electrical Installation Electrical Layout

Summary of NEC 110.26: Spaces About Electrical Equipment

NEC Article 110.26 outlines the requirements for working space around electrical equipment to ensure that workers have enough room to safely install, operate, inspect, and maintain electrical systems.

Here are the key requirements of NEC 110.26:

1. Working Space

● Depth: The depth of the working space in front of electrical equipment must be at least 3 feet. The actual distance depends on the voltage and conditions (e.g., grounded surfaces or exposed live parts). It can range from 3 to 4 feet. ● Width: The working space width must be at least 30 inches, or the width of the equipment, whichever is greater. The space must allow workers to easily access all parts of the equipment. ● Height: The height of the working space must be at least 6.5 feet or the height of the equipment, whichever is greater.

2. Clear Spaces

● The working space must not be used for storage and must remain clear at all times. ● Dedicated Electrical Space: A space extending from the floor to 6 feet above the equipment or to the structural ceiling (whichever is lower) must be reserved exclusively for electrical equipment.

3. Entrance and Exit Requirements

● For large electrical equipment, if the working space exceeds 6 feet in width, there must be at least two ways to exit the workspace (for safety in case of an emergency). ● The doors or panels providing access must open outward and, for equipment rated 1200 amps or more, be equipped with panic hardware. Received 10/04/2024 ROC Legal

4. Illumination

● There must be adequate lighting in the workspace around the electrical equipment. The lighting cannot be controlled solely by automatic means and must ensure that the equipment is properly illuminated for maintenance or service.

5. Access to Working Space

● Obstructions: The working space around the equipment must remain clear of any obstructions, including walls, pipes, or other structural elements that would prevent safe access to or removal of the equipment.

6. Entrance to Enclosures

● Electrical enclosures that contain live parts and are accessible to qualified personnel must have doors that can be opened without needing tools, unless special conditions apply.

Summary Points:

● Clearance: Minimum space around electrical equipment (3 feet deep, inches wide, and 6.5 feet high). ● Dedicated Space: Above the equipment, a clear space for electrical systems is required. ● Exit Paths: For large installations, two exits may be required. ● Illumination: Adequate lighting for maintenance and service tasks. ● Obstruction-Free: No storage or obstructions in the working space.

These guidelines ensure that workers can safely operate and maintain electrical equipment with sufficient room for movement and visibility. Received 10/04/2024 ROC Legal

Conduit and Raceways

The National Electrical Code (NEC) provides specific requirements for Electrical Metallic Tubing (EMT) conduits and raceways to ensure safe and effective electrical installations. Here are some key NEC requirements for EMT conduits and raceways:

1. General Use of EMT

● Article 358 of the NEC covers EMT conduits. ● EMT can be used in exposed and concealed locations, including wet and dry areas (unless otherwise specified). ● EMT is permitted for both indoor and outdoor use, but for outdoor installations, proper fittings and sealing to protect against moisture are required.

2. Material and Corrosion Protection (358.10)

● EMT is made of steel or aluminum. ● It must be corrosion-resistant or treated to resist corrosion for areas subject to moisture. ● The NEC permits EMT in locations where it's not subject to severe physical damage. If severe damage is expected, alternatives like rigid metal conduit (RMC) or intermediate metal conduit (IMC) should be considered.

3. Fittings (358.42)

● EMT fittings (connectors, couplings, etc.) must be listed and compatible with EMT. ● Fittings should provide a tight mechanical connection, ensuring continuity of the grounding path. ● Setscrew or compression fittings are most commonly used. ● EMT cannot be threaded like other rigid conduits (it is too thin for reliable threading), so fittings are always required. Received 10/04/2024 ROC Legal

4. Supports (358.30)

● EMT must be supported and securely fastened within 3 feet of each outlet box, junction box, device box, cabinet, or other conduit termination. ● EMT should be supported at intervals not exceeding 10 feet. ● Exception: If EMT is installed on surfaces that provide continuous support, fewer supports may be required.

5. Grounding and Bonding (358.60)

● EMT can be used as an equipment grounding conductor if properly installed with fittings designed for grounding. ● Continuity of the grounding path is vital, and the raceway must remain electrically continuous throughout. ● Bonding jumpers or other grounding methods may be required at certain joints or connections, especially if grounding continuity is in

Summary

● EMT Uses: Permitted in exposed, concealed, dry, damp, and wet locations (with proper fittings). ● Size and Bends: EMT sizes range from 1/2 inch to 4 inches, with limitations on the number and type of bends allowed. ● Securing: EMT must be supported every 10 feet and within 3 feet of terminations. ● Grounding: EMT can be used as an equipment grounding conductor if installed properly. ● Construction and Marking: Must meet UL standards and be clearly marked by the manufacturer. Received 10/04/2024 ROC Legal

Wire/Breaker Sizing

The National Electrical Code (NEC) provides clear guidelines for properly sizing wires and breakers to ensure electrical systems operate safely and efficiently. The primary NEC articles governing wire and breaker sizing are Article 210, Article 240, and Chapter 9, Tables.

1. Wire Sizing (Conductors)

Wire sizing is determined by several factors, including the current-carrying capacity (ampacity) of the conductor, the length of the wire (voltage drop considerations), the type of insulation, and the installation environment.

Key NEC Articles for Wire Sizing:

● Article 310: Conductors for General Wiring ○ Covers the ampacity, insulation types, and allowable uses of conductors.

Ampacity of Conductors (NEC Table 310.16)

● Ampacity is the maximum amount of electrical current (in amperes) that a conductor can carry without exceeding its temperature rating. ● The ampacity of the wire depends on the wire's material (copper or aluminum) and its insulation temperature rating (60°C, 75°C, or 90°C).

Here’s a brief example of the ampacity of common wire sizes (for copper conductors, 75°C rating):

● 14 AWG: 15 amps ● 12 AWG: 20 amps ● 10 AWG: 30 amps ● 8 AWG: 40 amps ● 6 AWG: 55 amps ● 4 AWG: 70 amps ● 2 AWG: 95 amps ● 1 AWG: 110 amps ● 1/0 AWG: 125 amps Received 10/04/2024 ROC Legal

Adjustment Factors:

● Ambient Temperature Adjustment: If the temperature exceeds the normal operating conditions (30°C or 86°F), adjustment factors must be applied (see NEC Table 310.15(B)(1)). ● Conductor Fill Adjustment: If more than three current-carrying conductors are installed in a raceway or cable, their ampacity must be derated (NEC Table 310.15(C)(1)).

Voltage Drop Considerations:

● Although the NEC does not mandate specific voltage drop limits, it recommends that the voltage drop be kept to 3% for branch circuits and 5% for feeders to ensure efficient operation (NEC Informational Note under 210.19(A)(1) and 215.2(A)(1)).

2. Breaker Sizing

The overcurrent protection device (OCPD), such as a circuit breaker, must be sized to protect the conductors and prevent overheating or damage to the circuit.

Key NEC Articles for Breaker Sizing:

● Article 240: Overcurrent Protection ○ Covers the general rules for sizing overcurrent protection devices like circuit breakers or fuses.

General Rules for Breaker Sizing:

● 80% Rule for Continuous Loads: For continuous loads (operating at full load for more than 3 hours), the breaker size must be 125% of the load current. In this case, the circuit breaker is only rated for 80% of its capacity for continuous loads (NEC 210.19(A)(1) and 215.2(A)(1)). ● Non-continuous Loads: The breaker can be sized for 100% of the load for non-continuous applications. Received 10/04/2024 ROC Legal

Common Breaker Sizes:

● 15-amp Breaker: Typically used for 14 AWG copper wire. ● 20-amp Breaker: Typically used for 12 AWG copper wire. ● 30-amp Breaker: Typically used for 10 AWG copper wire. ● 40-amp Breaker: Typically used for 8 AWG copper wire. ● 50-amp Breaker: Typically used for 6 AWG copper wire.

3. NEC Wire and Breaker Sizing Rules

1. Circuit Sizing for Specific Loads (NEC 210.19 & 210.20): a. General Lighting Circuits: i. Lighting circuits typically use 14 AWG wire and are protected by a 15-amp breaker. b. Small Appliance Branch Circuits: i. For kitchen and bathroom outlets, use 12 AWG wire and protect with a 20-amp breaker. c. Electric Range and Oven Circuits: i. For large appliances like electric ranges or ovens, use 8 AWG or 6 AWG wire depending on the appliance's rating and protect with a 40-amp or 50-amp breaker. d. Air Conditioning and Heat Pump Circuits: i. For air conditioners and heat pumps, follow the manufacturer's specifications for wire and breaker sizing. Generally, 10 AWG wire is used with a 30-amp breaker, but this varies based on the equipment's requirements. 2. B. Motor Loads (NEC 430): ● For motor loads, the breaker size is generally larger than the ampacity of the conductors to account for the high starting currents. The NEC allows up to 250% of the motor’s full load current for breaker sizing, while the wire must be sized for 125% of the motor's full-load current rating. Received 10/04/2024 ROC Legal

4. Important Sizing Tables in the NEC

● Table 310.16: Ampacity of Insulated Conductors for different wire sizes and insulation types. ● Table 310.15(B)(2)(a): Ambient Temperature Correction Factors. ● Table 310.15(C)(1): Adjustment Factors for More than Three Current-Carrying Conductors. ● Chapter 9, Table 8: Conductor Properties (for resistance and voltage drop calculations).

Wire and Breaker Sizing Example

● Example 1: 20-amp circuit for a kitchen outlet: ○ Wire size: 12 AWG copper ○ Breaker size: 20-amp breaker ● Example 2: 30-amp air conditioner circuit: ○ Wire size: 10 AWG copper ○ Breaker size: 30-amp breaker ● Example 3: Electric range requiring 40 amps: ○ Wire size: 8 AWG copper ○ Breaker size: 40-amp breaker

Summary of Key Requirements:

● Wire Sizing: Use Table 310.16 for ampacity ratings. Adjust for temperature and conduit fill if needed. ● Breaker Sizing: Size breakers based on 100% of the load for non-continuous loads or 125% for continuous loads. ● Voltage Drop: Keep voltage drop within recommended limits (3% for branch circuits, 5% for feeders). ● Special Loads: Follow specific NEC rules for motors, HVAC, and appliances.

By ensuring proper wire and breaker sizing, electrical systems remain safe, reducing the risk of overheating, fire, or electrical faults. Received 10/04/2024 ROC Legal

AC Disconnects

The National Electrical Code (NEC) has specific requirements for fused and non-fused disconnects used in Photovoltaic (PV) solar systems. These requirements are primarily outlined in Article 690: Solar Photovoltaic (PV) Systems and related articles, focusing on safety, proper installation, and protection of equipment in solar power systems.

1. NEC Article 690: Solar Photovoltaic Systems

Article 690 provides the guidelines for the design, installation, and safety of PV systems, including the requirements for disconnecting means (both fused and non-fused disconnects) to isolate PV equipment from the electrical system for maintenance, troubleshooting, or emergency response.

2. General NEC Requirements for Disconnecting Means in PV Systems

A. Disconnecting Means (NEC 690.13)

● DC Disconnect: A disconnect must be installed on the DC side (direct current side) of the system to isolate the PV modules and inverters from the rest of the system. This DC disconnect allows for safe maintenance and emergency shutdown of the PV system. ● AC Disconnect: For PV systems that are connected to the AC side (alternating current side) of the utility service, an AC disconnect is required to isolate the inverter from the electrical system.

B. Location:

● The disconnecting means must be readily accessible and located either on the outside of a building or structure or in a location that is easily accessible without entering the building (NEC 690.13(A)). ● In Sight: The disconnects must be within sight of the PV system components they are isolating (typically, within 50 feet of the equipment), such as inverters or charge controllers (NEC 690.13(A)). ● Lockable: If the disconnect is not readily accessible, it must be capable of being locked in the open position (NEC 690.13(B)). Received 10/04/2024 ROC Legal

C. Marking and Labeling (NEC 690.13(B)):

● All PV system disconnects must be properly labeled to clearly indicate their purpose. This helps responders and maintenance personnel to quickly identify and operate the disconnect in case of emergency or service.

3. Fused Disconnects in PV Systems

Fused disconnects include fuses that provide overcurrent protection in addition to the ability to disconnect the circuit. Fuses protect the system components from overcurrent situations that could result from a fault, such as a short circuit.

Key NEC Requirements for Fused Disconnects in PV Systems:

● Overcurrent Protection (NEC 690.9): ○ Fuses are required when the PV system circuit ampacity exceeds the rated capacity of the equipment, such as conductors or inverters. Fuses prevent excessive current from damaging these components. ○ Fused disconnects are typically used on the DC side of the PV system, between the PV modules and the inverter, to provide protection from short circuits and overcurrent conditions. ● Ampere Rating: ○ Fuses must be sized based on the maximum output current of the PV modules and the inverter’s input current. The fuses must have an ampere rating that matches or exceeds the maximum current of the PV system's circuits. ● Location (NEC 690.13 and NEC 690.15): ○ A fused disconnect must be installed on the DC side of the inverter, particularly for strings of modules where each string’s output current could exceed safe levels for the conductors and inverter. Received 10/04/2024 ROC Legal

When Fused Disconnects Are Required:

● String Inverters: In larger systems, particularly those using string inverters, fused disconnects are often used to protect each string of PV modules. ● Service Entrance: Fused disconnects may be used on the AC side of the system to provide overcurrent protection for equipment and wiring between the inverter and the utility connection.

4. Non-Fused Disconnects in PV Systems

A non-fused disconnect is used solely to disconnect the PV system from the electrical system without providing overcurrent protection. These are used when overcurrent protection is already provided by another device, such as a breaker or fuse elsewhere in the system.

Key NEC Requirements for Non-Fused Disconnects in PV Systems:

● DC Disconnect (NEC 690.13): ○ A non-fused disconnect is typically used to isolate the DC side of the PV system from the inverter. This disconnect is necessary for safely servicing the inverter and other equipment. ● AC Disconnect (NEC 690.13): ○ A non-fused disconnect may be used on the AC side of the inverter to isolate the inverter from the main electrical panel or utility service. The overcurrent protection for this circuit is typically provided by a breaker in the main panel. ● Overcurrent Protection: ○ Non-fused disconnects are used when overcurrent protection is provided by other means, such as a circuit breaker at the main panel. The disconnect serves purely as a switching mechanism to isolate parts of the system for maintenance or emergencies. Received 10/04/2024 ROC Legal

When Non-Fused Disconnects Are Used:

● Inverters with Integrated Fuses: Some PV inverters come with integrated overcurrent protection (fuses). In these cases, a non-fused disconnect is used since the overcurrent protection is already built into the system. ● Service Disconnects: Non-fused disconnects are commonly used between the inverter and the utility service panel to provide a method of isolation, while the overcurrent protection is provided by a breaker at the service entrance.

5. Additional NEC Requirements for Disconnects in PV Systems

A. Rapid Shutdown (NEC 690.12):

● PV systems must have a rapid shutdown function that limits the voltage within the array to 30 volts or less within 30 seconds after the initiation of the shutdown. The rapid shutdown system often incorporates the DC disconnect, which can be either fused or non-fused, to safely isolate the array in case of emergency (such as during firefighting operations).

B. Grounding and Bonding (NEC 690.41):

● All metal parts of the disconnects must be grounded in accordance with Article 250 of the NEC. This is to ensure that any fault current is properly directed to the ground, protecting equipment and personnel from electric shock. ● For Supply Side Taps (Line Side), it is required to bond the neutral and ground in the Fused AC Disconnect. This is because it is considered a separate service, and must be treated as the main means of disconnect.

C. Arc-Fault Protection (NEC 690.11):

● For PV systems over 80 volts DC, arc-fault protection is required. Fused disconnects may be part of a solution that helps to interrupt circuits in the event of an arc fault. Received 10/04/2024 ROC Legal

6. Sizing and Rating of PV Disconnects

● Voltage Rating: Disconnects must be rated for the system’s maximum voltage. For PV systems, this could be on the order of several hundred volts for the DC side, depending on the number of modules in a string. ● Current Rating: The disconnect’s current rating must match or exceed the maximum output current of the PV system or circuit that it is protecting. ● Ground-Fault Protection: Where required, the disconnect must be designed to work in conjunction with ground-fault protection devices (NEC 690.41 and NEC 690.35).

Summary of NEC Requirements for Fused and Non-Fused Disconnects in PV Systems

1. Disconnect Location: Disconnects must be readily accessible and within sight of the equipment they isolate. 2. Fused Disconnects: Used where overcurrent protection is required (e.g., protecting PV module strings or inverters). These disconnects are commonly used on both the DC and AC sides of the system. 3. Non-Fused Disconnects: Used for isolation purposes where overcurrent protection is already provided by other means (e.g., integrated fuses in the inverter or circuit breakers). 4. Rapid Shutdown: Disconnects are often part of a system that must meet the NEC's rapid shutdown requirements to ensure safety during emergency situations. 5. Marking and Labeling: All disconnects must be properly labeled, and signage must indicate their purpose. 6. Grounding and Bonding: Proper grounding and bonding are required to ensure safety and to protect against electric shock and equipment damage.

By adhering to these NEC requirements, PV systems can be safely installed and maintained, with the necessary protection against overcurrent and the ability to quickly disconnect the system when needed. Received 10/04/2024 ROC Legal

Sub Panels

Installing a subpanel in compliance with the National Electrical Code (NEC) requires careful attention to safety, proper grounding, overcurrent protection, and the correct wire sizes. Below is a breakdown of the key NEC requirements that must be met when installing a subpanel:

1. Overcurrent Protection (NEC 225.39, 240.21, 408.36)

● A subpanel requires an overcurrent protection device (usually a breaker) located in the main panel that protects the feeder wires supplying power to the subpanel. The size of the breaker must match the ampacity of the feeder conductors and the subpanel's rating. ● Ampacity: The breaker protecting the subpanel must be sized correctly based on the load calculation for the subpanel and the wire size. Common sub panel sizes are 60 amps, 100 amps, or 125 amps.

Example:

● If installing a 100-amp subpanel, you must run feeder wires that can handle 100 amps, such as #4 AWG copper or #2 AWG aluminum conductors.

2. Feeder Conductors (NEC 310.15)

● The conductors feeding the subpanel must be appropriately sized for the ampacity of the subpanel. ● Wire Size: ○ The feeder wire size must match the current-carrying capacity required for the subpanel. This depends on whether the conductors are copper or aluminum. ○ For instance: ■ 60 amps: Use #6 AWG copper or #4 AWG aluminum. ■ 100 amps: Use #4 AWG copper or #2 AWG aluminum. ■ 125 amps: Use #2 AWG copper or #1/0 AWG aluminum. ● Conductor Types: The NEC requires using conductors rated for wet locations when the subpanel is installed in detached buildings. Common conductors are THWN-2, XHHW-2, or USE-2. Received 10/04/2024 ROC Legal

3. Grounding and Bonding (NEC 250.32, 250.24, 250.30(A))

Proper grounding and bonding are critical for subpanel safety, and the rules differ depending on whether the subpanel is in the same building or in a detached structure.

A. Same Building Installation:

● Separate Ground and Neutral: In the subpanel, the neutral bus and the ground bus must be isolated from each other. The neutral and ground are bonded only at the main service panel (NEC 250.24(A)(5)). ● Grounding Wire: You must run a four-wire feeder (two hots, one neutral, and one ground) to the subpanel. The ground wire connects to a separate ground bar in the subpanel.

B. Detached Structure Installation:

For a subpanel in a detached building (like a garage), the grounding requirements differ slightly.

● Separate Ground and Neutral: The neutral and ground must still be kept separate, as in the same building installation. ● Grounding Electrode System (GEC): You must install a grounding electrode system for the detached building by driving ground rods into the earth and connecting them to the subpanel’s ground bus (NEC 250.32(A)). ● Four-Wire Feeders: As of NEC 2008, you must run a four-wire feeder (two hots, one neutral, one ground) from the main panel to the subpanel in a detached structure.

4. Subpanel Location and Accessibility (NEC 110.26)

The subpanel must be located in an area that is easily accessible and not subject to potential hazards, in compliance with NEC working space requirements.

● Working Clearance: A minimum of 30 inches wide, 36 inches deep, and 6.5 feet of headroom is required in front of the subpanel for safe operation and maintenance (NEC 110.26). Received 10/04/2024 ROC Legal

● Dedicated Space: There must be no storage or other obstructions in the area immediately around the subpanel (NEC 110.26).

5. Ground Fault and Arc Fault Protection (NEC 210.12, 210.8)

● AFCI Protection: Any circuits feeding living spaces (e.g., bedrooms, family rooms) from the subpanel must have arc-fault circuit interrupter (AFCI) protection (NEC 210.12). ● GFCI Protection: Circuits from the subpanel that serve areas such as garages, bathrooms, kitchens, or outdoor areas must have ground-fault circuit interrupter (GFCI) protection (NEC 210.8).

6. Load Calculation (NEC 220)

Before installing a subpanel, you must perform a load calculation to determine the electrical load that the subpanel will serve. This ensures that the subpanel and feeder wires are properly sized for the anticipated load, preventing overloading.

● The load calculation takes into account factors like lighting, appliances, receptacles, and any large electrical equipment (air conditioners, dryers, etc.) that will be powered by the subpanel.

7. Panel Rating (NEC 408.30)

The subpanel’s amp rating must match or exceed the rating of the feeder breaker protecting it. For example:

● A 100-amp subpanel requires a 100-amp breaker in the main panel. ● Ensure the subpanel’s bus bars and circuit breakers are also rated for the amperage of the subpanel.

8. Circuit Identification and Labeling (NEC 408.4)

All circuit breakers in the subpanel must be clearly labeled to identify what they control. Proper labeling ensures that circuits can be safely turned off for maintenance or emergencies. Received 10/04/2024 ROC Legal

Summary of NEC Requirements for Installing Subpanels:

1. Overcurrent Protection: A properly sized breaker in the main panel must protect the subpanel. 2. Feeder Conductors: Use appropriately sized wires for the ampacity of the subpanel, considering copper or aluminum conductors. 3. Grounding and Bonding: ○ For subpanels in the same building, use a four-wire feeder with separate ground and neutral. ○ For subpanels in a detached structure, also use a four-wire feeder and install a grounding electrode system (e.g., ground rods). 4. Location and Accessibility: Ensure proper working clearance and accessibility in accordance with NEC 110.26. 5. GFCI and AFCI Protection: Provide GFCI and AFCI protection where required by code. 6. Load Calculation: Perform a load calculation to ensure proper panel sizing and avoid overloading the subpanel. 7. Panel Rating: Match the subpanel’s rating with the feeder breaker’s rating. 8. Circuit Labeling: Label all breakers in the subpanel for identification.

Following these NEC requirements ensures that the subpanel is installed safely, complies with local codes, and meets the necessary electrical demands of the system. Received 10/04/2024 ROC Legal

Production Meters

When installing production meters—which measure the output of energy systems such as solar photovoltaic (PV) systems, wind turbines, or other distributed energy systems—the National Electrical Code (NEC) provides several guidelines to ensure safety, proper grounding, and accurate measurement. Production meters are typically used for tracking the amount of electricity generated by a system for utility reporting or billing purposes.

Here are the key NEC requirements and considerations for installing production meters:

1. General Meter Installation Requirements (NEC 110)

Production meters must adhere to general NEC installation standards for electrical equipment, which include:

● Accessibility: The production meter must be installed in an accessible location where maintenance or readings can be easily performed. This includes maintaining the required working space clearance around the meter (NEC 110.26). ● Mounting and Securing: The meter must be securely mounted and protected from physical damage. In outdoor installations, the meter should be weatherproof and installed in an enclosure rated for the environment (NEC 110.28). ● Labeling: The meter must be clearly labeled to indicate its function (i.e., "Production Meter"). This is crucial for utility personnel, maintenance workers, and emergency responders to distinguish it from other electrical components (NEC 110.22 and 110.16).

2. Production Meter Placement and Connections (NEC 705)

Article 705: Interconnected Electric Power Production Sources governs the interconnection of power production sources, such as renewable energy systems, to the utility grid. A production meter is part of this interconnection process. Received 10/04/2024 ROC Legal

A. Meter Placement:

● The production meter is typically installed between the power generation system's output (such as the AC side of a PV inverter) and the utility grid connection. It measures the energy produced before it is exported to the grid.

B. Line and Load Side Connections (NEC 705.12):

● Line Side Tap: The production meter can be installed on the line side of the service disconnect, meaning between the utility meter and the main service disconnect, provided local utility regulations allow it. ● Load Side Tap: It can also be installed on the load side of the service disconnect, as long as it meets the requirements for overcurrent protection, conductor sizing, and grounding (NEC 705.12(D)).

3. Overcurrent Protection (NEC 240)

● Overcurrent protection devices (OCPDs) must be provided for the production meter to protect against excessive current. These devices (such as circuit breakers or fuses) must be sized according to the ampacity of the conductors supplying the meter (NEC 240.4). ● If the production meter is installed on the load side of the inverter, the inverter's internal overcurrent protection may be sufficient, but this depends on the system’s design and local requirements.

4. Metering Equipment (NEC 312, 314)

● The meter and its enclosure must comply with NEC 312 and 314, which cover panelboards, enclosures, and cabinets used in electrical installations. ● Type of Enclosure: The production meter enclosure must be rated for its environment. For outdoor installations, this means using NEMA 3R or NEMA 4 enclosures, which are weatherproof and protect against rain and other environmental factors (NEC 312.2). Received 10/04/2024 ROC Legal

5. Grounding and Bonding (NEC 250)

Proper grounding and bonding are critical for any meter installation, including production meters.

● Grounding Electrode System: The production meter must be grounded as part of the overall grounding electrode system of the building or structure (NEC 250.50). ● Grounding of Conductors: The grounding conductors and electrodes must be properly bonded to the electrical system's grounding to ensure that fault currents are safely directed to the ground (NEC 250.24). ● Isolated Grounding: If required by the utility, the production meter's grounding system may need to be isolated from the utility meter and service grounding.

6. Utility Requirements and Compliance

In addition to NEC requirements, local utility requirements often dictate how and where production meters must be installed. These requirements can include:

● Specific metering hardware or enclosures approved by the utility. ● Sealing or securing of the meter by utility personnel to prevent tampering. ● Specific guidelines for placement (height, distance from other equipment, etc.) and accessibility for utility readings or maintenance.

It’s essential to coordinate with the local utility company to ensure that the installation of the production meter complies with their standards and practices. Received 10/04/2024 ROC Legal

7. Marking and Labeling (NEC 705.10 and 110.21)

The production meter must be clearly labeled to indicate that it is part of a renewable energy system and that it measures generation output. Some key labeling requirements include:

● Warning Labels: Labels that indicate whether the meter measures power going into the grid or back into the home. ● System Identification: The meter should include information about the type of generation system (solar, wind, etc.) it is connected to.

This labeling helps utility personnel and electricians understand the function of the meter in the overall system.

8. Arc Fault and Ground Fault Protection (NEC 690.11 and 690.41)

For solar PV systems, the NEC requires additional protection for conductors and equipment to prevent faults:

● Arc Fault Protection (NEC 690.11): If the production meter is part of a PV system, the system may require arc-fault protection to mitigate risks from potential DC arcing faults, which could lead to fires. ● Ground Fault Protection (NEC 690.41): Ground fault protection is required in PV systems to detect and interrupt ground faults, ensuring that equipment and conductors remain safely grounded.

9. NEC 690: Solar Photovoltaic (PV) Systems

If the production meter is used in a solar PV system, it must comply with NEC Article 690, which governs the installation of PV systems. Some additional requirements include:

● DC and AC Disconnects: The production meter must be installed in conjunction with proper DC disconnects (for the PV array) and AC disconnects (for the inverter and grid connection). ● Rapid Shutdown (NEC 690.12): For PV systems, the production meter may be part of a system that requires rapid shutdown functionality for emergency purposes. This ensures that the system can be quickly de-energized in an emergency. Received 10/04/2024 ROC Legal

Summary of NEC Requirements for Production Meter Installation:

1. General Meter Installation: Meters must be accessible, mounted securely, and properly labeled. The working space around the meter must meet NEC requirements. 2. Meter Placement: The production meter can be installed on the line side or load side of the service disconnect, depending on the design of the system and local utility requirements. 3. Overcurrent Protection: Production meters must be protected by appropriately sized overcurrent devices to prevent excessive current from damaging the meter and conductors. 4. Grounding and Bonding: Proper grounding and bonding are essential for safety. The production meter must be grounded as part of the overall electrical system grounding. 5. Utility Compliance: Ensure that the installation meets all local utility company requirements for metering and accessibility. 6. Marking and Labeling: Clear labels must be provided to indicate the meter’s purpose and system connection. 7. Special PV Requirements: For PV systems, the meter must comply with additional NEC requirements for disconnects, rapid shutdown, and fault protection.

By following these NEC guidelines, production meters will be installed safely and in compliance with both local and national standards. Be sure to check with local utility companies for any additional specific requirements they may have for production meter installations. Received 10/04/2024 ROC Legal

Interconnection Method

The National Electrical Code (NEC) provides comprehensive requirements for the safe and effective interconnection of photovoltaic (PV) systems with the utility grid. The interconnection must follow rules to ensure that energy generated by the PV system can be safely transmitted to the grid without causing hazards or disruptions. NEC Article 705: Interconnected Electric Power Production Sources is the primary section that governs interconnection requirements, but other related articles such as NEC 690 (Solar Photovoltaic Systems) are also essential.

Here is a breakdown of the NEC requirements for interconnecting PV systems to the utility grid:

1. Interconnection Locations (NEC 705.12)

PV systems can be interconnected at different points within an electrical service, each with specific rules:

A. Load-Side Interconnection (NEC 705.12(D))

● Load-side connections are made on the load side of the main service disconnect. ● The sum of the utility supply breaker and the PV system breaker cannot exceed 120% of the panel's busbar rating, often referred to as the 120% rule. ○ For example, in a panel with a 100-amp busbar, if the main breaker is rated at 100 amps, the total PV breaker capacity would be limited to 20 amps (100 amps x 120% = 120 amps; 120 amps - 100 amps = 20 amps for the PV breaker). ● The PV breaker must be installed at the opposite end of the busbar from the main breaker to prevent excessive current flow through the busbar. ● The PV system must have overcurrent protection sized correctly to protect the wiring and components. Received 10/04/2024 ROC Legal

B. Line-Side Interconnection (NEC 705.12(A))

● Line-side connections are made on the line side of the main service disconnect, typically between the meter and the main breaker. ● Line-side taps must be made with conductors rated for the full service capacity of the system. ● Overcurrent protection must be provided within 10 feet of the point where the PV system taps into the utility supply. ● Line-side interconnections are more complex and typically require coordination with the utility company for approval.

2. Overcurrent Protection (NEC 705.30, 705.12(D))

● Overcurrent protection devices (OCPDs) must be installed in the PV system to protect equipment from damage due to overcurrent conditions. ● For load-side connections, the PV system breaker must match the ampacity of the PV system conductors. ● The OCPDs must be sized to handle the system's maximum output current based on the inverter specifications, as well as any potential fault currents.

3. Disconnecting Means (NEC 705.20, 690.13)

● A disconnecting means is required to isolate the PV system from the utility grid during maintenance, repairs, or emergencies. ● The disconnect must be accessible, properly labeled, and located so that utility personnel or emergency responders can quickly disconnect the PV system from the grid. ● NEC 690.13 provides requirements for PV disconnects, stating that it must be within sight of the inverter, and if not, provisions for a remote shutdown must be in place.

Utility Accessible Disconnect Received 10/04/2024 ROC Legal

● Some utilities require a lockable AC disconnect that is accessible for utility personnel. This ensures that the utility can isolate the PV system during grid outages or repairs.

4. Inverter Requirements (NEC 690, 705.14, 705.40)

● Inverters convert the DC power generated by the PV system into AC power that can be fed into the utility grid. ● NEC 690.60 requires inverters to be listed and labeled for interconnection with the grid, and they must have anti-islanding protection to prevent them from supplying power to the grid during an outage (NEC 705.40). ● Inverters must meet the standards of IEEE 1547, which governs the interconnection of distributed energy systems and ensures compatibility with the utility grid. ● NEC 705.14 governs the placement of the inverter and requires it to be connected to the system in a way that allows proper operation and disconnection in case of an emergency.

5. Grounding and Bonding (NEC 250, 690.43)

Grounding and bonding are critical to the safe operation of PV systems and their interconnection to the grid.

● The PV system must be grounded in accordance with NEC 250 to prevent electric shock hazards and provide a path for fault currents. ● NEC 690.43 specifies that all exposed metal parts of the PV system, including frames, racks, and other equipment, must be bonded to the system's grounding electrode conductor (GEC). ● Ground Fault Protection: PV systems must include ground-fault protection devices (GFPDs) to detect and interrupt ground faults in DC circuits (NEC 690.41)

6. Rapid Shutdown Requirement (NEC 690.12)

● For PV systems on buildings, the rapid shutdown requirement ensures that the DC circuits can be quickly de-energized in case of an emergency, protecting emergency responders from potential shock hazards. Received 10/04/2024 ROC Legal

● Inside Array Boundary: DC circuits within the array boundary (up to 1 foot from the array) must be reduced to 30 volts or less within 30 seconds of initiating rapid shutdown. ● Outside Array Boundary: Conductors outside the array boundary must be reduced to 30 volts or less or placed in conduit rated for the environment (e.g., rooftop installations). ● Labeling: Clearly labeled signage must be provided to indicate the presence of a rapid shutdown system and its location.

7. Marking and Labeling (NEC 705.10, 690.56)

Proper labeling is critical for ensuring the safe operation and maintenance of PV systems. The NEC specifies that all interconnection points and system components must be clearly labeled.

● Service Disconnect Labels: NEC 705.10 requires labels at service equipment that indicate the presence of multiple power sources and warn of energized parts even when the main service disconnect is off. ● PV System Labels: NEC 690.56(C) requires labeling on PV system components to indicate the presence of renewable energy sources, including emergency shutdown instructions and maximum voltage/current ratings. ● Rapid Shutdown Labels: The NEC also mandates that a label indicating "PV system equipped with rapid shutdown" must be present at the service disconnect.

8. Utility Coordination and Approval (NEC 705.2, Utility Requirements)

● Utility Interaction: The utility company must approve the PV system's interconnection, including equipment and procedures. Many utilities require compliance with IEEE 1547 for the interconnection process. ● Utility Standards: Some utilities have additional requirements, such as specific metering equipment (for net metering or production meters) or additional disconnects for their access.

9. Power Control and Export Limits (NEC 705.13, 705.11)

● Power Control Systems (NEC 705.13): For systems designed to limit the export of energy to the grid, NEC provides guidance on power control Received 10/04/2024 ROC Legal

systems to ensure that they maintain safe export levels and prevent overloading the utility grid. ● Utility Interaction: Some utilities limit the amount of power a customer can export to the grid. The NEC allows for systems with power export limits if designed correctly, including the use of controls that manage power flow.

Summary of NEC Requirements for PV System Interconnection

1. Interconnection Locations: ○ Load-side interconnections are subject to the 120% rule. ○ Line-side taps must be done with care, ensuring overcurrent protection within 10 feet. 2. Overcurrent Protection: Correctly sized overcurrent protection devices must be installed for PV systems. 3. Disconnecting Means: A readily accessible and labeled disconnect must be provided for isolating the PV system from the utility grid. 4. Inverter Requirements: Inverters must meet IEEE 1547 standards and have anti-islanding protection. 5. Grounding and Bonding: The PV system must follow proper grounding and bonding procedures. 6. Rapid Shutdown: Required for systems on buildings to ensure quick de-energization of DC circuits. 7. Marking and Labeling: All components must be clearly labeled for safety, including rapid shutdown and interconnection points. 8. Utility Coordination: The utility must approve the interconnection and may impose additional requirements. 9. Power Control Systems: Systems limiting export to the grid must comply with NEC requirements for power control. Received 10/04/2024 ROC Legal

Main Breaker Derates

The National Electrical Code (NEC) includes specific provisions regarding the derating of main breakers to ensure that electrical systems operate safely and efficiently. Derating refers to the practice of reducing the maximum allowable current for a circuit breaker based on certain conditions, such as the number of conductors in a raceway or enclosure, ambient temperature, or specific installation configurations.

Here’s a summary of the key NEC requirements related to main breaker derates:

1. Derating Due to Ambient Temperature (NEC 310.15)

● Conductors have an ampacity rating that is based on a standard ambient temperature (usually 30°C or 86°F). ● If the ambient temperature exceeds this standard, the ampacity of the conductors and, consequently, the main breaker must be derated. ● Table 310.15(B)(2)(a) provides adjustment factors for conductors based on temperature; for example: ○ At 40°C (104°F), the ampacity is reduced.

2. Derating for Multiple Conductors (NEC 310.15(B)(3))

● When multiple conductors are bundled together in a raceway or cable, the ampacity of each conductor is reduced. This is to prevent overheating due to mutual heating effects. ● The NEC provides adjustment factors based on the number of conductors: ○ Three conductors: No derating. ○ Four to six conductors: Use a 0.80 adjustment factor. ○ More than six conductors: Use a 0.70 adjustment factor.

3. Main Breaker Ratings (NEC 240.6)

● The main breaker must be appropriately sized to protect the conductors and the system. ● If derating is applied due to temperature or multiple conductors, the rating of the main breaker must reflect these adjustments to ensure it can handle the reduced ampacity of the conductors. Received 10/04/2024 ROC Legal

4. Continuous Loads (NEC 210.20)

● For circuits serving continuous loads (loads expected to run for three hours or more), the NEC requires that the breaker be sized at 125% of the continuous load. This means if a circuit is serving a load of 20 amps continuously, the main breaker must be rated at 25 amps (20 A x 1.25 = 25 A). ● When calculating the load for a main breaker, ensure that any derating factors are accounted for.

5. Equipment Ratings (NEC 110.3(B))

● All equipment, including main breakers, must be installed according to the manufacturer's instructions. This includes adhering to any derating requirements specified by the manufacturer based on installation conditions.

6. Load Calculations (NEC 220)

● When determining the appropriate size for the main breaker, load calculations must be performed considering all branch circuits and any derating factors. This ensures the main breaker can handle the total load safely.

7. Documentation and Labeling (NEC 110.22)

● When derating occurs, it’s crucial to document the reasoning and adjustments made in calculations. Clear labeling on the panel should indicate the derated conditions to provide information for future reference. Received 10/04/2024 ROC Legal

Summary of NEC Requirements for Main Breaker Derates

1. Ambient Temperature: Adjust the ampacity of conductors based on ambient temperature using Table 310.15(B)(2)(a). 2. Multiple Conductors: Apply derating factors when conductors are bundled in a raceway, per NEC 310.15(B)(3). 3. Main Breaker Ratings: Ensure the main breaker is appropriately rated to reflect any derating of conductors. 4. Continuous Loads: Size the breaker at 125% of the continuous load for circuits running for three hours or more. 5. Equipment Ratings: Install all equipment according to manufacturer instructions regarding derating. 6. Load Calculations: Perform load calculations, including any derating factors, to size the main breaker correctly. 7. Documentation: Document derating conditions and label panels accordingly for clarity and safety.

By following these NEC requirements for main breaker derates, you can help ensure the safe and reliable operation of electrical systems. Received 10/04/2024 ROC Legal

Grid-Tied Battery Installations

When installing grid-tied battery systems, the National Electrical Code (NEC) has specific requirements to ensure safety, reliability, and compatibility with the utility grid. Here’s a summary of the key NEC articles and requirements that apply to grid-tied battery installations:

1. General Requirements (NEC Article 690)

● NEC 690: Solar Photovoltaic (PV) Systems applies to grid-tied battery systems, especially when they are integrated with solar energy generation. ● This article includes requirements for equipment, installation methods, and safety measures for interconnected systems.

2. Energy Storage Systems (ESS) (NEC 706)

● NEC Article 706 specifically addresses energy storage systems (ESS), including battery systems: ○ 706.1 Scope: Covers the installation of battery systems that store energy for later use. ○ 706.2 Definitions: Provides definitions for terms related to battery systems, including "energy storage system," "battery," and "capacity."

3. Installation Requirements (NEC 706.6)

● Location: Batteries must be installed in a location that minimizes risk of damage from physical hazards, temperature extremes, or moisture. ● Ventilation: Adequate ventilation is required for battery rooms to prevent accumulation of harmful gases, especially for lead-acid batteries that can emit hydrogen.

4. Battery Sizing and Capacity (NEC 706.3) Received 10/04/2024 ROC Legal

● The installation must account for the capacity and ratings of the batteries in relation to the intended load and how they will interact with the grid. ● Continuous Load: If the battery system is intended to supply continuous loads, appropriate sizing is necessary to meet the demand for the expected duration.

5. Overcurrent Protection (NEC 706.10)

● Overcurrent Protection Devices (OCPDs) must be provided for battery systems to prevent overloads and short circuits. ● The sizing of OCPDs must comply with NEC 240 and be based on the battery's output current and the conductors used.

6. Disconnects (NEC 706.14)

● Disconnecting Means: A means to disconnect the battery system from both the inverter and the utility grid must be provided for safety. ● This includes a readily accessible and clearly labeled disconnect for both the DC side (between batteries and inverter) and the AC side (between inverter and grid).

7. Grounding and Bonding (NEC 250)

● Proper grounding and bonding practices must be followed to ensure safety and mitigate the risk of electrical shock or fire. ● The battery system must be grounded in accordance with NEC 250, which includes requirements for grounding electrodes and equipment.

8. System Labeling (NEC 706.15)

● Clear labeling is required on the system components to indicate: ○ The presence of energy storage. ○ Warning labels regarding the potential for voltage and current. ○ Information about the system's operation, including emergency shut-off instructions. Received 10/04/2024 ROC Legal

9. Interaction with the Utility Grid (NEC 705)

● When interconnected with the utility, the installation must comply with NEC Article 705 regarding interconnected electric power production sources. ● This includes requirements for anti-islanding protection to prevent the system from feeding power back to the grid during an outage.

10. Maintenance and Inspection (NEC 110.26)

● The installation must provide adequate working space around battery systems and inverters for maintenance and inspection, as per NEC 110.26. ● This includes ensuring that access to disconnects and service equipment is maintained.

Summary of NEC Requirements for Grid-Tied Battery Installations

1. Scope and Definitions: Follow NEC 690 and 706 for overall requirements and terminology. 2. Installation Location: Install batteries in a safe, ventilated area to avoid hazards. 3. Sizing: Properly size batteries and conductors for the intended load. 4. Overcurrent Protection: Include OCPDs sized according to NEC guidelines. 5. Disconnects: Provide accessible disconnects for both DC and AC sides of the system. 6. Grounding: Adhere to NEC 250 for grounding and bonding. 7. Labeling: Clearly label all components and provide emergency information. 8. Utility Interconnection: Ensure compliance with NEC 705 for grid-tied systems. 9. Maintenance Space: Maintain adequate working space for inspections and maintenance.

By adhering to these NEC requirements, grid-tied battery installations can be performed safely and effectively, ensuring compliance with national standards. Always check local codes and utility requirements, as they may impose additional rules beyond the NEC. Received 10/04/2024 ROC Legal

Battery Backup

When installing backup battery systems, the National Electrical Code (NEC) provides specific guidelines to ensure safety, reliability, and proper installation. Backup battery systems are designed to provide power during outages or emergencies and may include various types of batteries, such as lead-acid or lithium-ion. Here’s a summary of the key NEC requirements for backup battery systems:

1. General Requirements (NEC Article 706)

● NEC 706: Energy Storage Systems (ESS) specifically addresses backup battery systems: ○ 706.1 Scope: Covers installations of battery systems used for backup power, including their requirements for safety and performance. ○ 706.2 Definitions: Provides definitions relevant to backup battery systems.

2. Installation Location (NEC 706.6)

● Batteries must be installed in locations that minimize risks from physical damage, temperature extremes, or moisture. ● Adequate ventilation is required, particularly for lead-acid batteries that can emit hydrogen gas.

3. Sizing and Capacity (NEC 706.3)

● Proper sizing of the battery system is critical to ensure it meets the load requirements during an outage. ● Continuous loads must be considered in sizing calculations, ensuring the system can provide power for the expected duration.

4. Overcurrent Protection (NEC 706.10)

● Overcurrent protection devices (OCPDs) must be installed to protect the battery system from overloads and short circuits. ● The sizing of OCPDs should comply with NEC 240 and be based on the battery's output current and conductors. Received 10/04/2024 ROC Legal

5. Disconnecting Means (NEC 706.14)

● A disconnecting means must be provided for both the battery system and the load it serves. This ensures safe operation and maintenance. ● Disconnects should be readily accessible and clearly labeled to indicate their purpose.

6. Grounding and Bonding (NEC 250)

● Proper grounding and bonding are essential for safety. The battery system must be grounded in accordance with NEC 250. ● All exposed metal parts must be bonded to the system’s grounding electrode.

7. System Labeling (NEC 706.15)

● Clear labeling is required on all system components to indicate: ○ The presence of an energy storage system. ○ Warnings about voltage and current levels. ○ Emergency shut-off instructions.

8. Interaction with the Utility Grid (NEC 705)

● If the backup battery system is grid-tied, it must comply with NEC Article 705, which governs the interconnection of electric power production sources. ● This includes requirements for anti-islanding protection to prevent feeding power back into the grid during an outage.

9. Maintenance and Inspection (NEC 110.26)

● Adequate working space around battery systems and related equipment must be maintained for maintenance and inspection, as per NEC 110.26. ● This includes ensuring clear access to disconnects and service equipment. Received 10/04/2024 ROC Legal

10. Battery Management Systems (NEC 706.16)

● If applicable, a battery management system (BMS) should be used to monitor and control the charging and discharging of the batteries to optimize performance and safety.

11. Battery Type and Manufacturer Guidelines

● Follow the manufacturer's guidelines for installation, maintenance, and operation of the specific battery type used, as these may contain additional requirements or recommendations.

Summary of NEC Requirements for Backup Battery Systems

1. General Scope: Adhere to NEC Article 706 for energy storage systems. 2. Installation Location: Install batteries in safe, ventilated areas to minimize hazards. 3. Sizing: Ensure batteries are sized to meet load requirements during outages. 4. Overcurrent Protection: Install OCPDs to protect against overloads. 5. Disconnects: Provide accessible and labeled disconnects for the battery system. 6. Grounding: Follow NEC 250 for grounding and bonding requirements. 7. Labeling: Clearly label all components and provide emergency information. 8. Utility Interaction: Ensure compliance with NEC 705 for grid-tied systems. 9. Maintenance Space: Maintain adequate working space for inspections and maintenance. 10. BMS: Use a battery management system if applicable to monitor performance.

By following these NEC guidelines, backup battery systems can be installed safely and in compliance with national standards. Always check local codes and utility requirements, as they may impose additional rules beyond the NEC. Received 10/04/2024 ROC Legal

Main Panel Upgrades For completing a residential main electrical panel upgrade, LGCY outlines several key requirements and installation practices to ensure safety, compliance, and optimal performance. The process involves careful attention to electrical code compliance, workmanship standards, and specific documentation needs. Here are the key requirements:

1. Workmanship Requirements

● Compliance with NEC (National Electrical Code): All work must comply with the latest NEC guidelines, including proper wiring, grounding, and circuit breaker installation. ● Panel Sizing and Ampacity: The new panel must be sized correctly to accommodate current household electrical loads, plus the additional capacity needed for the solar system. For example, a 200-amp panel upgrade is often required for solar installations. ● Breaker and Circuit Installation: Ensure that circuit breakers are correctly sized for each load. Solar system breakers must be compatible with the Enphase system. ● Grounding: A proper grounding system is required, with grounding rods driven into the earth and bonded to the main electrical panel. ● Bonding and Neutral Connections: The bonding between the neutral bus bar and the ground must follow manufacturer instructions and NEC standards, ensuring electrical safety. ● Metering and Interconnection: Work must include any required utility metering or provisions for smart meters, especially for solar installations. Utility and interconnection standards must be followed for grid-tied solar systems.

2. Installation Practices

● Shutoff and Safety Measures: Before starting the upgrade, power must be shut off to the home. Proper safety procedures should be followed, including lockout/tagout protocols. ● Removal of Old Panel: The old panel must be carefully disconnected and removed. Ensure that all circuits are properly labeled and disconnected. Received 10/04/2024 ROC Legal

● Mounting the New Panel: The new panel should be securely mounted, level, and installed according to manufacturer specifications. It must also be weatherproof if installed outdoors. ● Wiring: Install new wiring as required for both existing circuits and the solar system. All wire terminations must be properly tightened and insulated. ● Labeling: Circuits must be labeled clearly for future reference, following both NEC and utility requirements. Solar-specific labeling may also be necessary to denote PV power sources and interconnection points.

3. Photo Documentation Requirements

● Before and After Photos: Include detailed photos of the original panel installation, panel removal, and the completed upgrade. These should document wire management, grounding, and circuit breaker labeling. ● Grounding Installation: Photos of grounding rods, bonding, and ground wire connections to the main panel must be captured. ● Labeling: Photo documentation of all circuit labels and breaker installations is required, with a focus on the solar breaker and any smart meter components.

4. Inspection and Compliance

● Utility and AHJ Inspection: After completion, the new panel must pass inspection by the utility company and the local Authority Having Jurisdiction (AHJ). Scheduling these inspections promptly ensures no delays in system activation. ● Final Testing: The system should be tested for electrical integrity, including checking all breakers, ground connections, and ensuring the solar system is ready for grid interconnection.

5. Additional Considerations

● Solar System Compatibility: Ensure the panel upgrade is compatible with the Enphase system, including sufficient breaker space for the solar inverter connection. ● Weatherproofing (if Outdoor): For outdoor installations, the panel must have adequate weatherproofing, with seals around conduit penetrations and proper weather-resistant enclosures. Received 10/04/2024 ROC Legal

These steps and requirements are critical to ensuring a safe, compliant, and efficient main panel upgrade, especially in conjunction with solar installations. Received 10/04/2024 ROC Legal

LGCY Requirements for Electrical Installations

Proper electrical installations are vital for system performance, safety, and compliance with the NEC (National Electrical Code) and manufacturer specifications. Below are the LGCY photo and workmanship requirements for electrical installations in solar projects.

Photo Requirements:

1. AC Disconnect in the ON Position: ○ Clear photo of the AC disconnect switch in the ON position after installation. 2. AC Disconnect in the OFF Position: ○ Photo of the AC disconnect switch in the OFF position to verify the labeling and switch functionality. 3. AC Disconnect Labels: ○ Photo showing proper labeling for the AC disconnect, ensuring it is labeled as per NEC code and safety standards. 4. AC Disconnect Conductor Terminations and Grounding: ○ Photo of the conductor terminations inside the AC disconnect, clearly showing proper grounding and connections. 5. Bonding and Grounding in Main Service Panel (MSP): ○ Photo showing bonding and grounding methods used in the main service panel. 6. Sealed Soffit Penetrations / J Box Wiring: ○ Photo of any penetrations in the soffit and properly sealed J-box wiring to ensure weather protection and code compliance. 7. Main Service Panel (MSP) Dead Front ON: ○ Photo of the dead front (panel cover) installed on the main service panel to show its finished appearance. 8. Main Service Panel (MSP) Dead Front OFF: ○ Photo with the dead front removed, showing internal terminations, breaker configuration, and wire management. 9. Bus Bar Rating: ○ Clear photo of the bus bar rating inside the main service panel to verify the panel’s capacity. Received 10/04/2024 ROC Legal

10.Labeled Interconnection Method: ● Photo of the labeled interconnection method to ensure proper identification of the system's tie-in. 11.Installed and Labeled Conduit: ● Photo of installed conduits, ensuring they are correctly labeled per NEC and project specifications. 12.Electrical Equipment Labels: ● Photo of all electrical equipment with proper NEC-compliant labeling (e.g., AC disconnect, inverter, etc.). 13.Meter Base Installed: ● Photo showing the meter base installed and connected as per utility requirements. 14.Meter Serial Number: ● Clear photo showing the serial number of the installed meter for verification purposes.

Workmanship Requirements:

1. All Electrical Panels and Components Must Be Installed Per NEC Requirements: ○ All electrical installations must strictly adhere to NEC guidelines, including proper wire sizing, conduit runs, breaker sizing, and grounding practices. 2. All Electrical Panels and Components Must Be Installed Per Manufacturer Specifications: ○ Ensure that all electrical components (such as inverters, AC disconnects, combiners, and panels) are installed as per the specific manufacturer's instructions, including torque settings, breaker usage, and wiring configurations.

These requirements ensure that all electrical installations in LGCY solar projects are safe, compliant with code, and built to the highest standards. Proper documentation through photos and adherence to workmanship requirements help in completing the project successfully and avoiding future issues. Received 10/04/2024 ROC Legal

Commissioning Step 1: Set Up the Enphase Account

● Create or Log In: ○ Ensure you have an Enphase Enlighten account. If you do not have one, create it at the Enphase website.

Step 2: Connect Envoy to Wi-Fi

● Access Envoy Settings: ○ Use the Enphase Installer Toolkit app to connect the Envoy to the site’s Wi-Fi network. ● Confirm Connection: ○ Verify that the Envoy is connected and the signal strength is adequate.

Step 3: Install Cell Kit (If Applicable)

● Install Cell Kit: ○ Attach the cell kit to the combiner panel for backup communication. ● Verify Installation: ○ Ensure the cell kit is properly connected and functional.

Step 4: Add the System to the Enlighten Account

● Log into Enlighten: ○ Access your Enphase Enlighten account. ● Add New System: ○ Click on "Add System" and enter the system details, including the address and installer information. ● Enter Serial Numbers: ○ Input the serial numbers for the Envoy, combiner panel, and microinverters. Received 10/04/2024 ROC Legal

Step 5: Commission the Microinverters

● Use Installer Toolkit App: ○ Open the Enphase Installer Toolkit app on your mobile device. ● Scan Microinverter QR Codes: ○ Use the app to scan the QR codes on each microinverter. ● Verify Installation: ○ Confirm that all microinverters are installed and functioning properly.

Step 6: Configure System Settings

● Set Up Monitoring: ○ Configure monitoring settings in the Installer Toolkit app, ensuring that the system is set to report to the Enphase Enlighten platform. ● Labeling Circuits: ○ Ensure all circuits are labeled appropriately in accordance with the system design.

Step 7: Final Inspection

● Check All Connections: ○ Perform a final inspection of all electrical connections, ensuring they are secure and compliant. ● Test System Functionality: ○ Power on the system and check for operational status through the Envoy and Enlighten app.

Step 8: Educate the Customer

● System Overview: ○ Provide the customer with an overview of how to use the Enphase monitoring app and what to expect from their solar system. ● Discuss Maintenance: ○ Discuss the importance of monitoring the system and what steps to take in case of underperformance. ○ Received 10/04/2024 ROC Legal

Post-Commissioning

● Document Completion: ○ Complete any required documentation and ensure the system is registered in the Enlighten platform. ● Monitor System Performance: ○ Regularly check the performance through the Enlighten app to ensure optimal operation.

Conclusion

By following this commissioning guide, LGCY and its partners can ensure that Enphase systems are installed and commissioned correctly, allowing for effective monitoring and maintenance to maximize the system's performance. For further training and certification, visit Enphase University. Received 10/04/2024 ROC Legal

Enlighten Activation Checklist 4.1

Stage 1 – Started You can start activation at any time. Stage 1 is complete when the following checks are cleared:

● Owner Entered requires the system owner’s first name, last name, and email address. Enlighten uses this information to generate a user account for the system owner. ● Location Entered requires the complete address for the location of the installed system. Enlighten uses this information to map the site, set the time zone, and get local weather for the system. ● Envoy(s) Entered requires at least one valid Envoy serial number. Enlighten uses this information to detect when an Envoy for this system is connected.

Stage 2 – Connecting In this stage, Enlighten confirms that the Envoy(s) you entered in Stage 1 is reporting. Once the Envoy(s) Reported check clears, the system is accessible in the Enlighten Systems list. Enphase recommends that you clear this check before installing the microinverters. This will ensure that the Envoy has time to download any firmware updates that may be necessary. Received 10/04/2024 ROC Legal

Stage 3 – Verifying

The checks in Stage 3 confirm that the Envoy and microinverters have been installed successfully. Enphase recommends that you complete this stage before leaving the installation site. This stage is complete when Enlighten verifies the following:

● Good Communication Established indicates that the signal strength between the Envoy and the microinverters is at least three bars. ● System Operation Verified indicates that the Envoy has detected the expected number of microinverters, that they are functioning as expected, and that the system has produced energy.

Stage 4 – Ready This stage can be completed at any time after the system has been installed and is the last part of the activation process. It is complete when the following checks are cleared:

● Arrays Built indicates that you have created a virtual array and that microinverter serial numbers have been assigned to their locations in the array. ● System Operational indicates that the system has operated with no issues for 24 hours after the “Permission to Operate” date. ● Access Granted to Owner indicates that Enlighten has sent an email to notify the system owner that the system is ready to view in Enlighten. Received 10/04/2024 ROC Legal

LGCY Requirements for Commissioning

Commissioning is a critical process in ensuring that solar systems are properly set up, fully operational, and communicating effectively. Below are the LGCY requirements for the commissioning process, including both photo documentation and workmanship standards.

Photo Requirements:

1. All Microinverters Paired: ○ Clear photos showing that all microinverters are paired and registered in the Enphase Enlighten monitoring system. 2. System Connected to Wireless Gateway / Communicating: ○ Photo evidence that the system is connected to the Envoy wireless gateway and is communicating with Enphase Enlighten for monitoring and management purposes.

Workmanship Requirements:

1. System is Commissioned to Activation 4.1 in Enlighten: ○ Ensure the system has been fully commissioned to the latest standard (Activation 4.1) in the Enphase Enlighten platform. This includes verifying all devices, such as microinverters, batteries, and the Envoy system, are recognized and functional. 2. No Errors Present for All Devices: ○ All components, including microinverters, Envoy, and CTs, must display no error messages. Any errors should be resolved before leaving the site. 3. CTs are Reading Positive Measurements: ○ Ensure that the consumption CTs (current transformers) are installed correctly and reading positive measurements, indicating accurate data collection for system performance and consumption monitoring. 4. All Microinverters are Communicating and Producing Power: ○ Verify that each microinverter is communicating effectively with the Envoy system and producing power as expected. This ensures the system is fully operational. 5. Envoy is Connected to Wi-Fi: Received 10/04/2024 ROC Legal

○ Confirm that the Envoy monitoring device is connected to Wi-Fi for real-time data communication with Enphase Enlighten. This is essential for ongoing system monitoring and troubleshooting. 6. Cell Kit is Activated: ○ If a cell kit is installed (as a backup communication method), verify that it is activated and functioning correctly to ensure reliable communication if Wi-Fi fails.

By adhering to these requirements, LGCY ensures that every system commissioned is fully functional, properly monitored, and capable of providing seamless solar energy production. Received 10/04/2024 ROC Legal

Arizona Registrar of Contractors

Respondent: LGCY Installation Services LLC 3333 N Digital Dr. Suite 600 Lehi, UT 84043

1700 W. Washington Street, Suite 105 ● Phoenix AZ 85007-2812 602.542.1525 ● Toll Free 877.692.9762 ● roc.az.gov C009 12/23 Received 10/04/2024 ROC Legal

Arizona Registrar of Contractors

Complainant: Brett Faggioni 4184 E Desert Marigold Dr. Cave Creek, AZ 85331

1700 W. Washington Street, Suite 105 ● Phoenix AZ 85007-2812 602.542.1525 ● Toll Free 877.692.9762 ● r0c.az.g0v C009 12/23 Received 10/04/2024 ROC Legal

I VAT ^ ^ f i.' Arizona Registrar of Contractors .V-

»U:

July 30, 2024

License No. ROC 335976

Re:Complaint No. 2024-06760

WRITTEN DIRECTIVE FROM THE REGISTRAR

Dear Respondent:

After investigation, the Registrar determined that you failed to meet the requirements of A.R.S. § 32-ii54(A), and now issues this Directive requiring you to take appropriate corrective action. Failure to comply with this Directive constitutes a violation of A.R.S. § 32-ii54(A)(22) and may result in the issuance of a citation, discipline of your license, and a civil penalty pursuant to A.R.S. § 32-ii54(E) of up to $500.00. You must notify the Registrar’s assigned Investigator of your compliance with this Directive prior to 5:00 p.m. on Tuesday August 20, 2024.

RESTRICTIONS ● You may not perform or hire other contractors to perform work that is outside the scope of your license. ● If your license is currently suspended for administrative reasons^ or is inactive, expired, or cancelled, you may not perform any corrective work nor contract in any manner, which includes hiring other contractors to perform work, until the suspension of your license(s) has been lifted or your license(s) has been reactivated.

' This means the license is suspended for lack of qualifying party, lack of bond, nonrenewal, Recovery Fund payout, or for any reason listed in A.R.S. § 32-1124(F).

1700 W. Washington Street, Suite 105 ● Phoenix AZ 85007-2812 602.542.1525 ● Toll Free 877.692.9762 ● roc.az.gov C009 12/23 Received 10/4/24, 1:35 PM State of Arizona Mail - Faggioni v. LGCY Installation Services, LLC, Case No. 2024-06760 - Response to Citation 10/04/2024 ROC Legal

Answers - AZROC <[email redacted]>

Faggioni v. LGCY Installation Services, LLC, Case No. 2024-06760 - Response to Citation message

Jared Parrish <[email redacted]> Fri, Oct 4, 2024 at 11:03 AM To: "[email redacted]" <[email redacted]>

Dear Registrar of Contractors,

Attached, please find the Response to Citation of LGCY Installation Services, LLC, the respondent in this matter.

Warm regards,

Jared Parrish Chief Legal Officer Chief Compliance Officer [email redacted]

CONFIDENTIALITY NOTICE: This e-mail transmission and any documents, files or previous e-mail, messages attached to it may contain

information that is confidential. If you are not the intended recipient, or a person responsible for delivering it to the intended recipient, you

are hereby notified that you must not read this transmission and that any disclosure, copying, printing, distribution or use of any of the

information contained in or attached to this transmission is STRICTLY PROHIBITED. If you have received this transmission in error,

please immediately notify the sender by telephone or return e-mail and delete the original transmission and its attachments without

reading or saving in any manner. Thank you.

attachments Ex A - 2024 Installation Manual.pdf 21295K Ex B - Written Directive.pdf 100K Response to Citation.pdf 103K

https://mail.google.com/mail/b/AEoRXRRiXHnWhBekwK1QW85A72_573FOP_AAvnjT_LMAu8cZXbj9/u/0/?ik=581c53cf5c&view=pt&search=all&permt… 1/1 Mediation Notice

Mediation Services Mediation services are available to the parties. What is Mediation? Mediation is a method of resolving disputes where the parties can end conflict without the expense and time associated with the full administrative process. Who Participates in During mediation, a mediator will attempt to help the Mediation? parties find an optimal solution to the conflict. Both parties must agree to participate in mediation, and both parties must bring a representative to mediation that has full authority to settle the entire matter. Mediation Is Not Neither the Registrar nor the Office of Administrative Mandatory Hearings will penalize a party for not agreeing to mediation. Where do the Parties The parties will meet at the Office of Administrative Meet for Mediation? Hearings to participate in mediation.

The Office of Administrative Hearings is located at 1400 West Washington, Suite 101, Phoenix, Arizona 85007. When does Mediation can occur after the Registrar issues a citation, but Mediation Occur? before the administrative hearing. Why Should Parties Mediation can be an alternative to the full administrative Consider Mediation? process. Mediation is beneficial because it is (1) time- efficient, (2) cost-effective, (3) confidential, and (4) capable of providing flexible solutions to complex problems. How to Request If the parties wish to mediate this case, they must file a Joint Mediation Request for Mediation with the Office of Administrative Hearings. A Joint Request for Mediation is included with this Mediation Notice. REGISTRAR OF CONTRACTORS OF THE STATE OF ARIZONA _________________________ Case No. _______________ COMPLAINANT,

v. JOINT REQUEST FOR MEDIATION _________________________ RESPONDENT.

REQUEST

The parties jointly request that this matter be referred to mediation in the Office of Administrative Hearings (OAH). ☐ This matter is set for hearing on __________________(date). ☐ This matter is not currently set for hearing. MEDIATION AGREEMENT By requesting this mediation and signing below, the parties understand, represent, and agree: 1. The parties are prepared to commence mediation and will be ready for mediation on _____________________(date); 2. The parties will participate in the mediation process in good faith; 3. This request for mediation is not intended to hinder or delay administrative proceedings; 4. No party will contend that the mediation limits the power of OAH and its administrative law judges to conduct an administrative hearing and issue decisions under A.R.S. §§ 41-1092 – 1092.12; 5. The parties will be courteous and respectful throughout the mediation process to all participants; 6. The mediation is completely voluntary and the principal purpose is to allow the parties a full and fair opportunity to discuss settlement; of 3 REGISTRAR OF CONTRACTORS 1700 W. Washington St. Suite 105 – PHOENIX, AZ 85007-2812 Telephone (602)542-1525 1-877-692-9762 7. The mediator may conduct joint and separate meetings with the parties and may suggest resolutions to the parties’ dispute, but the mediator has no authority to impose a settlement upon the parties; 8. The mediation process is confidential. Communications made, material created for or used during, and acts occurring during mediation are confidential and may not be discovered or admitted into evidence in any proceeding except as provided by A.R.S. § 12-2238; 9. The mediator is not subject to service of process or a subpoena to produce evidence or to testify regarding any evidence or occurrence relating to the mediation except as provided in A.R.S. § 12-2238(C); 10. Neither the mediator, nor the Registrar of Contractors, nor the Office of Administrative Hearings is subject to civil liability for any act or omission in connection with any mediation service or activity except for acts involving

intentional misconduct or reckless disregard of a substantial risk of injury to the rights of others; 11. Throughout the mediation process, each party must have a representative present who will have full settlement authority to settle all claims at issue in the administrative

proceeding. 12. The mediation process will terminate when: a. The parties reach settlement; b. The mediator determines that further efforts at mediation are no longer likely

to achieve a settlement; or c. One of the parties withdraws from mediation. _____________________________________ _______________________ Complainant (or representative) Date

_____________________________________ _______________________ Respondent (or representative) Date

of 3 REGISTRAR OF CONTRACTORS 1700 W. Washington St. Suite 105 – PHOENIX, AZ 85007-2812 Telephone (602)542-1525 1-877-692-9762 PREHEARING DISCLOSURE STATEMENT INSTRUCTIONS ***DO NOT SUBMIT THESE INSTRUCTIONS WITH THE PREHEARING DISCLOSURE FORM***

ADMINISTRATIVE RULES A copy of the Arizona Administrative Code’s Rules for the Registrar of Contractors can be located on the Registrar’s Website.

PREHEARING DISCLOSURE REQUIREMENT Under A.A.C. R4-9-118(A), before a hearing, the parties must prepare a disclosure statement. The disclosure statement must contain: • A list of all the witnesses the party will call to testify, including the witnesses’ contact information and a brief description of the subject matter of the witnesses’ expected testimony; and • A list of all the exhibits that the party will use at the hearing.

FILE PREHEARING DISCLOSURE STATEMENTS • The Prehearing Disclosure Statements and Exhibits may be submitted to the Arizona Office of Administrative Hearings using any of the following: • Electronically: https://portal.azoah.com/submission/ • In-Person or by Mail: 1740 West Adams Street, Lower Level, Phoenix, Arizona 85007

EXCHANGING DISCLOSURE STATEMENTS AND EXHIBITS Under A.A.C. R4-9-118(B) (effective November 5, 2017), a party to the hearing must serve on every other party and file with the Office of Administrative Hearings a copy of: • The disclosure statement; and, • Any exhibit that the party will use at the hearing. Service: The disclosure statement and exhibits must be served on all parties in accordance with Arizona Administrative Code R2-19-108 Filing Documents. Under A.A.C. R2-19-108, service is completed by: • Personal delivery; • 1st class, certified or express mail; or • Facsimile. Timing: The disclosure statement and the exhibits must be served and filed not less than seven calendar days before the date of the hearing. Under A.A.C. R2-19-108, a document is served on a party: • On the date it is personally served; • Five days after it is mailed by express or 1st class mail; • On the date of the return receipt if it is mailed by certified mail; or • On the date indicated on the facsimile transmission.

CONSEQUENCES FOR FAILING TO DISCLOSE Under A.A.C. R4-9-108(C), if a witness or an exhibit is not timely disclosed as required the rules, and good cause for the failure to disclose is not shown, then the administrative law judge may: • Order that certain witnesses or exhibits not be used at the hearing; • Order that a particular fact is or is not established for the record; or, • Order that a charge, a defense, a claim, or some portion thereof, be dismissed.

Form RC-L-800A Prehearing Disclosure Statement Rev. 10/08/2019 Instructions Form PREHEARING DISCLOSURE STATEMENT FORM RC-L-800A

PART 1: WITNESS LIST DOCKET NO. Under A.A.C. R4-9-118(A), before a hearing, a party must prepare a disclosure statement containing a list of all the witnesses the party will call to testify, including the witnesses’ contact information and a brief description of the subject matter of the witnesses’ expected testimony. If you need additional space to list all witnesses, complete and attach additional Witness Lists. Example 1. Name 2. Telephone Number 3. Email Address

John Doe (123) 456-7890 [email redacted] 4. Subject Matter of Expected Testimony

John Doe will testify regarding the poor workmanship and poor installation of the Garage Door. Mr. Doe will also testify regarding the invoices and change orders for the project.

Witness 1. Name 2. Telephone Number 3. Email Address

4. Subject Matter of Expected Testimony

Witness 1. Name 2. Telephone Number 3. Email Address

4. Subject Matter of Expected Testimony

Witness 1. Name 2. Telephone Number 3. Email Address

4. Subject Matter of Expected Testimony

Witness 1. Name 2. Telephone Number 3. Email Address

4. Subject Matter of Expected Testimony

Form RC-L-800A Prehearing Disclosure Statement Rev. 1/15/2019 Page 1 of 3 PART 2: EXHIBIT LIST DOCKET NO. Under A.A.C. R4-9-118(A), before a hearing, a party must prepare a disclosure statement containing a list of all the exhibits that the party will use at the hearing. Note: All exhibits listed below must be provided to all parties to the hearing. See A.A.C. R4-9-118(B). If you need additional space to list all witnesses, complete and attach additional Exhibit Lists. Example Contract for new garage door. Invoice #10001 – Cost for garage door replacement.

Exhibit Exhibit Name

Form RC-L-800A Prehearing Disclosure Statement Rev. 1/15/2019 Page 2 of 3 PART 3: ACKNOWLEDGEMENT & SIGNATURE I certify that the above information is true and correct and that I will serve a copy of this disclosure statement and any exhibits listed in Part 2 to all parties to the hearing in accordance with A.A.C. R4-9-118. I acknowledge and understand that if I fail to properly disclose a witness or exhibit, the administrative law judge may: • Order that certain witnesses or exhibits not be used at the hearing; • Order that a particular fact is or is not established for the record; or, • Order that a charge, a defense, a claim, or some portion thereof, be dismissed.

I am the (check one):  Complainant  Respondent Docket No.

Print Name Signature Date

Form RC-L-800A Prehearing Disclosure Statement Rev. 1/15/2019 Page 3 of 3