2024A-00681-NPC-ROC Notice of Hearing and Packet MAILED

2024A-00681-NPC-ROC · Registrar of Contractors · 2024-03-19

REGISTRAR OF CONTRACTORS OF THE STATE OF ARIZONA

K&G Construction LLC, Case No. 2024-00681 COMPLAINANT, Docket No. 2024A-00681-NPC-ROC v. NOTICE OF HEARING ON CONTESTED CASE HMW Construction LLC License No. ROC 328765,

RESPONDENT.

This Notice of Hearing is issued under A.R.S. § 41-1092.05(D).

HEARING INFORMATION The hearing is set for:

May 7, 2024 9:00 AM Velva Moses-Thompson Google Meet. A link will be provided directly from The Office of Administrative Hearings. Go to www.azoah.com to request to appear in-person.

If you have requested to appear in-person at the hearing, the hearing will

be held at 1740 W Adams Street, Phoenix, AZ 85007.

You must attend this hearing. This is an adversarial hearing before an administrative law judge, and is conducted in a similar manner as judicial proceedings. Thus, you must be prepared to present evidence, including witness testimony and documents, in support of your case.

STATEMENT OF LEGAL AUTHORITY AND JURISDICTION The State of Arizona has determined that the licensing and regulation of construction contractors is a proper state function, and has vested authority in the Registrar of Contractors

to administer Title 32, Chapter 10 of the Arizona Revised Statutes. A.R.S. §§ 32-1101 et seq.

All hearings for alleged violations of Title 32, Chapter 10 are conducted under Title 41,

Chapter 6, Article 10. A.R.S. § 32-1156.

The statutes and rules governing the hearing can be found at: Arizona Revised Statutes §§ 41-1092 to -1092.12, and Arizona Administrative Code R2-19-101 to -122. PARTICULAR ARIZONA STATUTES AND RULES INVOLVED The statutes and rules the Respondent is alleged to have violated are cited in the complaint and citation, which were served on the Respondent on March 8, 2024.

SHORT AND PLAIN STATEMENT OF THE MATTERS ASSERTED The complaint and citation allege that the Respondent committed the following act(s):

Charge: 1 A.R.S. § 32-1154(A)(10)

THE PARTIES TO THE ADMINISTRATIVE HEARING

Because Respondent is a licensee and is charged with an act(s) or omission(s) that is cause for the suspension or revocation of a license, Respondent is a party to this case and will be a party to the hearing. Because Complainant alleged Respondent committed an act(s) or omission(s) that is cause for the suspension or revocation of a license, Complainant is a party to this case and will be a party to the hearing.

Respondent and Complainant, as the parties to the hearing, will present evidence and

argument to the administrative law judge.

RIGHT TO BE REPRESENTED The parties to the administrative hearing may choose to be represented by an attorney.

A.R.S. § 41-1092.07(B). If one of the parties is a company, the company may be represented by an officer or employee if that person satisfies the conditions set forth in A.R.S. § 32- 1156(B). CHANGE OF ADDRESS Each party must inform the Registrar and the Office of Administrative Hearings of any change of address within five (5) days of the change. A.R.S. § 41-1092.04.

HEARING PROCEDURES AND RULES The administrative hearing will be conducted in accordance with A.R.S. §§ 41-1092 to -1092.12, and A.A.C. R2-19-101 to -122. The parties should review the statutes, rules, and processes governing the administrative hearing. Copies of the statutes, rules, and articles regarding the administrative hearing process can be found at https://www.azoah.com/.

REGISTRAR’S APPEARANCE BY VIDEO CONFERENCE OR TELEPHONE The Registrar’s investigators, employees, and attorneys will appear at the hearing via video conference or telephone unless requested by a party to appear in-person. Requests for the Registrar’s investigators, employees, or attorneys to appear in-person must be filed with the Registrar and the Office of Administrative Hearings no later than seven (7) calendar days prior to the hearing date.

HEARING PACKET In the interests of administrative efficiency, the Registrar compiles and discloses

certain documents to the parties and the Office of Administrative Hearings. These documents

are attached to this Notice of Hearing as the “Hearing Packet.” If any party wishes to submit

additional evidence, they must do so during the hearing after completing a disclosure statement. See “Disclosure Statement” section below. SUBPOENAS FOR TESTIMONY FROM A WITNESS OR DOCUMENTS The parties to the hearing must be prepared to present evidence in support of their

case. If a party wants to obtain testimony from a witness or documents not in the party’s

possession, the party must prepare and file a written subpoena for the Administrative Law

Judge to review and sign, if approved. A.R.S. § 41-1092.07(C). Forms for requesting a

subpoena can be found on the Office of Administrative Hearings’ website at www.azoah.com. The party seeking a subpoena must serve notice on all the parties to the hearing, and on the Registrar. A.R.S. § 41-1092.04.

DISCLOSURE STATEMENT At least seven calendar days before the hearing, each party must prepare and serve a

disclosure statement on all other parties, and file it with the Office of Administrative Hearings.

A.A.C. R4-9-118; A.A.C. R2-19-108. The disclosure statement must include any exhibit the

party will use at the hearing. A party’s failure to timely disclose any witness or exhibit, without good cause, may result in the administrative law judge excluding those witnesses or exhibits from being used at the hearing. A.A.C. R4-9-118(C). A sample disclosure form is available on the Registrar’s website at https://roc.az.gov/forms/RC-L-800A%20- %20Prehearing%20Disclosure%20Statement%2020191007v4.pdf

CHANGING THE HEARING DATE The date of the hearing may only be advanced or delayed on the agreement of the

parties or on a showing of good cause. A.R.S. § 41-1092.05(C). The date of the hearing may

be changed by filing a written agreement of the parties to change the date of the hearing. The

written agreement must be filed with the Office of Administrative Hearings, directed to the

assigned Administrative Law Judge, and transmitted to the Registrar and all other parties. The

assigned Administrative Law Judge may be found on the Office of Administrative Hearings’ web portal at www.azoah.com If a party would like to move the date of the hearing without agreement of all parties, the party must file a written motion with the Office of Administrative Hearings, directed to the assigned Administrative Law Judge, and transmit a copy to the Registrar and all other parties.

The motion must state in detail good cause for why the date of the hearing should be advanced or delayed, and the position of all other parties regarding the advancement or delay. A party may also file a motion asserting a right to an expedited hearing upon a showing of extraordinary circumstances or the possibility of irreparable harm. A.R.S. § 41-1092.05(E).

RESOLUTION SHORT OF ADJUDICATION In any case which is resolved or settled by the parties, or which is withdrawn by the Complainant without objection from Respondent after the Notice of Hearing is issued, the parties must notify the Office of Administrative Hearings of the resolution or settlement. Any such cases will be listed on the Registrar’s website and its records under the category: “Closed Complaints – Resolved/Settled/Withdrawn.” Dated March 19, 2024.

By: /s/ Erika Hoskin Erika Hoskin Legal Secretary Legal Department Arizona Registrar of Contractors Copy mailed via USPS First Class mail March 19, 2024 to: Respondent(s) HMW Construction LLC 4225 S 80th St Omaha, NE 68127

HMW Construction LLC 7887 F St Omaha, NE 68127

Complainant(s) K&G Construction LLC 1578 N Tucana Ct Gilbert, AZ 85234

Copy sent electronically this same date to: Respondent at email address on record with the Registrar Complainant at email address on record with the Registrar

Case No. 2024-00681 /

Katie Hobbs, Governor Martin Quezada, Director

Hearing Packet FAQ What is the Hearing Packet?

The Hearing Packet is a packet of certain documents collected or issued by the Registrar over the course of its investigation.

Who gets the Hearing Packet?

The Hearing Packet is assembled and distributed to all parties and to the Office of Administrative Hearings (“OAH”) prior to an administrative hearing.

What types of cases does the Registrar prepare a Hearing Packet for?

The Registrar prepares a Hearing Packet for Complainant-Handled Cases and No-Pay Cases. Note: If the Docket Number on the Notice of Hearing contains a “CHC” or “NPC”, your case is a Complainant-Handled Case or a No-Pay Case.

What is in the Hearing Packet?

The Hearing Packet contains essential case-specific documents and at a minimum will include the following documents:

● Original complaint;

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov Hearing Packet FAQ

Katie Hobbs, Governor Martin Quezada, Director

● Citation; and ● Answer.

The Hearing Packet will also contain the following documents (if applicable):

● Jobsite inspection notices, notes, and photos; ● Written directives; and ● Compliance inspection notices, notes, and photos.

What if there are documents missing from the Hearing Packet?

If there is any evidence you submitted to the Registrar that are not included in the Hearing Packet it is your responsibility to introduce that evidence at the administrative hearing. Note: The administrative law judge assigned to your case does not have access to the entire Registrar record.

If there is additional evidence you submitted to the Registrar during the investigation that you also want to introduce as evidence during your hearing, it is your responsibility to:

● Properly disclose that evidence to the other party; and ● Introduce the evidence during your hearing.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov Hearing Packet FAQ

Katie Hobbs, Governor Martin Quezada, Director

How do I disclose evidence I intend to use at a Hearing?

You must properly disclose any and all documents and witnesses you intend to use at your hearing according to the Registrar’s Prehearing Disclosure Rules. See Arizona Administrative Code Section R4-9-118.

A sample prehearing disclosure form and instructions are provided to the parties by the Registrar.

How do I obtain documents I previously submitted to the Registrar?

If you previously submitted documents to the Registrar and need a copy of these documents, please contact the Registrar’s Legal Department or submit a public records request at https://roc.force.com/AZRoc/s/roc-public-request.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Within AZ 877.692.9762 · Fax 602.542.1599 · roc.az.gov Hearing Packet FAQ

January 19, 2024

Via U.S. Mail and Email

Complainant K&G Construction LLC 1578 N Tucana Ct Gilbert, AZ 85234

Via U.S. Mail and Email

Respondent HMW Construction LLC 4225 S 80th St Omaha, NE 68127

HMW Construction LLC 7887 F St. Omaha, NE 68127

Re: Complaint No. 2024-00681

Dear Complainant and Respondent:

The Registrar received a complaint filed against HMW Construction LLC for non- payment of materials or services rendered. This complaint is incomplete and will not be substantively reviewed by the Registrar until the following documentation is provided: 1. As indicated on the Non-Payment Complaint Form Instructions & Checklist, provide a copy of the original construction contract signed (by both parties). If no written contract, provide a written statement describing the agreement that includes the following information: • The reason a written contract is not being provided. • A description of the work to be performed under the contract. • The names of the people who negotiated the contract. • The agreed upon payment schedule. • An explanation of who was to receive payment. • The date the work was to be completed.

Please provide ALL requested information by January 29, 2024. The Registrar will close this complaint (as incomplete) without further written notice if you fail to provide the requested documentation by such date.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg100a 11/23 Documents can be submitted by:

Mail: P.O. Box 18244, Phoenix, Arizona, 85005-8244 In-Person: 1700 W. Washington St., Ste. 105, Phoenix, Arizona, 85007-2812 Email: [email redacted]

Although the complaint is incomplete at this time, Respondent may file a response with the Registrar raising any issues or affirmative defenses to the complaint.

If the required information is provided and this complaint becomes complete, Respondent will be provided an additional opportunity to respond to the complaint.

Sincerely,

/s/ Tedi Quezada ________________ Tedi Quezada Legal Department 1700 W Washington St. Ste. 105 Phoenix, AZ 85007

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg100a 11/23 Non-Payment Complaint Form Departmental Use Only Complaint Number: Mail to: Registrar of Contractors P.O. Box 18243 Phoenix, AZ 85005-8243

Person Filing Complaint (Payee) Business Name Full Name (First Middle Last) ROC License Number(s) (if any) Kevin Thomas Matzke Street Address City State Zip Code 1578 N Tucana Ct Gilbert Arizona 85234 Phone Number Email Address [number redacted] [email redacted] I consent to receive communications electronically in connection with this case

Name of Attorney (if any)

Attorney’s Street Address City State Zip Code

Attorney’s Phone Number Attorney’s Email Address

Licensee Information (Payer) Name (as shown on contracts, invoices, etc.) ROC License Number(s) HMW Construction LLC ROC 328765 Street Address City State Zip Code 4225 S 80th St Omaha NE 68127 Phone Number Email Address

Name of Person(s) Representing License Hank Doss Complaint Information Principal Amount Due (excluding interest and fees) Contract Date (if applicable) $62,992.28 September 18, 2023 Have you filed a civil complaint? No List all specific invoices which have not been paid. Attach additional pages if necessary. 1149, 1146, 1145, 1143, 1142, 1140

Certification I certify, upon information and belief, that the above-named licensee has failed to pay monies in excess of seven hundred fifty dollars when due for materials or services rendered in connection with the licensee’s operations as a contractor. I further certify, upon information and belief, that the above-named licensee has the capacity to pay, or has received sufficient monies as payment for the particular construction work project or operation for which the services or materials were rendered or purchased. A.R.S. § 32-1154(A)(10). Printed Name Signature Date Kevin Thomas Matzke Declaration & Signature I am the Complainant in this Complaint Form or Complainant’s duly authorized representative. I declare under penalty of perjury that the information contained in this Form is true and correct to the best of my knowledge. I further certify that any documents submitted in support of this complaint are true and correct copies of the originals and are accurate to the best of my knowledge. I will assist in the investigation or in the prosecution of the contractor or other parties, and will, if necessary, attend hearings and testify to facts. Printed Name Signature Date Kevin Thomas Matzke INVOICE

K&G Construction LLC/D&G Landscaping kandgconstructionaz ROC 349465, 346290, 346254 @gmail.com +1 (480) 500-1746 1578 North Tucana Ct Gilbert, AZ 85234

HMW Construction Bill to HMW Construction 129 East Pima Street Phoenix, AZ 85004

Invoice details Invoice no.: 1140 Terms: Due on receipt Invoice date: 09/18/2023 Due date: 09/25/2023

# Date Product or service SKU Qty Rate Amount

1. $0.00 LUMEN Project P.032287

2. 09/19/2023 Drilling/Bore $10.50 $1,365.00 Bore Single Pipe-7 day pay

P-68 to corner of 7251 E Navarro Ave, to cross to North side of street and north on Terripin Circle. 130ft total 3 pipes

3. 09/19/2023 Bore-Additional Pipe 7 Day 130 $1.125 $146.25 Bore-Additional Pipe-7 day pay

P-68 to corner of 7251 E Navarro Ave, to cross to North side of street and north on Terripin Circle. 130ft total 3 pipes

4. 09/19/2023 Bore-Additional Pipe 7 Day 130 $1.125 $146.25 Bore-Additional Pipe-7 day pay

P-68 to corner of 7251 E Navarro Ave, to cross to North side of street and north on Terripin Circle. 130ft total 3 pipes

5. 09/20/2023 Drilling/Bore $10.50 $1,942.50 Bore Single Pipe-7 day pay

P-13 South, crossing E Navarro Ave to splice pipes from P-68. Total 185ft, 3 Pipes

6. 09/20/2023 Bore-Additional Pipe 7 Day 185 $1.125 $208.13 Bore-Additional Pipe-7 day pay

P-13 South, crossing E Navarro Ave to splice pipes from P-68. Total 185ft, 3 Pipes 7. 09/20/2023 Bore-Additional Pipe 7 Day 185 $1.125 $208.13 Bore-Additional Pipe-7 day pay

P-13 South, crossing E Navarro Ave to splice pipes from P-68. Total 185ft, 3 Pipes

8. 09/20/2023 Existing Facility 4 $31.80 $127.20 Dig and Expose Existing Facility-Per Cubic Yard

2637 S Terripin Circle 2649 S Terripin Cirlce

9. 09/21/2023 Drilling/Bore $10.50 $903.00 Bore Single Pipe-7 day pay

S-102 South to splice with pipes from P-67. West side of 72nd Circle. Total 86 ft, 2 pipes

10. 09/21/2023 Bore-Additional Pipe 7 Day 86 $1.125 $96.75 Bore-Additional Pipe-7 day pay

S-102 South to splice with pipes from P-67. Total 86 ft, 2 pipes

11. 09/21/2023 Existing Facility 2 $31.80 $63.60 Dig and Expose Existing Facility-Per Cubic Yard

2654 S 72nd Circle

12. 09/22/2023 Drilling/Bore $10.50 $6,825.00 Bore Single Pipe-7 day pay

72nd Street from E Madero Ave to E Monte Ave, East side of 72nd St. 650ft, 1 pipe

13. 09/22/2023 Drilling/Bore $10.50 $1,701.00 Bore Single Pipe-7 day pay

2654 S 72nd Circle to P-12. West side of 72nd Circle. 162ft total, 2 pipes

14. 09/22/2023 Bore-Additional Pipe 7 Day 162 $1.125 $182.25 Bore-Additional Pipe-7 day pay

2654 S 72nd Circle to P-12. West side of 72nd Circle. 162ft total, 2 pipes

15. 09/22/2023 Existing Facility 4 $31.80 $127.20 Dig and Expose Existing Facility-Per Cubic Yard

2646 S 72nd Circle 2638 S 72nd Circle

16. Hydro- Vac Dump 7 $100.00 $700.00 Hydro-Vac Dump Charge

17. $0.00 ACH ON 10/10/23 FOR 13496.55

Total $14,742.26 Cash, Zelle or Approved Check excepted for payment

Payment -$9,757.49 Balance due $4,984.77

Overdue 09/25/2023 INVOICE

K&G Construction LLC/D&G Landscaping kandgconstructionaz ROC 349465, 346290, 346254 @gmail.com +1 (480) 500-1746 1578 North Tucana Ct Gilbert, AZ 85234

HMW Construction Bill to HMW Construction 129 East Pima Street Phoenix, AZ 85004

Invoice details Invoice no.: 1142 Terms: Due on receipt Invoice date: 10/02/2023 Due date: 10/09/2023

# Date Product or service SKU Qty Rate Amount

1. $0.00 Project P.032287 Lumen

2. Drilling/Bore $10.50 $3,318.00 Bore Single Pipe-7 day pay

7445 E Nopal Ave, P-42 to P-74 @7505 E Nopal Ave. 316ft, 4 pipes total

3. Bore-Additional Pipe 7 Day 316 $1.125 $355.50 Bore-Additional Pipe-7 day pay

7445 E Nopal Ave, P-42 to P-74 @7505 E Nopal Ave. 316ft, 4 pipes total

4. Bore-Additional Pipe 7 Day 315 $1.125 $354.38 Bore-Additional Pipe-7 day pay

7445 E Nopal Ave, P-42 to P-74 @7505 E Nopal Ave. 316ft, 4 pipes total

5. Bore-Additional Pipe 7 Day 316 $1.125 $355.50 Bore-Additional Pipe-7 day pay

7445 E Nopal Ave, P-42 to P-74 @7505 E Nopal Ave. 316ft, 4 pipes total

6. Existing Facility 6 $31.80 $190.80 Dig and Expose Existing Facility-Per Cubic Yard

7449 E Nopal Ave 7457 E Nopal Ave 7461 E Nopal Ave 7. Asphalt 4 $7.313 $29.25 Asphalt-Temperary Cold Patch-Per Square Foot

8. Drilling/Bore $10.50 $4,147.50 Bore Single Pipe-7 day pay

P42 to corner of S Raven and E Nopal Ave. 2 Pipes. Total ft 395. 1-395, 2-215

9. Bore-Additional Pipe 7 Day 215 $1.125 $241.88 Bore-Additional Pipe-7 day pay

P42 to corner of S Raven and E Nopal Ave. 2 Pipes. Total ft 395. 1-395, 2-215

10. Asphalt 2 $7.313 $14.63 Asphalt-Temperary Cold Patch-Per Square Foot

11. Pedestal-Medium 1 $24.33 $24.33 Pedestal-Medium RMV-Per Unit 7 Day

12. Pedestal-Medium 1 $28.612 $28.61 Pedestal-Medium-Per Unit 7 Day

13. Existing Facility 6 $31.80 $190.80 Dig and Expose Existing Facility-Per Cubic Yard

7437 E Nopal Ave 7425 E Nopal Ave 7415 E Nopal Ave

14. 10/05/2023 Drilling/Bore $10.50 $4,431.00 Bore Single Pipe-7 day pay

P-58 to P-36 and past in preparation to cross street east 422ft total, 1-422, 2-280

15. 10/05/2023 Bore-Additional Pipe 7 Day 280 $1.125 $315.00 Bore-Additional Pipe-7 day pay

P-58 to Connection @ S Raven and E Nopal Ave 280 ft total

16. 10/05/2023 Asphalt 6 $7.313 $43.88 Asphalt-Temporary Cold Patch-Per Square Foot

17. 10/05/2023 Existing Facility 10 $31.80 $318.00 Dig and Expose Existing Facility-Per Cubic Yard

2748 S Raven 2744 S Raven 2738 S Raven 2724 S Raven 2710 S Raven

18. 10/06/2023 Drilling/Bore $10.50 $1,785.00 Bore Single Pipe-7 day pay

7446 E Naranja 170 ft total, 2 pipes 19. 10/06/2023 Bore-Additional Pipe 7 Day 170 $1.125 $191.25 Bore-Additional Pipe-7 day pay

7446 E Naranja Ave

20. 10/06/2023 Asphalt 11.5 $7.313 $84.10 Asphalt-Temperary Cold Patch-Per Square Foot

21. 10/06/2023 Existing Facility 8 $31.80 $254.40 Dig and Expose Existing Facility-Per Cubic Yard

7446 E Naranja Ave 7438 E Naranja Ave 7426 E Naranja Ave 7416 E Naranja Ave

22. Pedestal-Medium 2 $28.612 $57.22 Pedestal-Medium-Per Unit 7 Day

23. Pedestal-Medium 2 $24.33 $48.66 Pedestal-Medium RMV-Per Unit 7 Day

24. Hydro- Vac Dump 11 $100.00 $1,100.00 Hydro-Vac Dump Charge

25. $0.00 ACH ON 10/23/23 FOR 14913.68

26. $0.00 975.30 ACH CREDITED FROM 10/16/23 ACH PAYMENT ON INVOICE 1141

Total $17,879.69 Cash, Zelle or Approved Check excepted for payment

Payment -$15,888.98

Balance due $1,990.71

Overdue 10/09/2023 INVOICE

K&G Construction LLC/D&G Landscaping kandgconstructionaz ROC 349465, 346290, 346254 @gmail.com +1 (480) 500-1746 1578 North Tucana Ct Gilbert, AZ 85234

HMW Construction Bill to HMW Construction 129 East Pima Street Phoenix, AZ 85004

Invoice details Invoice no.: 1143 Terms: Due on receipt Invoice date: 10/09/2023 Due date: 10/16/2023

# Date Product or service SKU Qty Rate Amount

1. 10/09/2023 Drilling/Bore 280 $10.50 $2,940.00 Bore Single Pipe-7 day pay

7438 E Naranja Ave to 2753 S Raven. 280ft total, 2 Pipes

2. 10/09/2023 Bore-Additional Pipe 7 Day 280 $1.13 $316.40 Bore-Additional Pipe-7 day pay

7438 E Naranja Ave to 2753 S Raven. 280ft total, 2 Pipes

3. 10/09/2023 Asphalt 8 $7.31 $58.48 Asphalt-Temperary Cold Patch-Per Square Foot

4. Drilling/Bore 444 $10.50 $4,662.00 Bore Single Pipe-7 day pay

P73-P40. 444ft total, 1 Pipe

5. 10/10/2023 Existing Facility 10 $31.80 $318.00 Dig and Expose Existing Facility-Per Cubic Yard

7462 E Naranja Ave 7506 E Naranja Ave 7510 E Naranja Ave 7514 E Naranja Ave 7518 E Naranja Ave

6. Asphalt 5 $7.31 $36.55 Asphalt-Temperary Cold Patch-Per Square Foot 7. Pedestal-Medium 1 $28.61 $28.61 Pedestal-Medium-Per Unit 7 Day

8. Pedestal-Medium 1 $24.33 $24.33 Pedestal-Medium RMV-Per Unit 7 Day

9. 10/11/2023 Drilling/Bore 905 $10.50 $9,502.50 Bore Single Pipe-7 day pay

P-51 to 7422 E Navarro Ave. 905ft total, 2 Pipes

10. 10/11/2023 Bore-Additional Pipe 7 Day 260 $1.125 $292.50 Bore-Additional Pipe-7 Day Pay

P-51 to 7422 E Navarro Ave. 905ft total, 2 Pipes

11. 10/11/2023 Existing Facility 16 $31.80 $508.80 Dig and Expose Existing Facility-Per Cubic Yard

7518 E Navarro Ave 7512 E Navarro Ave 7502 E Navarro Ave 7460 E Navarro Ave 7442 E Navarro Ave 7432 E Navarro Ave 7428 E Navarro Ave 7422 E Navarro Ave

12. 10/11/2023 Asphalt 12 $7.313 $87.76 Asphalt-Temperary Cold Patch-Per Square Foot

13. 10/12/2023 Drilling/Bore 465 $10.50 $4,882.50 Bore Single Pipe7 day pay 465ft total

P-52 to P-51. 2 Pipe 465ft. P-49 to connection @ 2650 S Raven. 1 Pipe 165ft

14. 10/12/2023 Bore-Additional Pipe 7 Day 300 $1.125 $337.50 Bore-Additional Pipe-7 Day Pay

P-52 to P-51. 2 Pipe 465ft. P-49 to connection @ 2650 S Raven. 1 Pipe 165ft

15. Existing Facility 4 $31.80 $127.20 Dig and Expose Existing Facility-Per Cubic Yard

7413 E Navarro Ave 7452 E Navarro Ave

16. 10/12/2023 Asphalt 42 $7.313 $307.15 Asphalt-Temperary Cold Patch-Per Square Foot

17. 10/13/2023 Drilling/Bore 75 $10.50 $787.50 Bore Single Pipe-7 Day Pay

7422 E Navarro Ave crossing street to 7421 E Navarro Ave. Total 75 ft, 2 pipes 18. Drilling/Bore $10.50 $787.50 Bore Single Pipe-7 Day Pay

7422 E Navarro Ave crossing street to 7421 E Navarro Ave. Total 75 ft, 2 pipes

19. Hydro- Vac Dump 11 $100.00 $1,100.00 Hydro-Vac Dump Charge

20. Asphalt 24 $7.313 $175.51 Asphalt-Temporary Cold Patch-Per Square Foot

21. Pedestal-Medium 4 $24.33 $97.32 Pedestal-Medium RMV-Per Unit 7 Day

22. Pedestal-Medium 4 $28.612 $114.45 Pedestal-Medium-Per Unit 7 Day

23. $0.00 ACH 11/1/23 FOR 25,075.98

Total $27,492.56 Cash, Zelle or Approved Check excepted for payment

Payment -$25,075.98

Balance due $2,416.58

Overdue 10/16/2023 INVOICE

K&G Construction LLC/D&G Landscaping kandgconstructionaz ROC 349465, 346290, 346254 @gmail.com +1 (480) 500-1746 1578 North Tucana Ct Gilbert, AZ 85234

HMW Construction Bill to Ship to HMW Construction HMW Construction 129 East Pima Street 129 East Pima Street Phoenix, AZ 85004 Phoenix, AZ 85004

Invoice details Invoice no.: 1145 Terms: Due on receipt Invoice date: 10/22/2023 Due date: 10/22/2023

# Date Product or service SKU Qty Rate Amount

1. $0.00 P.032287

2. 10/20/2023 Drilling/Bore $10.50 $8,893.50 Bore Single Pipe-7 day pay

7442 E Nido Ave to P63/ End of Street. 2 Pipes, 847ft total. 1-847ft/1-197ft

3. 10/20/2023 Bore-Additional Pipe 7 Day 197 $1.125 $221.63 Bore-Additional Pipe-7 day pay

7442 E Nido Ave to P63/ End of Street. 2 Pipes, 847ft total. 1-847ft/1-197ft

4. 10/20/2023 Asphalt 36 $7.313 $263.27 Asphalt-Temperary Cold Patch-Per Square Foot

5. 10/20/2023 Existing Facility 22 $31.80 $699.60 Dig and Expose Existing Facility-Per Cubic Yard

7446 E Nido Ave 7456 E Nido Ave 7462 E Nido Ave 7466 E Nido Ave 7510 E Nido Ave 7514 E Nido Ave 7526 E Nido Ave 7532 E Nido Ave 7542 E Nido Ave 7546 E Nido Ave 6. 10/20/2023 Hydro- Vac Dump 14 $100.00 $1,400.00 Hydro-Vac Dump Charge

7. 10/20/2023 Cut Concrete 14 $4.335 $60.69 Concrete RMV Per Sq Ft 7 Day Pay

8. 10/20/2023 Pedestal-Medium 1 $24.33 $24.33 Pedestal-Medium RMV-Per Unit 7 Day

9. 10/20/2023 Pedestal-Medium 1 $28.612 $28.61 Pedestal-Medium-Per Unit 7 Day

10. 10/17/2023 Asphalt 14 $7.313 $102.38 Asphalt-Temperary Cold Patch-Per Square Foot

11. 10/17/2023 Drilling/Bore $10.50 $5,932.50 Bore Single Pipe-7 day pay

P50 2662 S Raven to P53 2628 S Raven. 565ft total, 3 Pipes. 1-565/1-180/1-76

12. 10/17/2023 Bore-Additional Pipe 7 Day 180 $1.125 $202.50 Bore-Additional Pipe-7 day pay

P50 2662 S Raven to P53 2628 S Raven. 565ft total, 3 Pipes. 1-565/1-180/1-76

13. 10/17/2023 Bore-Additional Pipe 7 Day 76 $1.125 $85.50 Bore-Additional Pipe-7 day pay

P50 2662 S Raven to P53 2628 S Raven. 565ft total, 3 Pipes. 1-565/1-180/1-76

14. 10/17/2023 Existing Facility 14 $31.80 $445.20 Dig and Expose Existing Facility-Per Cubic Yard

2650 S Raven 2644 S Raven 2534 S Raven 2620 S Raven 2616 S Raven 2610 S Raven

15. 10/17/2023 Pedestal-Medium 1 $28.612 $28.61 Pedestal-Medium-Per Unit 7 Day P50

16. 10/17/2023 Pedestal-Medium 1 $24.33 $24.33 Pedestal-Medium RMV-Per Unit 7 Day P50

17. 10/17/2023 Cut Concrete 6 $4.335 $26.01 Concrete RMV Per Sq Ft 7 Day Pay

Total $18,438.66 Cash, Zelle or Approved Check excepted for payment

Payment -$14,913.68

Balance due $3,524.98 Overdue 10/22/2023 INVOICE

K&G Construction LLC/D&G Landscaping kandgconstructionaz ROC 349465, 346290, 346254 @gmail.com +1 (480) 500-1746 1578 North Tucana Ct Gilbert, AZ 85234

HMW Construction Bill to Ship to HMW Construction HMW Construction 129 East Pima Street 129 East Pima Street Phoenix, AZ 85004 Phoenix, AZ 85004

Invoice details Invoice no.: 1146 Terms: Due on receipt Invoice date: 10/23/2023 Due date: 10/27/2023

# Date Product or service SKU Qty Rate Amount

1. $0.00 P.0032289

2. 10/27/2023 Drilling/Bore $10.50 $9,639.00 Bore Single Pipe-7 day pay

P60-P63 total 918ft. 1-918/2-208

3. 10/27/2023 Bore-Additional Pipe 7 Day 208 $1.125 $234.00 Bore-Additional Pipe

P60-P63 total 918ft. 1-918/2-208

4. 10/27/2023 Hydro- Vac Dump 13 $100.00 $1,300.00 Hydro-Vac Dump Charge

5. 10/27/2023 Existing Facility 18 $31.80 $572.40 Dig and Expose Existing Facility-Per Cubic Yard

7446 E Nido Ave 7450 E Nido Ave 7456 E Nido Ave 7466 E Nido Ave 7504 E Nido Ave 7510 E Nido Ave 7520 E Nido Ave 7538 E Nido Ave 7542 E Nido Ave 6. 10/27/2023 Asphalt 49 $7.313 $358.34 Asphalt-Temporary Cold Patch-Per Square Foot

7. 10/27/2023 Pedestal-Medium 8 $28.612 $228.90 Pedestal-Medium-Per Unit 7 Day

8. 10/27/2023 Pedestal-Medium 8 $24.33 $194.64 Pedestal-Medium RMV-Per Unit 7 Day

9. 11/03/2023 Drilling/Bore $10.50 $14,805.00 Bore Single Pipe-7 day pay

HH 41044 to P57 1410 ft total. 1-1410/2-440

10. 11/03/2023 Bore-Additional Pipe 7 Day 440 $1.125 $495.00 Bore-Additional Pipe-7 day pay

HH 41044 to P57 1410 ft total. 1-1410/2-440

11. 11/03/2023 Hydro- Vac Dump 13 $100.00 $1,300.00 Hydro-Vac Dump Charge

12. 11/03/2023 Existing Facility 24 $31.80 $763.20 Dig and Expose Existing Facility-Per Cubic Yard

2632 S Rowen 2628 S Rowen 2618 S Rowen 7434 e Natal Ave 7438 E Natal Ave 7442 E Natal Ave 7450 E Natal Ave 7454 E Natal Ave 7464 E Natal Ave 7506 E Natal Ave 7536 E Natal Ave 7548 E Natal Ave

13. 11/03/2023 Asphalt 68 $7.313 $497.28 Asphalt-Temporary Cold Patch-Per Square Foot

14. 11/03/2023 Pedestal-Medium 6 $28.612 $171.67 Pedestal-Medium-Per Unit 7 Day

15. 11/03/2023 Pedestal-Medium 6 $24.33 $145.98 Pedestal-Medium RMV-Per Unit 7 Day

16. $0.00 ACH PAYMENT MADE 12/18/23 14913.68

Total $30,705.41 Cash, Zelle or Approved Check excepted for payment

Overdue 10/27/2023 INVOICE

K&G Construction LLC/D&G Landscaping kandgconstructionaz ROC 349465, 346290, 346254 @gmail.com +1 (480) 500-1746 1578 North Tucana Ct Gilbert, AZ 85234

HMW Construction Bill to Ship to HMW Construction HMW Construction 129 East Pima Street 129 East Pima Street Phoenix, AZ 85004 Phoenix, AZ 85004

Invoice details Invoice no.: 1149 Terms: Due on receipt Invoice date: 11/27/2023 Due date: 11/27/2023

# Date Product or service SKU Qty Rate Amount

1. $0.00 P032287

2. Drilling/Bore $10.50 $4,536.00 Bore Single Pipe-7 DAY PAY

P59-P60 1 pipe 432ft total

3. 11/24/2023 Hydro- Vac Dump 12 $100.00 $1,200.00 Hydro-Vac Dump Charge

4. 11/24/2023 Bore-Additional Pipe 7 Day 191 $1.125 $214.88 Bore-Additional Pipe-7 DAY

P59-P80 1 additional pipe 191ft total

5. 11/24/2023 Pedestal-Medium 3 $28.612 $85.84 Pedestal-Medium-Per Unit 7 Day P59 P60 P80

6. 11/24/2023 Pedestal-Medium 3 $24.33 $72.99 Pedestal-Medium RMV-Per Unit 7 Day P59 P60 P80 7. 11/24/2023 Existing Facility 12 $31.80 $381.60 Dig and Expose Existing Facility-Per Cubic Yard-7 DAY PAY 7438 E Nido Ave 7428 E Nido Ave 7418 E Nido Ave 7414 E Nido Ave 7410 E Nido Ave 2604 S Raven

8. 11/24/2023 Asphalt 30 $7.313 $219.39 Asphalt-Temperary Cold Patch-Per Square Foot 7 DAY PAY

9. 11/24/2023 Drilling/Bore $10.50 $2,499.00 Bore Single Pipe-7 DAY PAY P.019840

S-71 to North Side of East Plana Ave @ 9538 E Plana Ave to existing pipe and connect 238ft total, 1 Pipe

10. 11/24/2023 Existing Facility 4 $31.80 $127.20 Dig and Expose Existing Facility-Per Cubic Yard-7 DAY PAY 3123 S Cortland Circle 3111 S Cortland Circle P.019840

11. 11/24/2023 Pedestal-Medium 1 $28.612 $28.61 Pedestal-Medium RMV-Per Unit 7 Day S71 P.019840

12. 11/24/2023 Pedestal-Medium 1 $28.612 $28.61 Pedestal-Medium-Per Unit 7 Day S71 P.019840

13. 11/24/2023 Asphalt 1 $7.313 $7.31 Asphalt-Temperary Cold Patch-Per Square Foot 7 DAY PAY P.019840

14. 11/24/2023 Drilling/Bore $10.50 $2,205.00 Bore Single Pipe-7 DAY PAY P.019840 3305 E Pampa Ave to SE Corner of S 93rd St/E Portobello to HH P31, 210ft total 1 Pipe

15. 11/24/2023 Drilling/Bore $10.50 $5,775.00 Bore Single Pipe-7 DAY PAY P019840 From S29 to NW Corner of E Portobello Ave/S 93rd St and turned corner to West and drilled along North side of E Portobello Ave to 92 Circle to join existing pipe

total 550 ft, 1 Pipe, 250ft for 2 Pipes

16. 11/24/2023 Bore-Additional Pipe 7 Day 250 $1.125 $281.25 Bore-Additional Pipe-7 DAY PAY NW Corner of E Portobello Ave/S 93rd St, West to S 92nd Circle, on North Side

Total 2 Pipes, 250Ft

17. 11/24/2023 Asphalt 42 $7.313 $307.15 Asphalt-Temperary Cold Patch-Per Square Foot 7 DAY PAY 18. 12/01/2023 Hydro- Vac Dump 14 $100.00 $1,400.00 Hydro-Vac Dump Charge

Total $19,369.83 Cash, Zelle or Approved Check excepted for payment

Overdue 11/27/2023 Received 1/24/24, 10:12 AM State of Arizona Mail - Fwd: Case 2024-00681 - Notice of Incomplete No-Pay Complaint - DO NOT REPLY 1/22/2024 ROC Legal

Legal New Mail - AZROC <[email redacted]>

Fwd: Case 2024-00681 - Notice of Incomplete No-Pay Complaint - DO NOT REPLY message

ap ap <[email redacted]> Mon, Jan 22, 2024 at 9:28 AM To: [email redacted], jason hatcher <[email redacted]>

Good Morning!

Please see below and attached for response to their claim: Invoice = 1132 = $6532.80 PAID via ACH 09-08-2023, Invoice was paid in full no adjustments because it was correct. Invoice = 1134 = $19,487.79, PAID via ACH 09-08-2023, Invoice was adjusted due to billing the wrong price and/or not being approved for payment. Invoice = 1135 = $6,627.25, PAID via ACH 09-18-2023, Invoice was adjusted due to billing the wrong price and/or not being approved for payment. Invoice = 1137 = $3,622.50, PAID via ACH 09-18-2023, Invoice was paid in full no adjustments because it was correct. Invoice = 1138 = $17,850.00 PAID via ACH 09-25-2023, Invoice was paid in full no adjustments because it was correct. Invoice = 1139 = $18,321.60 PAID via ACH 09-25-2023, Invoice was adjusted due to billing the wrong price and/or not being approved for payment. Invoice = 1140 = $13,496.55 PAID via ACH 10-10-2023, Invoice was adjusted due to billing the wrong price and/or not being approved for payment. Invoice = 1141 = $14,913.68 PAID via ACH 10-23-2023, Invoice was adjusted due to billing the wrong price and/or not being approved for payment. Invoice = 1142 = $16,430.42 PAID via ACH 10-16-2023, Invoice was adjusted due to billing the wrong price and/or not being approved for payment. Invoice = 1145 = $14,913.68 PAID via ACH 12-15-2023, Invoice was adjusted due to billing the wrong price and/or not being approved for payment. Invoice = 1146 = $29,213.99 PAID via Check #4428 on 01-10-2024, Invoice was adjusted due to billing the wrong price and/or not being approved for payment. Invoice = 1149 = We have no record of receiving this invoice until it was included on this email. It will be sent through our approval process and paid.

We have also attached our Subcontract Agreement with this Subcontractor for your review. We have attached all of the invoices in question of being paid in full as well.

Please reach out if you have any further questions.

Thank you,

---------- Forwarded message --------- From: Tedi Quezada <[email redacted]> Date: Fri, Jan 19, 2024 at 9:01 AM Subject: Case 2024-00681 - Notice of Incomplete No-Pay Complaint - DO NOT REPLY To:

Hello,

Please see the attached electronic courtesy copy of the Notice of Incomplete No-Pay Complaint issued in Case 2024-00681. This document was also sent to your attention via US Mail.

PLEASE DO NOT REPLY DIRECTLY TO THIS EMAIL. Any reply or response should be addressed to [email redacted]

Thank you

Tedi Quezada Legal Assistant II Legal Department Arizona Registrar of Contractors Main: 602.542-1525

Email: [email redacted]

The ROC is now on social media! Make sure to follow us on:

Fill out AZ ROC's survey to let us know how we're doing and how we can better serve you!

HMW Construction, LLC 4225 South 80th Street Omaha, NE 68127 402-275-6103

https://mail.google.com/mail/b/AEoRXRRTcjId_YujiEmoR9YzEkt4RA1BIZZqLXKJ1mmg2ARjSVaU/u/0/?ik=d3afebeda9&view=pt&search=all&permthi… 1/2 Received 1/24/24, 10:12 AM State of Arizona Mail - Fwd: Case 2024-00681 - Notice of Incomplete No-Pay Complaint - DO NOT REPLY 1/22/2024 attachments ROC Legal

20240119 Notice of Incomplete No-Pay Complaint 2024-00681 MAIL.pdf 506K Invoice_1140_from_KG_Construction_LLCDG_Landscape_LLC_ROC_346290_346254.pdf 689K K&G Inv. 1145.pdf 591K K&G Inv. 1146 - REVISED.pdf 578K Invoice_1141_from_KG_Construction_LLCDG_Landscape_LLC_ROC_346290_346254.pdf 998K K&G Inv. 1142.pdf 805K Invoice_1135_from_KG_Construction_LLCDG_Landscape_LLC.pdf 415K Invoice_1139_from_KG_Construction_LLCDG_Landscape_LLC.pdf 643K Invoice_1134_from_KG_Construction_LLCDG_Landscape_LLC.pdf 1000K Subcontract Agreement for K& G Construction for Pauley Job.pdf 1999K

https://mail.google.com/mail/b/AEoRXRRTcjId_YujiEmoR9YzEkt4RA1BIZZqLXKJ1mmg2ARjSVaU/u/0/?ik=d3afebeda9&view=pt&search=all&permthi… 2/2 Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal Received 1/22/2024 ROC Legal

SUBCONTRACT ACREEI\TENT

This Agrecment is made on this day of _ 202., ry and beiween HMW Consauction LLC (.Contracto:r1 and

In consideration ofthc mulpgr covenan* set forth to fumish bercin and the mutuar benefits gained by the performarce hereoi the parties b bc here,to aro fof fo*., ", l. The consist ofthis Agreemenl tre prime s bid and afiy documents ents or agn agr@ments referenced therein, special , specifications, drawings, drawings, issued.and ac*nowr&g"o u"r"* gxecuuon rqJxl;s oelors ;ilgl"'ffi i.*',ii";;-iol this l#irT.:r"{":,il5i1I, addendt addenda and modincations i,J; tl*: j:: Ag3i:::i1i*1l*,r?r tl#*j: lm:* i;";;;; Agreemenl smendmenq i,il i;";;;d;; iiii',r,r other documents ii,i',r,r ag..",.n,. ag..",.n,. n" fi :: l"^1':^+r-:1.*-i and supersedes pri* *s"ii;,t"rr, ffi #iii ;;;;;;;;#;ffi ;f";:Tilffif*::ffi ;:ffiffffi;h:,:i"*. "'"',f;"ffi3:T:::"r, 7. rtoy pow.l ofqqirye Contract. Subcontractor is bound torhe Contractor by the terms andsame f"*I,:*?I#*1.9:**:. con'actor ('primc contract'). A yy t copv orthe :o..rhelqwnelunduitr,"-co"];r *t*""n the *' owner and prim" c."*"i*rii u" p?ifi::"ilTlH*T subcontractor undcrrakes ro perform ail rhc duties anJobrigutioi; oirhu conbrctor under rhe Primc Contracr, insofar as said duties-and obligarions arc WorL Subcontnacror wi n nor do. or fai t ro dolany acr, i f iaiJ,ii.*,fy *inairectly, to rhe by-;;; ; con'aaor wourd be in breach of rhe prime contra.,. rrc"'""."*'rirr.rs ;"h' ;;;;;;ii,irl"'*,, any damagg incruding those under the prime Contract for liquidarod damagis or oril", con'actor shalr be entitred to recovei (ineruding by"mean" f..g", fo, aelays, then otguinrt uny u,nouno othcrwisc owning io subcontracror) su;t *rrr ino a"-"i"t "rli;"i i-..lru"o"tt in proportion o Subcontractor's responsibiriry for such dcray and durrg;. responsibili-ry for such delay and damages in a;;;;; "arentirred ro E ocatc shafl be is sole aiircrl"nl'i"iil.tor, aetcrminstion thercofshall be final and binding upontubcontractor.

Scanned with CamscaRnsr Received 1/22/2024 ROC Legal 't

4, ScMulc. Timc is of thc csscncr end thc Subcootactq qlees to kocp thoroughty infqrnd es m thc ovcnll proEress of dle Projccq to commcncc lnd to pto's€cutr thc Wort uo&rtatsr ln a pmmpt and diligcnl manner rfrenever such Work, or oty plrt of it, bccomcs availablo, or at such timc or limes os the Contractor may dirEcl. so rs to pIqnoic ttc gcmnl pogrcss of dr Projcct Ifthc Primc Contraa provides for an assessment ofliquidatod damaget against tho Contuctor, or acrrnl &lry damagcs suffcrcd by the Ovmer, lh! Subclotrsctor shall bc liablc to lhc Cootzctor for rny portion ofsuch demages that may, in th€ Contr8ctor'c disc1Etioq be a[ributed to the Subsonrecior's delays or failurc to pcrform or complcte the Subconfrd Work as rcquircd by thc Subconeact or thc Subconract Documents.

5- lnsurapce RcouirEmcnts. Subconhctor shall obtsin, meintain and pay for insurrncc in thc amount sct forth in thc attrched Subcontrr8tor ltrlurrnci€ Rcaoircrnartr or such glalcr amount if rcquircd by law. Sukontraclor's insurance shall be primary rnd nmc Contractor end Owna as additional insurcds" and shall *,aive subroption for the bcnefit of Cont&lor and Owncr.

6. Cedificates of Insuraoce. Subcontractor sholl submit a cadificat" of insuanco cvidencing insurance cowrage before any rvork is stsried on the Projesd

7. Pament of Bills. Subcontraaor shall pay for all materials, skill, tabor and insaumenrrliti6 lricd ir1 or in connection $ith the p€rformance ofthis Subcoffiact whcn and rs bills or claims lhcrefore come due, &nd to savc and protcct the Projcc! fhe Own* aod Contraclor from all claims if on liers on accouut [rereo{, and to fi.rnish satisfactory evidcoce to Contactor, whe! snd rcquircd lhat Subcontnactor hrs compihd with thc aborrc requircments.

8. Hold harmless, To the fullest cxtent penru'rcd by lsw, Suboo[kactor.grc€s to dcfcnd, indemnify and hold trarmless the Projcc! the Owner atd Conractor fiom ony and all loas or darnrgs oceasioned wholly or in pan by drc negJigent oct or omission of the Subcontactor or tlrat of anyone directly or indirectly employed by ihcm or perfomring thc Work of this Subcotrtsr.i urder the direction ofthe Subcon&actor or anyooe for whosc acts aoy ofthem may be liablc in carrying out rhc provisions ofthis Subcontrac.

o Or.rter Mandates. Subconbactor shall fully comply wilh all rtquiremeos nccrsirarcd by &e Owner, including any associated laws affecting the Work Suoh rcquircmants may includc applicablc prcrailing wagc laws, rse and tziniag ofrpprcnticeq nonollu5ion, dnrg r.ding; meeting subconrracting outreach goals, local hiring rulcs, labor rcpresentation rulcg cmplopc hackground che,cking and hngcrprintin& E-VGtiry, using only American-mrdc oltedtls, cle. Connactor will atempt to include refercnce to tho lpplicable rcquircmcots in tbc Subconhci Docurnent& or the ciginal Projcct bid documcnl!, ot make rcfertncc to fioir.yrilabillty ftom fto public cntity. However, failurc by Contrtctor to do so shall not rllicrrc Subcortncbr from iB obligarion for cnmplying with sll such roqukcmenls and paying all co$s and cxpcnsas lsseirtod therewidl. Suboonlr.ctor is solely rcsponsiblc for dacrnining thc epgllcabilig ofal! sttch raquirementc to Subcontrador's Scopa of Worlc

Assimrbilitv. This Subcomrlct nor rry psrr hGrlof,, rhall bo assigncd or ftrrthcr sublci by thc SubconFrtr witbout firn obtaiolng pemissioq in wrltin& form Conlrclor. ln Llrc cvcnl subcootncror ftrrhcr rublas or assignr any put 6 hbrlst oflhis Subconrracq widr tho approvrl of Colrtracror, thc Subcsrtrai:lor rhall bc bound by thc ermr rnd cditions of thir Subcontr*t Subcontrr€lor shlll bc fully rcsponsiblc for rll agtr md omisrlonr of ir Subcontnctort.

Scanned with CamScanner Received 1/22/2024 ROC Legal

I l. Subconuaeror cerlifica th.t lhc Wo* againsr tlt d€fccrr in mlterial, and {o*, pcriod '"qrrtlllnsnrp ,0r fa_aa- ofonc of onc ((lI ) yerf iom tie year from dat" of finrl rhc date finaf acccptancc of ilort by tri Work oi dre Uy Lbntstctor' r Luliil contraclor's rcress! ftom responsibirity to rhe """.pun"" owncr, whichcvcr time pcriod (the "Yuranty. P"riod.) rnd agrr.. to ln"k" good, :]:l!!,r or n/orkmrnship .t iu own cxpensg any a.f."i ii malcnals which may occur or develop prior b rhe .fd oithc iv;anry period.

12. In thc cvent tie Subcontractor shatl fail ro conect raplacc and/or-rc-cxecrne fiulty or defective work donc and/or matcrials fumishcd undcr this subcontract when snd rs rcquired by Cont actor, Conr&ctor' upon l! wrinen norice o _!0 days wrincn tl lo thc halc the'righr !o correct, repiace and/or rc-exdc such faulty of dcfecrivc IYg::-l :n:, wo q or b tlkc ovcr tris Subc6ntract and cornpctc tt e ,arn" eitfrir Gugh -Jiii..., ii;; . through a contsactor.'uu"onto"to, oit ffi#ffi;f#ilil;:'-'* ilp.";d"jEl;;: "d'l"y; contsactor or subcontmstor of its choicc. and to charce the cost thcreofto tha subcontrsctor, roge6"r rri* " -y ott "ia*;;;; 13' Tcrmingtior. The performance ofthe work under this Subconaact may be tcrminated for any reason by the Conaactori in whole or in part, any time, by thrce (3) days writte, ;b;. -il: evcDt.ofa tcrmination, the subcontracroi witt stop t oi ,nd follow thi contractor,s insrructions tor wlndlngdown thc job. In the event the Subcontract is teminated and the Subcontractor is not in dcfEult ofany ofits obrigations under the Subconuact, p&ynenr for ar work sarisfsctoriry complercd. h any ih" sub"ont r,ri1 be enritred to * termination, entitled to payment for uncompreted worrq or for 8nt'iciputJprofit s;b";;;.";;iri*il- "",o, or unuusoru"a ou"*".a. Ir thc contrarror has been terminated by thc bwn"r, suu"ont provisions of the prime contracr-Norhing in this "-"Io, *i[ be b*,nd uy tt ri.*in"iion - Agrearnent sh"[ be ili;il cmploymcnt agreement between Contractir and Subtntracto, fo. p"rti"ui", ti;;----' -' "onsrrued; "ry 14. Paynent will be made to the Subcontractor in accordancc with procedurcs set forthG th-e prirn',, Co"t thc tfr"t ifr" shall provide their E^..:--r requircd L:rr! "a "*".p billing information and documcnts on or before ofthe month. PaymenE :|1ll work ::9, ?1oln" 9uc g-," after to rhe Subcontractor untit i daysg'." rq;srv.r rcceives Paymenr payment r( fot such fiom th" on-er una su''-- h."s submitted an applicstion for payme;r ro ih; contncrn, For contractor. or paynents Far att .I:.:Il:j:l ,..- ^-.^--r- du" ti sru"qr*t", r"ft;il#'ffi#Ji#;;ffii;;H"* from rhe owoer by ihj conracror is 3*,1"e.}r..:^ofl: ?iracrgr is:coylon a "o;t,t;; n ;;;;;;;-";;ld;;;il ""J"nii"""v the conrr8ctorro i ,nakc payrDeat ro dE subcontsaaor- The Subconlactor sr*oiir,.J" "ire"*" n-otr"i* "f asarcsuirorrunds;.it;;;;rd"il;;',:H[:T'HLH""J";',fl T,ffi,]i*""ff "guin.t r * clur. sas' additions, deretions' and/or {ry amcndments effecting the scope, msgnitude 8nd/or of fie labor ro be pcrformed and/or mrreriars to be. suppli.J .irirff,ll co., t*iu.n changc ordcr onry b{ bo'dt panies sctting forrh, :iqg to this subconrracr, In rhc cvcnt the T Ftait the ctranges ,aaiiiin., d"r.tions and/or uncndmcnts subcontractor's frrformai"" or intcrfcmd with by acts ofthc owner, conr""tor oi ort .uu"on-,.",oo, "ii*riru"""t ""i il;i;;'- ,t . Subconirscror 3hall not b€ cntirlcd o an incneasc in thc subcofltract nil""", or to J"rigu, or addiriooEl compcnsation es a consequcncc of such.delays or interfercr*, amounts lhat thc Contractor may, on b€halfofthe Subcontracor, .;6;?;i; ;;;;";"y aciually rccovcr or bc grantcd from the Owner for such dehys. Received 1/22/2024 ROC Legal

Ifat_any tirne is shall appear that there is any_lien or any other claim or demand ofany * harsoever for whieh contractor, orr,ner oirt R.j."rr"jl kind t'iite or so treu. and for which conrracror or Subcontsaaor is ctrarg€abtc, b" discharged *aai,ror""a, " Subcil;;;;il#J;;t ;;;i#hiH:, :plT.'-,: out fid"nd ot any money "nle;;;#ffi;i;ii*[ari,,#",i,,*iirr,.", due, or to become due, to Subcontracto, ff,,,ro,rirf ,".arsary to satisfr such lienc claim unril such time as Suu"or"""i* r,r"-"r,i"Jrr"i iir"li be paid and discharged and is solved or Conractor may "r*, " make paymeni oiruJ iLo o, made jointly to Subcontractor and such claimant- '' "frim by payment

16' l'lqndisclosurc' In connection with this A-greemenq contractot may have disctosed lnformation. subcontractor-a€:ees that c-ontractoi's confidcntial strictest confidence and sharl ti prot"ct"a uy c*iio"ntirr Information shalr bc kepr in iuutil;;; subcontracror sha, not r€terse, disctose or divulge in any fashion, form "r#r*r, ;, C.;;;e.mf fnform"tion to ;ilil-rrr$, 17. Aoolicable [.aw. This Subcontract.shal be govemed by the laws of &e state in which work is to be performed, notwithstanding choice of f"Jpfncipf"rl

HMW Construcfion, LLC SUBCONTRACTOK

Its: ,trl"{-f

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Via U.S. Mail and Email

Complainant K&G Construction LLC 1578 N Tucana Ct Gilbert, AZ 85234

Via U.S. Mail and Email

Respondent HMW Construction LLC 4225 S 80th St Omaha, NE 68127

HMW Construction LLC 7887 F St Omaha, NE 68127

Re: Complaint No. 2024-00681

Dear Complainant and Respondent:

The Registrar received a complaint filed against HMW Construction LLC for non- payment of materials or services rendered. This complaint is complete and will be substantively reviewed by the Registrar.

Respondent is free to raise any issue or affirmative defense to this complaint by filing a response with the Registrar by February 15, 2024. Please reference the complaint number listed above if you file a response. Respondent may file a response by:

Mail: P.O. Box 18244, Phoenix, Arizona, 85005-8244 In-Person: 1700 W. Washington St., Ste. 105, Phoenix, Arizona, 85007-2812 Email: [email redacted]

The Registrar will not issue a citation before February 15, 2024 and will review Respondent’s response, if one is submitted.

Please be advised that a response to the complaint is not the same as a written answer. If the Registrar issues a citation Respondent must file a written answer to that citation in accordance with A.R.S. § 32-1155.

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg100 4/21 Sincerely,

/s/ Tedi Quezada _______________ Tedi Quezada Legal Department 1700 W Washington St. Ste. 105 Phoenix, AZ 85007

1700 W. Washington Street, Suite 105 · Phoenix AZ 85007-2812 602.542.1525 · Toll Free 877.692.9762 · roc.az.gov Lg100 4/21 0121034ÿ60733ÿ89 ÿÿ ÿ9 ÿÿ 7ÿ ÿ00326ÿÿ8 Received ÿ Legal 3456ÿ89402/06/2024 :;5;ÿ<=456>?94:;5;@ABC>;:>DBEF

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