FINACT2019A-01236-ROC.pdf

2019A-01236-CHC-ROC · Registrar of Contractors · 2019-09-18

5(*,675$52)&2175

amp;7256 2) 7+(67$7(2)$5,=21$ 'DYLG*DJRQ &DVH1R &203/$,1$17 'RFNHW1R$&+&52& Y %D\VLGH,QWHULRUV//& ),1$/

#39;0,1,675$7,9('(&,6,21$1' /LFHQVH1RV52& 25'(5 5(6321'(17

8QGHU$56 % WKH5HJLVWUDUPD\UHYLHZDQGDFFHSWPRGLI\RUUHMHFWDQ

DGPLQLVWUDWLYHODZMXGJH¶VZULWWHQGHFLVLRQ,IWKH5HJLVWUDUPRGLILHVRUUHMHFWVWKDWGHFLVLRQWKHQWKH5HJLVWUDU

PXVWSURYLGHZULWWHQMXVWLILFDWLRQVHWWLQJIRUWKWKHUHDVRQVIRUWKHPRGLILFDWLRQRUUHMHFWLRQRIHDFKILQGLQJRI

IDFWRUFRQFOXVLRQRIODZ

5(*,675$5¶6

amp;&(37$1&(

,QWKLVFDVHDKHDULQJZDVKHOGDQGWKHDGPLQLVWUDWLYHODZMXGJHLVVXHGDZULWWHQGHFLVLRQSee

$GPLQLVWUDWLYH/DZ-XGJH'HFLVLRQDWWDFKHG7KH5HJLVWUDUUHYLHZHGWKDWGHFLVLRQDQGDFFHSWVLW

&21&/86,21$1'25'(5

%HFDXVHWKH5HJLVWUDUKDVDFFHSWHGWKHDGPLQLVWUDWLYHODZMXGJH¶VGHFLVLRQWKDWGHFLVLRQLVWKHILQDO

DGPLQLVWUDWLYHGHFLVLRQLQWKLVFDVHDQGEHFRPHVHIIHFWLYHRQ2FWREHU

,7,6)857+(525'(5('WKDW5HVSRQGHQWSD\DFLYLOSHQDOW\LQWKHDPRXQWRISD\DEOHWR

WKH5HJLVWUDURQRUEHIRUHGD\VIURPWKHHIIHFWLYHGDWHRIWKLV2UGHU3D\PHQWPD\EHKDQGGHOLYHUHGWRWKH

5HJLVWUDU¶VSK\VLFDODGGUHVVRUPDLOHGWR 5HJLVWUDURI&RQWUDFWRUV 32%R[ 3KRHQL[$UL]RQD

RI 5(*,675$52)&2175

amp;7256 ::DVKLQJWRQ6W±6WH±3KRHQL[$= 7HOHSKRQH 7ROO)UHH /J

),1$/127( 2QSDJHOLQHUHSODFH³ $ ´ZLWK³ $ ´ 'DWHG6HSWHPEHU %\V Joseph Citelli -RVHSK&LWHOOL &KLHI&RXQVHO &KLHIRI/HJDO'HSDUWPHQWDQG5HFRYHU\)XQG $UL]RQD5HJLVWUDURI&RQWUDFWRUV &RS\PDLOHGYLD8636)LUVW&ODVVPDLO 6HSWHPEHUWR 5HVSRQGHQW %D\VLGH,QWHULRUV//& (&DUGLQDO:D\ 4XHHQ&UHHN$=

&RPSODLQDQW 'DYLG*DJRQ ()RXQWDLQ6W 0HVD$= &RS\VHQWHOHFWURQLFDOO\WKLVVDPHGDWHWR 2IILFHRI$GPLQLVWUDWLYH+HDULQJV 9HOYD0RVHV7KRPSVRQ$GPLQLVWUDWLYH/DZ-XGJH 5HVSRQGHQWDWHPDLODGGUHVVRQUHFRUGZLWKWKH5HJLVWUDU &RPSODLQDQWDWHPDLODGGUHVVRQUHFRUGZLWKWKH5HJLVWUDU &DVH1R'8

RI 5(*,675$52)&2175

amp;7256 ::DVKLQJWRQ6W±6WH±3KRHQL[$= 7HOHSKRQH 7ROO)UHH /J 5(&(,9(' 2$+$/-5HFRPPHQGDWLRQV$=52&RDKDOMUHFRPPHQGDWLRQV#URFD]JRY! 52&/(*$/

1HZ$/-'HFLVLRQWUDQVPLWWHGIRU52& $&+&52& PHVVDJH

2$+(OHFWURQLF'HFLVLRQ7UDQVPLVVLRQ6\VWHPRDK#D]RDKFRP! :HG6HSDW30 7RRDKDOMUHFRPPHQGDWLRQV#URFD]JRY

7KLVLVDPHVVDJHIURPWKH$UL]RQD2IILFHRI$GPLQLVWUDWLYH+HDULQJVWRLQIRUP\RXWKDWDGHFLVLRQKDVEHHQWUDQVPLWWHGIRU5HJLVWUDU RI&RQWUDFWRUV7KHGHWDLOVDUHDVIROORZV

'HFLVLRQW\SH$/-'HFLVLRQ 0DWWHU,'$&+&52& )LOHGE\2$+ )LOHGRQ 'XH'DWHIRU)LQDO$JHQF\$FWLRQ LIDSSOLFDEOH

<RXPD\DFFHVVWKLVGHFLVLRQDWKWWSVSRUWDOD]RDKFRPDOMGHFGRFXPHQWV52&$&+&52&$/-'HFLVLRQSGI

7RYLHZDOODYDLODEOH$/-GHFLVLRQVYLVLWKWWSVSRUWDOD]RDKFRPDOMGHFGRFXPHQWV52& 5(&(,9(' 52&/(*$/

,17+(2)),&(2)

#39;0,1,675$7,9(+($5,1*6 'DYLG*DJRQ 1R$&+&52&

&203/$,1$17

#39;0,1,675$7,9(/$:-8'*( Y '(&,6,21

%D\VLGH,QWHULRUV//& 52&/LFHQVH52&

5(6321'(17

+($5,1* $XJXVW $33($5$1&(6 &RPSODLQDQW'DYLG*DJRQDSSHDUHGRQEHKDOIRIKLPVHOI1R RQHDSSHDUHGRQEHKDOIRI5HVSRQGHQW%D\VLGH,QWHULRUV//&

#39;0,1,675$7,9(/$:-8'*(9HOYD0RVHV7KRPSVRQ BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

),1',1*62))

amp;7

&RPSODLQDQW'DYLG*DJRQDQG5HVSRQGHQW%D\VLGH,QWHULRUV %D\VLGH

HQWHUHGLQWRUHVLGHQWLDOUHSDLUDQGUHPRGHOLQJFRQWUDFW8QGHUWKHFRQWUDFW%D\VLGH

ZRXOGUHPRGHO0U*DJRQ¶VEDWKURRPDQGUHSDLUWKHOHDNVLQKLVKRPH 2Q1RYHPEHU%D\VLGHEHJDQZRUNRQ0U*DJRQ¶VKRPH 2Q'HFHPEHU%D\VLGHVWRSSHGZRUNRQ0U*DJRQ¶VKRPH 2Q0DUFKWKH$UL]RQD5HJLVWUDURI&RQWUDFWRUV 52& UHFHLYHG DFRPSODLQWIURP0U*DJRQDOOHJLQJSRRUZRUNPDQVKLSRQWKHSDUWRI%D\VLGH 2Q$SULO52&,QYHVWLJDWRU'HQQLV%LHUPDFRQGXFWHGDMREVLWH LQVSHFWLRQ 2Q0D\,QYHVWLJDWRU%LHUPDLVVXHGD',5(&7,9(WR%D\VLGHZKLFK SURYLGHGLQUHOHYDQWSDUWDVIROORZV $IWHULQYHVWLJDWLRQWKH5HJLVWUDUKDVVXEVWDQWLDWHGWKDW\RXU ZRUN IDLOV WR PHHW PLQLPXP ZRUNPDQVKLS VWDQGDUGV see $$& 5 )DLOXUH WR FRPSO\ ZLWK WKLV 'LUHFWLYH FRQVWLWXWHV D YLRODWLRQ RI $56 $ DQG PD\ UHVXOWLQWKHLVVXDQFHRID&LWDWLRQGLVFLSOLQHRI\RXUOLFHQVH

2IILFHRI$GPLQLVWUDWLYH+HDULQJV :HVW$GDPV6WUHHW/RZHU/HYHO 3KRHQL[$UL]RQD 5(&(,9(' 52&/(*$/

DQGDFLYLOSHQDOW\SXUVXDQWWR$56 ( RIXSWR )DLOXUH WR FRPSO\ ZLWK WKLV 'LUHFWLYH PD\ DOVR EH WUHDWHGDVDQDJJUDYDWLQJIDFWRUVKRXOGWKH5HJLVWUDUSXUVXH GLVFLSOLQHRI\RXUOLFHQVH <RXPXVWSURYLGHWKH5HJLVWUDU ZLWK VDWLVIDFWRU\ ZULWWHQ SURRI RI \RXU FRPSOLDQFH ZLWK WKLV'LUHFWLYHSULRUWRSPRQ-XQH <RX DUH KHUHE\ GLUHFWHG WR UHPHG\ WKH IROORZLQJ YLRODWLRQV E\WKHDSSURSULDWHPHDQV &RPSODLQW,WHP³:HKLUHGED\VLGHWRIL[RXWZDWHUOHDNV DQG QRZ KDYH PXOWLSOH ZDWHU OHDNV´ &RUUHFW ZDWHU OHDNV DQGDQ\GDPDJHWRWKHKRPHDVDUHVXOWRIWKHOHDNVDQG DQ\GDPDJHWRWKHKRPHDVDUHVXOWRIWKHZRUNGRQHWR FRUUHFW WKH ZDWHU OHDNV ([ 'U\ZDOO WULP WLOHV SDLQW HWF

%D\VLGHIDLOHGWRFRUUHFWWKHGHILFLHQWLWHPVE\WKHGHDGOLQH 2Q-XQHWKH52&LVVXHGD&,7$7,21 DJDLQVW%D\VLGH¶VOLFHQVH 7KH 5HJLVWUDU DOOHJHG WKDW %D\VLGH PD\ KDYH YLRODWHG $5,= 5(9 67$7 VHFWLRQV $ VSHFLILFDOO\ $5,=

#39;0,1 &2'(VHFWLRQ5$5,= 5(9 67$7VHFWLRQV $ %D\VLGHILOHGDWLPHO\DQVZHUWRWKH&,7$7,21 7KH PDWWHU ZDV UHIHUUHG WR WKH 2IILFH RI $GPLQLVWUDWLYH +HDULQJV IRU DQ HYLGHQWLDU\KHDULQJ $KHDULQJZDVKHOGRQ$XJXVW ,QYHVWLJDWRU %LHUPD WHVWLILHG UHJDUGLQJ KLV LQYHVWLJDWLRQ RI WKH FRPSODLQW DQGLVVXDQFHRIWKH',5(&7,9(0U*DJRQWHVWLILHGRQEHKDOIRIKLPVHOI 0U*DJRQH[SODLQHGWKDW%D\VLGHSHUIRUPHGSRRUZRUNDQGGDPDJHGKLV KRPH %D\VLGHGLGQRWDSSHDUDWWKHKHDULQJDQGGLGQRWILOHDUHTXHVWWRDSSHDU

WHOHSKRQLFDOO\ $OWKRXJK WKH VWDUW RI WKH GXO\ QRWLFHG KHDULQJ ZDV GHOD\HG

DSSUR[LPDWHO\ WZHQW\ PLQXWHV WR DOORZ %D\VLGH DGGLWLRQDO WUDYHO WLPH %D\VLGH GLG QRW

DSSHDU WKURXJK DQ DXWKRUL]HG PHPEHU HPSOR\HH RU DWWRUQH\ DQG GLG QRW FRQWDFW

5HVSRQGHQWILOHGDUHTXHVWWRFRQWLQXHWKHKHDULQJRQHGD\EHIRUHWKHGDWHRIWKHKHDULQJ5HVSRQGHQW

ZDVH[SHFWHGWRDSSHDUDWWKHKHDULQJDQGIDLOHGWRDSSHDU7KHUHTXHVWWRFRQWLQXHZDVGHQLHGRQWKH GD\RIWKHKHDULQJ 5(&(,9(' 52&/(*$/

2$+WRUHTXHVWWKDWWKHVWDUWRIWKHKHDULQJEHIXUWKHUGHOD\HG&RQVHTXHQWO\%D\VLGH GLGQRWSUHVHQWDQ\HYLGHQFHWRGHIHQGLWVOLFHQVH $GPLQLVWUDWLYHQRWLFHLVWDNHQRI5HVSRQGHQW¶VSULRU/LFHQVHUHFRUGRQ 6HSWHPEHU6XFKSULRU/LFHQVHUHFRUGUHIOHFWVWKDW5HVSRQGHQW¶V/LFHQVH1R ZDVILUVWLVVXHGRQ$SULODQGLVVXVSHQGHGIRUODFNRIERQG6XFKSULRU /LFHQVHUHFRUGDOVRUHIOHFWVWKDWWKHUHLVRQHRSHQFRPSODLQWDJDLQVW5HVSRQGHQW¶V /LFHQVH &21&/86,2162)/$: 7KLVPDWWHUOLHVZLWKLQWKH5HJLVWUDU¶VMXULVGLFWLRQSee $5,= 5(9 67$7 VHFWLRQ $ 7KHEXUGHQRISURRIDWDQDGPLQLVWUDWLYHKHDULQJIDOOVWRWKHSDUW\ DVVHUWLQJDFODLPULJKWRUHQWLWOHPHQWDQGWKHVWDQGDUGRISURRIRQDOOLVVXHVLQWKHVH PDWWHUVLVE\DSUHSRQGHUDQFHRIWKHHYLGHQFHSee$5,=

#39;0,1 &2'( 5 7KHVXVSHQGHGVWDWXVRI5HVSRQGHQW¶VOLFHQVHGRHVQRW SUHFOXGH&RPSODLQDQWIURPSXUVXLQJDQDGPLQLVWUDWLYHUHPHG\QRUSUHFOXGHWKH 5HJLVWUDUIURPFRQGXFWLQJWKLVGLVFLSOLQDU\SURFHHGLQJ $SUHSRQGHUDQFHRIWKHHYLGHQFHLV³VXFKSURRIDVFRQYLQFHVWKHWULHURI IDFWWKDWWKHFRQWHQWLRQLVPRUHSUREDEO\WUXHWKDQQRW´0255,6. 8'$// $5,=21$/$: 2)(9,'(1&( 7KH SUHSRQGHUDQFH RI WKH HYLGHQFH VKRZV WKDW 5HVSRQGHQW GLG QRW SHUIRUP WKH ZRUN LQ D SURIHVVLRQDO DQG ZRUNPDQOLNH PDQQHU LQ YLRODWLRQ RI $5,= 5(9 67$7VHFWLRQ $ QDPHO\$5,=

#39;0,1 &2'( 5 7KHSUHSRQGHUDQFHRIWKHHYLGHQFHVKRZVWKDW5HVSRQGHQWIDLOHGWR FRPSO\ZLWKWKH0D\',5(&7,9(ZKLFKLVDYLRODWLRQRI$5,= 5(9 67$7VHFWLRQ $ %HFDXVH%D\VLGHKDVYLRODWHG$5,= 5(9 67$7VHFWLRQV $ DQG $ LWVOLFHQVHFRXOGEHVXVSHQGHGRUUHYRNHG

See$56 & ZKLFKSURYLGHVWKDW³>W@KHH[SLUDWLRQFDQFHOODWLRQVXVSHQVLRQRUUHYRFDWLRQRI DOLFHQVHVKDOOQRWGHSULYHWKHUHJLVWUDURIMXULVGLFWLRQWRSURFHHGZLWKDQ\LQYHVWLJDWLRQRIRUDFWLRQRU GLVFLSOLQDU\SURFHHGLQJDJDLQVWVXFKOLFHQVHRUWRUHQGHUDGHFLVLRQVXVSHQGLQJRUUHYRNLQJVXFKD OLFHQVH´ $56 $ LQFOXGHV DPRQJ WKH JURXQGV IRU VXVSHQVLRQ UHYRFDWLRQ RU RWKHU GLVFLSOLQDU\ DFWLRQ DJDLQVW D FRQWUDFWRU¶VOLFHQVH³>Y@LRODWLRQRIDQ\UXOHDGRSWHGE\WKH 5HJLVWUDU´$$&5 5(&(,9(' 52&/(*$/

5(&200(1'('25'(5 %DVHGRQWKHIRUHJRLQJLWLVUHFRPPHQGHGWKDWRQWKHHIIHFWLYHGDWHRIWKH2UGHU WKH5HJLVWUDUVKDOOVXVSHQG%D\VLGH,QWHULRUV//&/LFHQVH1RIRUWKUHH GD\V ,WLVIXUWKHUUHFRPPHQGHGWKDWWKH5HJLVWUDUUHTXLUH5HVSRQGHQWWRSD\WKHVXP RIDVDFLYLOSHQDOW\SXUVXDQWWR$5,= 5(9 67$7VHFWLRQ ( ,W LVIXUWKHUUHFRPPHQGHG WKDW LI 5HVSRQGHQW IDLOV WR SD\ WKHHQWLUH DPRXQW RI WKH FLYLO SHQDOW\ RQ RU EHIRUH WKLUW\ GD\V IROORZLQJ WKH HIIHFWLYH GDWH RI WKH 5HJLVWUDU¶V ILQDORUGHUWKH5HJLVWUDUUHYRNH5HVSRQGHQW¶VOLFHQVHHIIHFWLYHRQVXFKGHDGOLQHGDWH 1R IXWXUH OLFHQVH VKDOO EH LVVXHG WR DQ\ HQWLW\ FRQVLVWLQJ RI SHUVRQV DVVRFLDWHG ZLWK 5HVSRQGHQWDVGHILQHGLQ$5,= 5(9 67$7VHFWLRQ $ XQOHVV5HVSRQGHQW WHQGHUVSD\PHQWRIDQ\RXWVWDQGLQJSULRUFLYLOSHQDOW\ In the event of certification of the Administrative Law Judge Decision by the Director of the Office of Administrative Hearings, the effective date of the Order will be 40 days from the date of that certification. 'RQHWKLVGD\6HSWHPEHU

V9HOYD0RVHV7KRPSVRQ $GPLQLVWUDWLYH/DZ-XGJH

7UDQVPLWWHGHOHFWURQLFDOO\WR

-HIIUH\)OHHWKDP'LUHFWRU 5HJLVWUDURI&RQWUDFWRUV

UHTXLUHVWKDW³>D@OOZRUNVKDOOEHSHUIRUPHGLQDSURIHVVLRQDODQGZRUNPDQOLNHPDQQHU´DQGWKDW³>D@OOZRUN VKDOOEHSHUIRUPHGLQDFFRUGDQFHZLWKDQ\DSSOLFDEOHEXLOGLQJFRGHVDQGSURIHVVLRQDOLQGXVWU\VWDQGDUGV´