amp;7256  2)  7+(67$7(2)$5,=21$    $UL]RQD5HJLVWUDURI&RQWUDFWRUV   &DVH1R  &203/$,1$17   'RFNHW1R$/'$52& Y     $FH+RPH6HUYLFHV//& ),1$/#39;0,1,675$7,9('(&,6,21  /LFHQVH1R52& $1'25'(5    ..." /> amp;7256  2)  7+(67$7(2)$5,=21$    $UL]RQD5HJLVWUDURI&RQWUDFWRUV   &DVH1R  &203/$,1$17   'RFNHW1R$/'$52& Y     $FH+RPH6HUYLFHV//& ),1$/#39;0,1,675$7,9('(&,6,21  /LFHQVH1R52& $1'25'(5    ..." />

FINACT2019A-02347-ROC.pdf

2019A-02347-LDA-ROC · Registrar of Contractors · 2019-08-06



5(*,675$52)&2175

amp;7256  2)  7+(67$7(2)$5,=21$

   $UL]RQD5HJLVWUDURI&RQWUDFWRUV   &DVH1R  &203/$,1$17   'RFNHW1R$/'$52& Y     $FH+RPH6HUYLFHV//& ),1$/

#39;0,1,675$7,9('(&,6,21  /LFHQVH1R52& $1'25'(5     5(6321'(17 





 

 8QGHU$56† % WKH5HJLVWUDUPD\UHYLHZDQGDFFHSWPRGLI\RUUHMHFWDQ

 DGPLQLVWUDWLYHODZMXGJH¶VZULWWHQGHFLVLRQ,IWKH5HJLVWUDUPRGLILHVRUUHMHFWVWKDWGHFLVLRQWKHQWKH

 5HJLVWUDUPXVWSURYLGHZULWWHQMXVWLILFDWLRQVHWWLQJIRUWKWKHUHDVRQVIRUWKHPRGLILFDWLRQRUUHMHFWLRQ

 5(*,675$5¶6

amp;&(37$1&(

 ,QWKLVFDVHDKHDULQJZDVKHOGDQGWKHDGPLQLVWUDWLYHODZMXGJHLVVXHGDZULWWHQGHFLVLRQSee

 $GPLQLVWUDWLYH/DZ-XGJH'HFLVLRQDWWDFKHG7KH5HJLVWUDUUHYLHZHGWKDWGHFLVLRQDQGKHUHE\DFFHSWV

 LW

 &21&/86,21

  %HFDXVHWKH5HJLVWUDUKDVDFFHSWHGWKHDGPLQLVWUDWLYHODZMXGJH¶VGHFLVLRQWKDWGHFLVLRQLVWKH

 ILQDODGPLQLVWUDWLYHGHFLVLRQLQWKLVFDVHDQGEHFRPHVHIIHFWLYHRQ6HSWHPEHU

 'DWHG-XO\ 5HJLVWUDURI&RQWUDFWRUV  VJoseph Citelli           -RVHSK&LWHOOL &KLHI&RXQVHO  &KLHIRI/HJDO'HSDUWPHQWDQG5HFRYHU\)XQG

RI 5(*,675$52)&2175

amp;7256 ::DVKLQJWRQ6W6XLWH±3KRHQL[$= 7HOHSKRQH    

  &RS\PDLOHGYLD8636)LUVW&ODVVPDLO-XO\WR   5HVSRQGHQW $FH+RPH6HUYLFHV//&  ($WODQWD$YH 3KRHQL[$=   $1'FRS\HOHFWURQLFDOO\PDLOHGWKLVVDPHGDWHWR   5HVSRQGHQWDWHPDLODGGUHVVRQUHFRUGZLWKWKH5HJLVWUDU  &RPSODLQDQW¶V$WWRUQH\DWHPDLODGGUHVVRIUHFRUGZLWK5HJLVWUDU   2IILFHRI$GPLQLVWUDWLYH+HDULQJV  5DQGROSK':ROIVRQ$GPLQLVWUDWLYH/DZ-XGJH   &DVH1R'8



































RI 5(*,675$52)&2175

amp;7256 ::DVKLQJWRQ6W6XLWH±3KRHQL[$= 7HOHSKRQH     6WDWHRI$UL]RQD0DLO1HZ$/-'HFLVLRQWUDQVPLWWHGIRU52& $/'$52& 5HFHLYHG/HJDO  2$+$/-5HFRPPHQGDWLRQV$=52&RDKDOMUHFRPPHQGDWLRQV#URFD]JRY!

1HZ$/-'HFLVLRQWUDQVPLWWHGIRU52& $/'$52& PHVVDJH

2$+(OHFWURQLF'HFLVLRQ7UDQVPLVVLRQ6\VWHPRDK#D]RDKFRP! 0RQ-XODW$0 7RRDKDOMUHFRPPHQGDWLRQV#URFD]JRY

7KLVLVDPHVVDJHIURPWKH$UL]RQD2IILFHRI$GPLQLVWUDWLYH+HDULQJVWRLQIRUP\RXWKDWDGHFLVLRQKDVEHHQWUDQVPLWWHG IRU5HJLVWUDURI&RQWUDFWRUV7KHGHWDLOVDUHDVIROORZV

'HFLVLRQW\SH$/-'HFLVLRQ 0DWWHU,'$/'$52& )LOHGE\2$+ )LOHGRQ 'XH'DWHIRU)LQDO$JHQF\$FWLRQ LIDSSOLFDEOH 

<RXPD\DFFHVVWKLVGHFLVLRQDWKWWSVSRUWDOD]RDKFRPDOMGHFGRFXPHQWV52&$/'$52&$/-'HFLVLRQ SGI

7RYLHZDOODYDLODEOH$/-GHFLVLRQVYLVLWKWWSVSRUWDOD]RDKFRPDOMGHFGRFXPHQWV52&

KWWSVPDLOJRRJOHFRPPDLOE$+UH[4Z5RFHIV+DD=D-)<$+7ZGI(XIFB:ZR0Q%9DYO:8X"LN GEGG YLHZ SW VHDUFK DOO SHUPWKL«  5HFHLYHG/HJDO 

 ,17+(2)),&(2)

#39;0,1,675$7,9(+($5,1*6      $UL]RQD5HJLVWUDURI&RQWUDFWRUV 1R$/'$52& &203/$,1$17  Y
#39;0,1,675$7,9(/$:-8'*(  $FH+RPH6HUYLFHV//& '(&,6,21 52&/LFHQVH52&    5(6321'(17

    +($5,1*-XQH  $33($5$1&(6 .XDQ-LQ5HVSRQGHQW$SSOLFDQW&KDQFH3HWHUVRQ(VT   52&6WDII$WWRUQH\7KRPDV5DLQH(VT$=$VVW$WW\ 

#39;0,1,675$7,9(/$:-8'*(5DQGROSK':ROIVRQ  BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB 

 ),1',1*62))

amp;7

  2Q RU DERXW -DQXDU\   $SSOLFDQW VXEPLWWHG D 4XDOLI\LQJ 3DUW\

 ([HPSWLRQ$SSOLFDWLRQWRWKH5HJLVWUDU>WKH³$SSOLFDWLRQ´@   2Q$SULOWKH5HJLVWUDULVVXHGLWV1RWLFHRI'HQLDORIWKH$SSOLFDWLRQ  IRU WKH DVVHUWHG UHDVRQ WKDW OLFHQVH 1R  ZDV VXVSHQGHG IRU QRQUHQHZDO RQ  0DUFKWKURXJK0DUFK   8SRQ 5HVSRQGHQW¶V DSSHDO RI WKH 5HJLVWUDU¶V 'HQLDO RI WKH $SSOLFDWLRQ D  +HDULQJ EHIRUH WKH 2IILFH RI $GPLQLVWUDWH +HDULQJV DQ DJHQF\ LQGHSHQGHQW IURP WKH  5HJLVWUDUZDV1RWLFHGDQGFRQGXFWHGRQ-XQH   &KDQFH 3HWHUVRQ (VT VWDII DWWRUQH\ IRU WKH 5HJLVWUDU WHVWLILHG WKDW DV  UHIOHFWHGE\WKH5HJLVWUDU¶VFRPSXWHUL]HGOLFHQVHGDWDEDVH5HVSRQGHQW¶VUHQHZDOIHHV  ZHUH ILOHG ZLWK WKH 5HJLVWUDU RQ 0DUFK   )XUWKHU KH WHVWLILHG WKDW WKH  5HVSRQGHQW¶VOLFHQVHVZHUHVXVSHQGHGIRUQRQUHQHZDO0DUFKWKURXJK0DUFK 

   $GPLQLVWUDWLYH-XGLFLDO1RWLFHLVWDNHQRIWKHHQWLUHW\RIWKH5HJLVWUDU¶VSK\VLFDODQGHOHFWURQLFUHFRUGVLQ  WKLVPDWWHULQFOXGLQJEXWQRWOLPLWHGWRLQIRUPDWLRQGLVSOD\HGRQWKH5HJLVWUDU¶V3XEOLF$FFHVV:HEVLWH  6WDWH¶V([KLELWEDWHVWDPS

2IILFHRI$GPLQLVWUDWLYH+HDULQJV :HVW$GDPV6WUHHW/RZHU/HYHO 3KRHQL[$UL]RQD   5HFHLYHG/HJDO 

    +H WHVWLILHG WKDW WKH 5HVSRQGHQW¶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

 RIWKHHYLGHQFH $UL]$GPLQ &RGH†5

  $SUHSRQGHUDQFHRIWKHHYLGHQFHLV 7KH JUHDWHU ZHLJKW RI WKH HYLGHQFH QRW QHFHVVDULO\ HVWDEOLVKHG E\ WKH  JUHDWHUQXPEHURIZLWQHVVHVWHVWLI\LQJWRDIDFWEXWE\HYLGHQFHWKDWKDV  WKH PRVW FRQYLQFLQJ IRUFH VXSHULRU HYLGHQWLDU\ ZHLJKW WKDW WKRXJK QRW VXIILFLHQW WR IUHH WKH PLQG ZKROO\ IURP DOO UHDVRQDEOH GRXEW LV VWLOO  VXIILFLHQWWRLQFOLQHDIDLUDQGLPSDUWLDOPLQGWRRQHVLGHRIWKHLVVXHUDWKHU  WKDQWKHRWKHU

 Black’s Law Dictionary WKHG 

  6WDWXWHVVKRXOGEHLQWHUSUHWHGWRSURYLGHDIDLUDQGVHQVLEOHUHVXOW Gutierrez  v. Industrial Commission of Arizona,  $UL]   3G   citation  omitted  State v. McFall$UL]3G   &RXUWVZLOOQRW  SODFH DQ DEVXUG DQG XQUHDVRQDEOH FRQVWUXFWLRQ RQ VWDWXWHV   ³6WDWXWHV VKDOO EH  OLEHUDOO\FRQVWUXHGWRHIIHFWWKHLUREMHFWVDQGWRSURPRWHMXVWLFH´$UL]5HY6WDW†   %  



   6WDWH¶V([KLELW

 5HFHLYHG/HJDO 

  $56 †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¶VDSSHDOVKRXOGEHGHFOLQHG   7KH$SULOWKH5HJLVWUDU1RWLFHRI'HQLDORIWKH$SSOLFDWLRQVKRXOGEH  DIILUPHG 

 5(&200(1'('25'(5

  %DVHGXSRQWKHIRUHJRLQJ

 ,7,6+(5(%<5(&200(1'('WKH5HVSRQGHQW$SSOLFDQW¶VDSSHDOVKRXOGEH  GHQLHG  )857+(5 ,7 ,6 5(&200(1'(' WKDW WKH $SULO   5HJLVWUDU 1RWLFH RI  'HQLDORIWKH$SSOLFDWLRQVKRXOGEHDIILUPHG 

   $56† 5HQHZDORIOLFHQVHTXDOLI\LQJSDUW\

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³7KH

5HJLVWUDU KDV GHWHUPLQHG WKDW D OLFHQVH LV LQ HIIHFW  LI D FRQWUDFWRU FDQ ODZIXOO\ HQJDJH LQ FRQWUDFWLQJ  XQGHUWKDWOLFHQVH$FRQWUDFWRUFDQQRWODZIXOO\HQJDJHLQFRQWUDFWLQJZLWKDQLQDFWLYHOLFHQVH WKHOLFHQVH  PXVWILUVWEHDFWLYDWHG RUZLWKDVXVSHQGHGOLFHQVH´ )RRWQRWH$56† supra.

 5HFHLYHG/HJDO 

 )857+(5,7,65(&200(1'('WKDW$FH+RPH6HUYLFHV//&52&/LFHQVH  52&    EH GLUHFWHG WR DSSRLQW D 4XDOLILHG 3DUW\ LQ D WLPHO\  PDQQHU 

 'RQHWKLVGD\-XO\       V5DQGROSK':ROIVRQ       $GPLQLVWUDWLYH/DZ-XGJH 



 7UDQVPLWWHGHOHFWURQLFDOO\WR  -HIIUH\)OHHWKDP 'LUHFWRU  5HJLVWUDURI&RQWUDFWRUV